Roth is a privately-owned investment banking firm dedicated to the small-cap public market. Our culture of success and innovation is driven by our current principals, most of whom have been with us for more than 20 years.
Headquartered in Newport Beach, CA, we treat our employees and clients like family. Our culture is based on valuing individual talents and finding ways that we can work together and build on everyone’s strengths.
As an employee-owned firm, we understand the importance of relationships. We know that our clients depend on us to efficiently execute the transactions that they engage us to assist, and how that can contribute to future opportunities. Our research coverage provides our client companies and investors an independent platform to dig deeper into each others business. And our conferences and corporate access allow our clients and friends to meet each other on personal and business levels.
We have raised over $60 billion for small-cap public companies since 1992. Our equity capital markets group has demonstrated the dedication and expertise to execute different transactions in a timely manner in a variety of sectors. Our investment banking services including IPOs, Follow-ons, Secondary Sales, Private Placements, ATMs and M&A Advisory.
Our domain expertise is in Business Services, Consumer, Healthcare, Industrial Growth, Resources, Sustainability, and Technology & Media.
Our advisory services to private and public companies include acquisitions, divestitures, fairness opinions and shareholder actions. We have completed overapproximately 350 merger, acquisitions and advisory assignments since 1992.
Our long-standing relationships with institutional accounts, along with our broad institutional coverage with investors in the US, Canada, United Kingdom, Europe and other international territories, provide a solid coverage base to introduce growth-oriented companies. We have roughly 20 sales representatives who maintain a daily dialog with top growth portfolio managers.
Our team is comfortable in creating liquidity in illiquid markets: Market Maker in over 420 stocks1.
We conduct more than 360 deal and non-deal roadshows every year. Our experienced team knows how to deliver excellent corporate access events, with the annual ROTH Conference being one of the largest in the nation for growth companies.
1 As of July 1, 2021
Roth Capital Partners is led by a seasoned team with multiple accomplishments. We believe that by fostering innovation and creativity within the company, we can create an unparalleled institutional sponsorship platform for growth companies.
Meet Our Team