Investment Banking

We’re focused on identifying and financing growth companies as they develop into tomorrow’s market leader. ROTH provides access to capital and other financial advisory services for our clients.

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We provide value to our institutional investor clients with award-winning, timely research focused on growth sectors. These include consumer, energy, healthcare, industrial growth, metals & mining, services, sustainability, and technology.

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Strategy Team

Michael Darda, Chief Economist/Market Strategist, leads our team of notable strategists, and is one of the most quoted and well-known economists on the Street with a global coverage span.

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Institutional Sales

We are committed to building relationships with small and micro-cap companies as we service mutual funds, hedge funds and registered investment advisors. Our Institutional Sales Team partners with our Research team to understand macro and micro trends to make the best investment recommendations.

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ROTH takes a client-centric approach to the trading desk. Our Trading Team handles significant order flow for a multitude of clients in the U.S. and internationally and prides itself on creating liquidity in illiquid markets.

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Our Derivatives Team publishes over 80 strategy notes each year, which include trading ideas across and outside ROTH’s coverage universe.

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Corporate & Executive Services

Our Corporate & Executive Services Team provides liquidity for our corporate clients. As a market maker of small-cap growth stocks, we can accomplish this efficiently with minimal demands on the time of executive management.

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Corporate Access & Conferences

We have relationships with over 1,000 leading institutional clients. We provide our clients with access and relationship-building opportunities through our annual flagship conference, over 360 deal and non-deal roadshows a year, and multiple industry conferences.

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Quantitative Survey Group

Quantitative Survey Group | QSG is an alternative research platform that enables us to design and deliver high quality customized/proprietary research for our clients. ROTH’s library includes more than 300 active surveys covering more than 500 companies.

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