Derivatives

Our Core: Research Driven Single Stock Derivatives Strategy

We work closely with our research professionals to identify instances when their fundamental view of a stock is at odds with current options pricing, typically around an event or catalyst. Our team publishes over 80 strategy notes each year, which include trading ideas across and outside ROTH’s coverage universe.

Institutional Client Service Capabilities

  • Options Execution on U.S. Equities, ETFs and Equity Index Products with facilitation (capital) capabilities
  • Research Driven, Actionable Options Strategies
  • Custom Portfolio Analysis and Hedging Optimization
  • Sector / Market Volatility Analysis
  • Real-Time Derivatives Market Intelligence and Commentary
Contact Us About Our Services

Research Driven Options Strategy

  1. Fundamental Research has a high-conviction view around an event or catalyst
  2. Derivatives Strategist evaluates options pricing and implied volatility surrounding the event
  3. Options trade with favorable risk-reward based on potential options ‘mispricing’ around the event / catalyst
Contact Us About Our Services

For More Information, Contact:

Alex Panagiotidis
Managing Director, Head of Derivatives and Event Driven
203-861-9060
apanagiotidis@roth.com

Our Derivatives Team

MKM’s Equity Derivatives trading desk works directly with institutional clients on options/volatility strategies and trade execution.

David Dragovcic

Managing Director, Derivatives Trader

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Timothy Parliman

Executive Director, Senior Derivatives Specialist

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Scott Draper

Executive Director, Derivatives Sales Trader

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David Engstrom

Executive Director, Derivatives Sales Trader

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Tim Klagholz

Executive Director, Derivatives Sales Trader

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Alec Levine

Executive Director, Derivatives Sales Trader

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