Institutional Sales

Meet the ROTH Distribution Force

With one of the largest distribution forces in the country, ROTH’s sales and trading teams interact with thousands of clients each day. Our broad institutional coverage includes investors in North America, Canada, United Kingdom, Europe and other international territories. Here are some highlights of our team:

  • Trained to deliver alpha generating research to clients
  • Sales professionals average 15+ years of experience
  • Geographically located all around the country in major metropolitan cities
  • Liaise with trading desk and leverage a wide array of services to identify investment opportunities
  • Salespeople take a hybrid approach and effectively sell the ROTH platform across all products
  • Additional specialization in Corporate Access with attention to detail regarding client needs
  • In addition to Institutional Sales, ROTH also features Sector Specialists to further enhance content and ideas in specific industries
  • Sales personnel sit on ROTH’s Trading Floor so that they are at the cutting edge of information
  • Not only does ROTH service 2,500+ institutional money managers, but the team also possesses an active network of Private Equity and Venture Capital Firms

Sales

Our team is comprised of over 75 professionals with extensive experience in the markets. They maintain an active daily dialogue with analysts and portfolio managers across market caps and sectors.

Expertise

The ROTH team has a unique array of knowledge and expertise in investment strategy, large blue-chip enterprises, and small as well as micro-cap markets. Our team seeks to truly understand our investment recommendations by partnering with our research team to recognize macro and micro trends.  Personally knowing the management teams of the companies we cover and provide clients an enriched experience through corporate access events, including investor conferences, non-deal road shows, conference calls, site visits, and industry specific events.

Sales Focus

Our focus is on institutional money managers, mutual funds, hedge funds, registered investment advisors, and family offices.

Highlights

  1. Diversified backgrounds with experience in corporate finance, research and operations.
  2. Our sales team partners with our research team to understand macro and micro trends that drive fundamental changes of the companies under our coverage.
  3. Long-standing relationships with many of the top portfolio managers around the country.
  4. A sales team that seeks to truly understand our investment recommendations and to personally know the management teams of the companies under our coverage.
  5. Coordinate corporate access events for fresh insight into growth-oriented companies. 
Contact Us About Our Services

For More Information, Contact:

Ed Lainfiesta
Co-Head of Institutional Sales
949-720-7111
elainfiesta@roth.com

Rebecca Reeves
Co-Head of Institutional Sales 
312-846-1052
rreeves@roth.com

Our Sales Team

Our team is comprised of team members with extensive experience who are focused on helping our micro-cap and small-cap clients achieve greater liquidity.

Andrea Bischof

Executive Director, Institutional Sales

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Tony Caserta

Managing Director, Institutional Sales

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Joey Ferro

Managing Director, Institutional Sales

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Joshua Forst

Managing Director, Senior Sales Trader & Capital Markets Specialist

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William "Bill" Forsyth

Executive Director, Institutional Sales

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Stephen Hutsko

Managing Director, Institutional Sales

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Marni Levine

Executive Director, Institutional Sales

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Michael Moran

Senior Vice President, Institutional Sales

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Richard Nunis

Institutional Sales

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Jeremy Peskoff

Managing Director, Institutional Sales

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Brad Podolec

Managing Director, Institutional Sales

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Ron Reede

Managing Director, Institutional Sales

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Thomas Schwartz

Managing Director, Institutional Sales

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Gregory Tuerk

Managing Director, Institutional Sales

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Richard Tuohey

Senior Vice President, Institutional Sales

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Greg Waters

Managing Director, Institutional Sales

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Cynthia Whitney

Managing Director, Institutional Sales

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