Business Services

Our Business is to Help Your Business

ROTH’s Business Services team collaborates with growth-oriented companies to achieve their strategic and financial goals. We combine leading capital markets departments with deep industry knowledge to offer comprehensive solutions for our clients. We offer a full array of investment banking services including merger and acquisition advisory, equity and debt capital raising, fairness opinions and financial advisory services to public companies, private companies and entrepreneurs.

Investment Banking

Sector Focus

  • Accounting Services
  • Education and Training Services
  • Healthcare Services
  • HR/BPO Services
  • Industrial Services
  • Insurance Tech
  • IT Services
  • Logistics & Facilities Services
  • Management Consulting
  • Marketing Services / AdTech
  • Media
  • Restaurant Tech
  • Staffing / Human Capital Management
  • Telecom Services
  • Travel Tech

Investment Banking Team

David Farina, CFA

Managing Director, Co-Head of Business Services Investment Banking

Matthew Day

Managing Director, Co-Head of Business Services Investment Banking

Sean Leahy

Managing Director, Investment Banking

Robert Reid

Senior Director, Investment Banking

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$200,000,000

AMC Entertainment Holdings, Inc.

Registered Direct

Sole Agent June 2026

$35,000,000

OptimizeRx Corp.

Credit Facility

Financial Advisor May 2026

$70,000,000

Standex International

has sold its Federal Industries business to

Aeritek

a portfolio company of Mill Point Capital

M&A Advisory

March 2026

$14,000,000

MultiSensor AI Holdings, Inc.

PIPE

Sole Placement Agent November 2025

$250,000,000

IMAX Corporation

Convertible Senior Notes

Co-Manager November 2025

$20,000,000

PriceMDs

Credit Facility

Exclusive Financial Advisor September 2025

$1.7 billion

NV5 Global, Inc.

has merged with

Acuren

M&A Advisory

Exclusive Financial Advisor August 2025

$60,000,000

Asure Software, Inc.

Credit Facility

Exclusive Financial Advisor April 2025

Research

Our research is the foundation of our firm and key to our understanding of the small-cap sector. This research, when combined with our seasoned institutional sales team and our highly visible investor conferences, creates an unparalleled institutional sponsorship platform for growth companies.

Research Team

Jeff Martin, CFA

Co-Director of Research & Senior Research Analyst

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Harry Fong

Managing Director, Senior Research Analyst

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