Business Services

Our Business is to Help Your Business

ROTH’s Business Services team collaborates with growth-oriented companies to achieve their strategic and financial goals. We combine leading capital markets departments with deep industry knowledge to offer comprehensive solutions for our clients. We offer a full array of investment banking services including merger and acquisition advisory, equity and debt capital raising, fairness opinions and financial advisory services to public companies, private companies and entrepreneurs.

Investment Banking

Sector Focus

  • Accounting Services
  • Education and Training Services
  • Healthcare Services
  • HR/BPO Services
  • Industrial Services
  • Insurance Tech
  • IT Services
  • Logistics & Facilities Services
  • Management Consulting
  • Marketing Services / AdTech
  • Media
  • Restaurant Tech
  • Staffing / Human Capital Management
  • Telecom Services
  • Travel Tech

Investment Banking Team

David Farina, CFA

Managing Director, Co-Head of Business Services Investment Banking

Matthew Day

Managing Director, Co-Head of Business Services Investment Banking

Sean Leahy

Managing Director, Investment Banking

Robert Reid

Director, Investment Banking

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Mondee Holdings Corp.


Co-Manager June 2023


SportsMap Tech Acquisition Corp.


Joint Book-Running Manager October 2021
GP Strategies

has sold its EtaPRO business to


M&A Advisory

Financial Advisor October 2021


TransAct Technologies


Sole Book-Running Manager August 2021




Sole Book-Running Manager October 2020
Asure Software, Inc.

M&A Advisory

Financial Advisor October 2019


Asure Software, Inc.


Joint Book-Running Manager June 2018


Our research is the foundation of our firm and key to our understanding of the small-cap sector. This research, when combined with our seasoned institutional sales team and our highly visible investor conferences, creates an unparalleled institutional sponsorship platform for growth companies.

Research Team

Jeff Martin, CFA

Co-Director of Research & Senior Research Analyst

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Harry Fong

Managing Director, Senior Research Analyst

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