Investment Banking

We’re focused on identifying and financing growth companies as they develop into tomorrow’s market leader. Roth provides access to capital and other financial advisory services for our clients.

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We provide value to our institutional investor clients with award-winning, timely research focused on growth sectors. These include consumer, energy, healthcare, industrial growth, metals & mining, services, sustainability, and technology.

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Institutional Sales and Trading

We are committed to building relationships with small and micro-cap companies as we service mutual funds, hedge funds and registered investment advisors. Our Institutional Sales and Trading Team partners with our Research Team to understand macro and micro trends to make the best investment recommendations.

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Corporate & Executive Services

Our Corporate & Executive Services Team provides liquidity for our corporate clients. As a market maker of small-cap growth stocks, we can accomplish this efficiently with minimal demands on the time of executive management.

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Corporate Access & Conferences

We have relationships with over 1,000 leading institutional clients. We provide our clients with access and relationship-building opportunities through our annual flagship conference, over 360 deal and non-deal roadshows a year, and multiple industry conferences.

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