Accelerating Growth and Enhancing Value for Healthcare

ROTH’s Healthcare Team provides financing and strategic advisory services for public and private companies in the life sciences sector. Our clients include both development and commercial stage companies and include companies engaged in the development of novel therapeutic compounds, the application of unique drug discovery and drug delivery technologies, and the development and marketing of biopharmaceuticals, specialty pharmaceuticals, medical devices and diagnostics.

ROTH works closely with our clients’ management teams and boards of directors to determine and execute optimal financing strategies. ROTH has an extensive track record in executing IPOs, follow-on offerings, PIPEs, registered directs and confidentially marketed public offerings for life sciences companies.

Additionally, ROTH also advises our clients on strategic transactions, including mergers, acquisitions, divestitures, reverse mergers, strategic sales, licensing agreements and strategic partnerships, and provides fairness opinions related to such transactions.

Investment Banking

Sector Focus

  • Biotechnology
  • Specialty pharmaceuticals
  • Medical devices
  • Diagnostics

Investment Banking Team

James Antonopoulos

Managing Director, Head of Healthcare Investment Banking

Benjamin Bowen, Ph.D.

Managing Director, Investment Banking

Aparna Beeram

Senior Vice President, Investment Banking

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Biofrontera Inc.


Sole Placement Agent February 2024


Panbela Therapeutics, Inc.


Sole Placement Agent January 2024


Helius Medical Technologies, Inc.


Lead Placement Agent August 2022


Genenta Science


Sole Book-Running Manager December 2021


Biorestorative Therapies, Inc.


Sole Manager November 2021


RenovoRx Inc.


Sole Book-Running Manager August 2021


Unicycive Therapeutics, Inc.


Sole Manager July 2021


TFF Pharmaceuticals, Inc.


Sole Book-Running Manager March 2021


Research Team

Jonathan Aschoff, Ph.D.

Managing Director, Senior Research Analyst

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Scott Fortune

Managing Director, Senior Research Analyst

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Jason Wittes

Managing Director, Senior Research Analyst

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