Sustainability

Helping Clients Access Capital and Execute Transactions

Roth’s sustainability banking team assists growth oriented companies achieve their strategic and financial goals. We combine leading capital markets departments with deep industry knowledge to offer a wide range of strategic advisory and capital raising services, including initial public offerings, follow-on offerings, PIPEs, green bonds, convertible debt, private placements, SPAC advisory and M&A advisory.

We define sustainability as those technologies and business models that improve societies’ utilization of natural resources to support global economic growth, while minimizing environmental impacts. Within this broad definition, our Sustainability banking team is particularly focused on those companies with technologies that provide solutions to global energy and environmental challenges.

Investment Banking

Sector Focus

  • Advanced Materials
  • Clean Fuels & Green Chemistries
  • eMobility
  • Smart Cities
  • Environmental: Water, Waste, Recycling & Agtech
  • Solar & Wind

Investment Banking Team

Jesse Pichel

Managing Director, Co-Head Sustainability Investment Banking

Robert Stephenson

Managing Director, Co-Head Sustainability Investment Banking

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$25,025,000

Shimmick Corp.

IPO

Sole Book-Running Manager November 2023

$3,300,000

Sunworks Inc.

Registered Direct

Sole Placement Agent August 2023

$86,500,000

Sunnova Energy International

Follow-On

Co-Manager August 2023

$22,810,000

Dragonfly Energy Corp.

Follow-On

Placement Agent June 2023

$734,200,000

NEXTracker, Inc.

IPO

Co-Manager February 2023

$100,000,000

Blink Charging Co.

Follow-On

Co-Manager February 2023

$288,800,000

Enlight Renewable Energy Ltd.

IPO

Co-Manager February 2023

$500,000,000

Sunnova Energy Int.

Convertible Debt

Co-Manager August 2022

Research

Our research is the foundation of our firm and key to our understanding of the small-cap sector. This research, when combined with our seasoned institutional sales team and our highly visible investor conferences, creates an unparalleled institutional sponsorship platform for growth companies.

Research Team

Chip Moore, CFA

Managing Director, Senior Research Analyst

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Craig Irwin

Managing Director, Senior Research Analyst

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Gerard "Gerry" Sweeney

Managing Director, Senior Research Analyst

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Justin Clare, CFA

Managing Director, Senior Research Analyst

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Philip Shen

Managing Director, Senior Research Analyst

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