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$2,623,000

Giga-tronics Incorporated

Follow-On

Sole Book-Running Manager November 2019

$10,000,000

Broadwind Energy, Inc.

ATM Program

Sole Agent September 2018

$30,590,000

ASV Holdings, Inc.

IPO

Sole Book-Running Manager May 2017

$85,100,000

Horizon Global Corporation

Follow-On

Co-Manager February 2017

$350,000,000

Horizon Global Corporation

Documentation Agent

M&A Advisory

Financial Advisor October 2016

$750,000

Quantum Materials Corp.

PIPE

Sole Placement Agent April 2016