Corporate & Executive Services

Providing Liquidity While Preserving Stock Integrity

ROTH’s Corporate & Executive Services Team focuses on providing liquidity for our corporate clients. Our experiences as a market maker of small and micro-cap growth stocks enables us to provide liquidity, without adversely affecting the price of your stock. Our team’s strong trading and compliance background helps guide you through transactions with the utmost sensitivity and minimal market disruption.

Corporate & Executive Services

  • Corporate Stock Buybacks
  • Restricted Stock Sales
  • Rule 10b5-1 Plans
  • Employee Stock Option Programs
  • Directed Share Programs
  • Private Client Services
Contact Us About Our Services

Investor Connect

Clearing through RBC Clearing

CLICK HERE to access your online Roth Capital Partners Account.

For More Information, Contact:

John Weber
Managing Director, Corporate & Executive Services

Our Corporate & Executive Services Team

ROTH’s team is committed to relationships. We’re proud of the history and successes we’ve built with the companies under our coverage.

John Weber

Managing Director, Corporate & Executive Services

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