Our Values-based Approach to Investment Banking
Roth is a privately-owned investment banking firm dedicated to the small-cap public market. Our culture of success and innovation is driven by our current principals, most of whom have been with us for more than 20 years.
Headquartered in Newport Beach, CA, we treat our employees and clients like family. Our culture is based on valuing individual talents and finding ways that we can work together and build on everyone’s strengths.