Technology & Media

Helping Clients Access the Capital Markets and Achieve Strategic Growth

Roth’s Technology & Media investment banking team brings domain expertise to emerging leaders in their verticals to access a breadth of equity, debt and structured capital options as well as bringing the experience to assist management achieve their strategic growth initiatives.

Investment Banking

Sector Focus

  • Semiconductors & Intelligent Systems
  • IoT, Wireless and Communications
  • Enterprise Software & Cloud Infrastructure
  • eCommerce and Digital Media technologies
  • Internet & Gaming
  • IT Security

Investment Banking Team

David Farina, CFA

Managing Director, Co-Head of Business Services Investment Banking

Doug Gonsalves

Managing Director, Head of Technology Investment Banking

Ivan Saval

Managing Director, Head of Agribusiness Investment Banking

Matthew Day

Managing Director, Co-Head of Business Services Investment Banking

Al Longfield, CFA

Managing Director, Investment Banking

David Enzer

Managing Director, Investment Banking

Gregory Kouvelas

Managing Director, Investment Banking

Gregory Ogborn

Managing Director, Investment Banking

Kamal Masud, CFA

Managing Director, Investment Banking

Robert Reid

Director, Investment Banking

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Safepointe

has been acquired by

SoundThinking. Inc.

M&A Advisory

Financial Advisor August 2023

$160,000,000

Indi Semiconductor

Senior Convertible Notes

Co-Manager November 2022

$460,000,000

Interdigital

Senior Convertible Notes

Co-Manager May 2022

$23,000,000

Sequans Communications S.A.

Follow-On

Lead Manager March 2022

$230,000,000

Credo Semiconductor Inc.

IPO

Co-Manager January 2022

$43,750,000

FATHOM HOLDINGS, INC

Follow-On

Joint Book-Running Manager November 2021

$287,500,000

Impinj, inc.

Convertible Senior Notes

Co-Manager November 2021

$127,875,000

Argo Blockchain

IPO

Co-Manager September 2021

Research

Our research is the foundation of our firm and key to our understanding of the small-cap sector. This research, when combined with our seasoned institutional sales team and our highly visible investor conferences, creates an unparalleled institutional sponsorship platform for growth companies.

Research Team

Darren Aftahi

Managing Director, Senior Research Analyst

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Richard Baldry, CFA

Managing Director, Senior Research Analyst

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Suji Desilva, CFA

Managing Director, Senior Research Analyst

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Scott Fortune

Managing Director, Senior Research Analyst

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Rohit Kulkarni

Managing Director, Senior Research Analyst

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Scott Searle, CFA

Managing Director, Senior Research Analyst

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Gerard "Gerry" Sweeney

Managing Director, Senior Research Analyst

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