Industrial Growth

Helping Clients Access Capital and Execute Transactions

Roth’s industrial growth banking team assists growth oriented companies achieve their strategic and financial goals. We combine leading capital markets departments with deep industry knowledge to offer a wide range of strategic advisory and capital raising services, including initial public offerings, follow-on offerings, PIPEs, convertible debt, private placements, and M&A advisory.

Our Industrial Growth banking team works with companies focused on end-markets where growth is outpacing broader industrial trends and implementing strategies involving a combination of new product development, capacity expansion, productivity programs, and mergers and acquisitions.

Investment Banking

Sector Focus

  • Auto parts and equipment
  • Energy infrastructure and equipment
  • Manufacturing and process technologies
  • Real Estate and REITs

Investment Banking Team

Brian Kremer

Managing Director, Investment Banking

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Jesse Pichel

Managing Director, Investment Banking

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Robert Stephenson

Managing Director, Investment Banking

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Select Transactions

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$2,623,000

Giga-tronics Incorporated

Follow-On

Sole Book-Running Manager November 2019

$10,000,000

Broadwind Energy, Inc.

ATM Program

Sole Agent September 2018

$30,590,000

ASV Holdings, Inc.

IPO

Sole Book-Running Manager May 2017

$750,000

Quantum Materials Corp.

PIPE

Sole Placement Agent April 2016

Research

At a Glance

72

Covered companies

2

Analysts

Research Team

Matthew Koranda

Managing Director, Senior Research Analyst

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Gerard "Gerry" Sweeney

Managing Director, Senior Research Analyst

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