Business Services

Our Business is to Help Your Business

Roth's Business Services team collaborates with growth-oriented companies to achieve their strategic and financial goals. We combine leading capital markets departments with deep industry knowledge to offer comprehensive solutions for our clients. We offer a full array of investment banking services including merger and acquisition advisory, equity and debt capital raising, fairness opinions and financial advisory services to public companies, private companies and entrepreneurs.

Investment Banking

Sector Focus

  • Business Process Outsourcing Services
  • Consumer Services
  • Customer Care & Fulfillment Services
  • Education & Training Services
  • Facility Services
  • HR Services
  • Industrial Services
  • IT & Professional Services
  • Marketing & Information Services
  • Professional Employer Organization Services
  • Printing & Document Services
  • Transaction Processing Services

Investment Banking Team

Paul Zaffaroni

Managing Director, Head of Consumer Investment Banking


David Farina, CFA

Managing Director, Investment Banking

Gerald Mars

Managing Director, Investment Banking


Jacob Frank

Managing Director, Investment Banking


Jonathan Alyn

Managing Director, Investment Banking


Matthew Day

Managing Director, Investment Banking

Robert Reid

Director, Investment Banking

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Global Crossing Airlines Group, Inc.

Senior Secured Notes

Joint Placement Agent August 2023
Greeley and Hansen

has been acquired by

M&A Advisory

Financial Advisor December 2022


Cryoport, Inc.

Convertible Senior Notes

Co-Manager November 2021


NV5 Global, Inc.


Joint Book-Running Manager March 2021


Aspen Group, Inc.


Lead Manager January 2020
NV5 Global, Inc.

has acquired

Quantum Spatial

M&A Advisory

Financial Advisor December 2019


Willdan Group, Inc.


Joint Book-Running Manager October 2018


BG Staffing, Inc.


Joint Book-Running Manager May 2018


Our research is the foundation of our firm and key to our understanding of the small-cap sector. This research, when combined with our seasoned institutional sales team and our highly visible investor conferences, creates an unparalleled institutional sponsorship platform for growth companies.

Research Team

Jeff Martin, CFA

Co-Director of Research & Senior Research Analyst

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Harry Fong

Managing Director, Senior Research Analyst

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