Roth Capital Partners (Roth) has become aware that there are individuals on WhatsApp and possibly other social media outlets who are falsely impersonating employees or people connected with this firm. Please be aware that any such messages are not authorized by Roth and are apparently being used to perpetrate illegitimate activity. For more information please visit – Here
$10,350,000
Follow-On
Sole Book-Running Manager October 2025$14,950,000
Follow-On
Sole Book-Running Manager March 2024$1,000,000
Registered Direct
Sole Placement Agent February 2024$3,300,000
Registered Direct
Sole Placement Agent August 2023$86,500,000
Follow-On
Co-Manager August 2023$22,810,000
Follow-On
Placement Agent June 2023$734,200,000
IPO
Co-Manager February 2023$100,000,000
Follow-On
Co-Manager February 2023$2,000,000
Registered Direct
Sole Placement Agent February 2023$288,800,000
IPO
Co-Manager February 2023$500,000,000
Convertible Debt
Co-Manager August 2022$375,000,000
Convertible Notes
Co-Manager June 2022$1,246,000,000
December 2021
M&A Advisory
$25,000,000
ATM Program
Sole Agent October 2021$200,000,000
ATM Program
Agent September 2021
M&A Advisory
$300,000,000
PIPE
Placement Agent September 2021$1,677,000,000
August 2021
M&A Advisory
$414,000,000
Convertible Senior Notes
Co-Manager August 2021$17,905,500
Follow-On
August 2021$174,800,000
Follow-On
Co-Manager August 2021$430,970,000
Follow-On
Co-Manager July 2021$80,000,000
IPO
Joint Book-Running Manager July 2021$324,300,000
Follow-On
Co-Manager July 2021$59,500,000
ATM Program
Agent July 2021$69,000,000
Convertible Debt
Financial Advisor July 2021$54,600,000
IPO
Joint Book-Running Manager June 2021$19,320,000
IPO
Book-Running Manager May 2021$575,000,000
Convertible Debt
Co-Manager May 2021$1,505,000,000
May 2021
has merged with
M&A Advisory
$17,250,000
PIPE
Sole Placement Agent May 2021$129,375,000
Follow-On
Co-Manager May 2021$28,920,000
Follow-On
Co-Manager April 2021$257,920,000
IPO
Co-Manager April 2021$1,500,000
PIPE
Sole Placement Agent April 2021$250,000,000
PIPE
Placement Agent March 2021$51,750,000
March 2021
M&A Advisory
$131,600,000
March 2021
has merged with
M&A Advisory
$993,313,000
Follow-On
Co-Manager March 2021$51,750,000
March 2021
has acquired
M&A Advisory
$385,250,000
Follow-On
Co-Manager March 2021$161,920,000
Follow-On
Co-Manager March 2021$100,000,000
ATM Program
Agent February 2021$50,000,000
ATM Program
Sole Agent February 2021$14,732,396
Registered Direct
Lead Placement Agent February 2021$201,280,000
Follow-On
Co-Manager February 2021$2,093,000,000
Follow-On
Co-Manager January 2021$254,610,000
Follow-On
Co-Manager January 2021$40,000,000
Registered Direct
Financial Advisor January 2021$250,000,000
Follow-On
Financial Advisor January 2021$2,093,000,000
Follow-On
Co-Manager January 2021$28,895,878
IPO
Sole Manager January 2021$350,000,000
Registered Direct
Financial Advisor January 2021$21,476,250
Follow-On
Sole Book-Running Manager January 2021$254,610,000
Follow-On
Co-Manager January 2021$100,000,000
ATM Program
Agent December 2020$5,750,000
PIPE
Sole Placement Agent December 2020$297,850,000
Follow-On
Co-Manager December 2020$35,020,000
Registered Direct
Placement Agent December 2020$10,000,000
Follow-On
Co-Manager December 2020$20,000,000
Follow-On
Financial Advisor December 2020$60,000,000
Private Placement
Placement Agent November 2020$845,000,000
Follow-On
Co-Manager November 2020$11,500,000
November 2020
was acquired by
SPI Energy
M&A Advisory
$353,165,000
Follow-On
Co-Manager November 2020$20,000,000
ATM Program
Sole Agent November 2020$16,000,000
ATM Program
Agent November 2020$55,050,000
Follow-On
Co-Manager October 2020$11,600,000
Private Placement
Financial Advisor October 2020$5,000,000
Registered Direct
Financial Advisor October 2020$10,000,000
ATM Program
Sole Agent September 2020$632,500,000
Convertible Senior Notes
Co-Manager September 2020$26,609,250
Follow-On
Sole Book-Running Manager September 2020$37,200,000
Follow-On
Joint Book-Running Manager September 2020$250,000,000
ATM Program
Agent September 2020$3,392,500
Registered Direct
Sole Placement Agent August 2020$250,000,000
Follow-On
Co-Manager August 2020$375,297,215
Follow-On
Co-Manager August 2020$25,375,000
Follow-On
Sole Book-Running Manager August 2020$28,510,000
Registered Direct
Financial Advisor August 2020$12,397,000
Follow-On
Joint Book Running Manager August 2020$20,000,000
Registered Direct
Sole Placement Agent June 2020$100,000,000
Follow-On
Co-Manager June 2020$200,000,000
Convertible Senior Notes
Co-Manager May 2020$320,000,000
Convertible Senior Notes
Co-Manager March 2020$12,500,000
Follow-On
Sole Manager January 2020$11,750,000
Private Placement
Financial Advisor December 2019$126,500,000
Follow-On
Co-Manager December 2019$9,000,000
Follow-On
Sole Book-Running Manager November 2019$178,383,000
IPO
Co-Manager July 2019$79,589,000
Follow-On
Co-Manager July 2019$74,750,000
Follow-On
Co-Manager May 2019$6,445,000
Follow-On
Sole Manager April 2019$12,000,000
Registered Direct
Lead Placement Agent March 2019$149,429,000
January 2019
has been acquired by
M&A Advisory
$185,000,000
Follow-On
Co-Manager October 2018$24,668,000
Follow-On
Co-Manager August 2018$15,910,000
Follow-On
Sole Manager July 2018$113,541,000
Follow-On
Co-Manager April 2018CAD10,050,000
PIPE
Sole Placement Agent March 2018$20,000,000
February 2018
has been acquired by
M&A Advisory
