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$16,653,000

RenovoRx Inc.

IPO

Sole Book-Running Manager August 2021

$3,788,000

Creative Medical Technology Holdings, Inc.

PIPE

Sole Placement Agent August 2021

$1,980,000

RegeneRx Biopharmaceuticals, Inc.

PIPE

Sole Placement Agent July 2021

$45,000,000

Immunic Therapeutics

Equity Follow-On

Co-Manager July 2021

$25,000,000

Unicycive Therapeutics, Inc.

IPO

Sole Manager July 2021

$143,750,000

RAPT Therapeutics

Equity Follow-On

Co-Manager June 2021

$39,099,000

KemPharm, Inc.

Warrant Exchange

Financial Advisor June 2021

$28,408,000

Vascular Biogenics Ltd.

Follow-On

Co-Manager April 2021

$100,000,000

Ocugen, Inc.

Registered Direct

Financial Advisor April 2021

$100,400,000

Humanigen, Inc

Follow-On

Co-Manager April 2021

$14,547,498

Cyclacel Pharmaceuticals, Inc.

Follow-On

Co-Manager March 2021

$39,970,000

TFF Pharmaceuticals, Inc.

Follow-On

Sole Book-Running Manager March 2021
StemoniX, Inc.

has merged with

Cancer Genetics, Inc.

M&A Advisory

Financial Advisor March 2021

$56,495,000

Marker Therapeutics Inc.

Follow-On

Co-Manager March 2021

$77,969,996

Moleculin Biotech, Inc.

Follow-On

Co-Manager February 2021

$222,525,000

KalVista Pharmaceuticals, Inc.

Follow-On

Co-Manager February 2021

$4,462,500

InMed Pharmaceuticals, Inc.

PIPE

Sole Placement Agent February 2021

$27,197,500

GT Biopharma, Inc.

Follow-On

Joint Book-Running Manager February 2021

$74,500,000

Applied Genetic Technologies Corporation

Follow-On

Co-Manager February 2021

$13,000,560

Bio-Path Holdings, Inc.

Registered Direct

Sole Placement Agent February 2021

$14,012,000

Assertio Holdings, Inc.

Registered Direct

Sole Placement Agent February 2021

$34,300,000

Assertio Holdings, Inc.

Registered Direct

Sole Placement Agent February 2021

$44,025,000

KemPharm

Warrant Exchange

Sole Placement Agent January 2021

$74,500,000

Applied Genetic Technologies

Follow-On

Co-Manager January 2021

$75,600,000

Syros Pharmaceuticals, Inc.

Follow-On

Co-Manager January 2021

$137,999,986

Merus N.V.

Follow-On

Co-Manager January 2021

$52,431,223

KemPharm, Inc.

Follow-On

Sole Manager January 2021

$114,999,968

Harpoon Therapeutics, Inc.

Follow-On

Co-Manager January 2021

$12,000,002

Clearside Biomedical, Inc.ᅠ

Registered Direct

Sole Placement Agent January 2021

$15,023,000

Applied DNA Sciences, Inc.

Registered Direct

Sole Placement Agent January 2021

$22,247,161

Delcath Systems, Inc.

Follow-On

Joint Book Running Manager December 2020

$24,499,984

Cellectar Biosciences, Inc.

Follow-On

Co-Manager December 2020

$24,150,000

Vivos Therapeutics

IPO

Sole Book-Running Manager December 2020

$6,925,000

TFF Pharmaceuticals, Inc.

Registered Direct

Sole Placement Agent December 2020

$35,000,000

iBio, Inc.

Follow-On

Financial Advisor December 2020

$174,999,997

Atara Therapeutics Inc.

Follow-On

Co-Manager December 2020

$4,193,944

Therapix Bioscience Ltd.

Follow-On

Financial Advisor November 2020

$8,010,000

InMed Pharmaceuticals, Inc.

Follow-On

Sole Book-Running Manager November 2020

$13,292,000

INVO Biosciences

Follow-On

Sole Book-Running Manager November 2020

$287,500,000

Replimmune Group, Inc.

Follow-On

Co-Manager October 2020

$460,000,059

Turning Point Therapeutics

Follow-On

Co-Manager October 2020

$7,003,350

Seelos Therapeutics, Inc.

Registered Direct

Lead Placement Agent September 2020

$78,200,000

Humanigen, Inc.

Follow-On

Co-Manager September 2020

$13,800,000

Eyenovia, Inc.

Follow-On

Financial Advisor August 2020

$15,006,000

CohBar, Inc.

Follow-On

Sole Book-Running Manager August 2020

$517,499,990

CRISPR Therapeutics AG

Follow-On

Co-Manager July 2020

$198,949,969

Arcturus Therapeutics Holdings Inc.

Follow-On

Financial Advisor July 2020

$132,250,000

Altimmune, Inc.

Follow-On

Co-Manager July 2020

$107,686,958

Inventiva S.A.

IPO

Co-Manager July 2020

$134,774,000

Atreca, Inc.

Follow-On

Co-Manager July 2020

$35,000,004

Soliton, Inc.

Follow-On

Financial Advisor June 2020

CAD37,822,500

Medipharm Labs

PIPE

Sole Placement Agent June 2020

$24,795,000

Immunic, Inc.

Follow-On

Lead Placement Agent June 2020

$20,000,000

Cellectar Biosciences, Inc.

Follow-On

Lead Manager June 2020

$259,325,000

Adaptimmune Therapeutics, plc.

Follow-On

Lead Manager June 2020

$275,149,842

Translate Bio, Inc.

Follow-On

Lead Manager June 2020

$2,105,000

INVO Biosciences

PIPE

Sole Placement Agent May 2020

$60,087,500

Axcella Health, Inc.

Follow-On

Co-Manager May 2020

$22,000,000

Delcath Systems, Inc.

Follow-On

Sole Book-Running Manager May 2020

$15,000,000

Immunic, Inc.

Registered Direct

Sole Placement Agent April 2020

$20,000,000

Cyclacel Pharmaceuticals, Inc.

Follow-On

Lead Placement Agent April 2020

$115,115,000

Crinetics Pharmaceuticals, Inc.

Follow-On

Co-Manager April 2020

$80,500,000

Arcturus Therapeutics, Inc.

Follow-On

Co-Manager April 2020

$1,250,000

Therapix Bioscience Ltd.

Registered Direct

Sole Placement Agent April 2020

$5,000,000

Hoth Therapeutics, Inc.

Follow-On

Financial Advisor March 2020

$10,000,000

Dynatronics Corporation

ATM Program

Agent March 2020

$6,000,000

Lipocine, Inc.

Registered Direct

Sole Placement Agent February 2020

$500,000,000

Moderna, Inc.

Follow-On

Co-Manager February 2020

$15,001,000

Myomo, Inc.

Follow-On

Sole Book-Running Manager February 2020

$37,375,000

Applied Genetic Technologies Corporation

Follow-On

Co-Manager February 2020

$6,000,000

Moleculin Biotech, Inc.

Registered Direct

Financial Advisor February 2020

$18,000,000

aTyr Pharma, Inc.

Follow-On

Lead Manager February 2020

NOK101,021,000

Targovax ASA

PIPE

Placement Agent January 2020

$96,600,000

Adaptimmune Therapeutics plc.

Follow-On

Co-Manager January 2020

$50,003,000

MATINAS BIOPHARMA HOLDINGS, INC.

Follow-On

Co-Manager January 2020

$48,000,000

Mirum Pharmaceuticals, Inc.

Follow-On

Co-Manager January 2020
Organovo Holdings, Inc.

M&A Advisory

Financial Advisor December 2019

$195,615,000

Forty Seven, Inc.

Follow-On

Co-Manager December 2019

AUS24,600,000

Imugene Limited

PIPE

Lead Placement Agent December 2019

$24,000,000

eyeBrain Medical

Private Placement

Financial Advisor November 2019

$65,000,000

X4 Pharmaceuticals, Inc.

Follow-On

Co-Manager November 2019

$315,244,000

CRISPR Therapeutics AG

Follow-On

Co-Manager November 2019

$91,412,000

Replimmune Group, Inc.

Follow-On

Co-Manager November 2019

$6,000,000

Lipocine, Inc.

Registered Direct

Sole Placement Agent November 2019

$79,206,000

Merus N.V.

Follow-On

Co-Manager November 2019

$15,410,000

Soleno Therapeutics, Inc.

Follow-On

Co-Manager October 2019

$18,006,000

Bionano Genomics, Inc.

Follow-On

Lead Manager October 2019

$6,250,020

Soliton, Inc.

PIPE

Lead Placement Agent October 2019

$6,713,000

Seelos Therapeutics, Inc.

Registered Direct

Sole Placement Agent August 2019

$9,500,000

Delcath Systems, Inc.

PIPE

Sole Placement Agent August 2019
OHR Pharmaceutical, Inc. 

has merged with

NeuBase Therapeutics, Inc.

M&A Advisory

Financial Advisor July 2019

$75,000,000

Mirum Pharmaceuticals, Inc.

IPO

Co-Manager July 2019

$55,915,000

Chiasma, Inc.

Follow-On

Co-Manager July 2019

$86,250,000

Forty Seven, Inc.

Follow-On

Co-Manager July 2019

$20,000,000

Delcath Systems, Inc.

PIPE

Sole Placement Agent July 2019

$105,800,000

Akero Therapeutics

IPO

Lead Manager June 2019

$103,716,000

ArQule, Inc.

Follow-On

Co-Manager June 2019

$9,450,000

Soliton, Inc.

PIPE

Lead Placement Agent June 2019

$15,600,000

ContraVir Pharmaceuticals, Inc.

Follow-On

Lead Placement Agent June 2019

$57,495,000

Medipharm Labs

Follow-On

Co-Manager June 2019

$5,045,000

Cellectar Biosciences

PIPE

Sole Placement Agent May 2019

$4,955,000

Cellectar Biosciences

Registered Direct

Sole Placement Agent May 2019

$1,500,000

Cosmos Holdings, Inc.

PIPE

Sole Placement Agent May 2019

$230,460,000

Intercept Pharmaceuticals

Follow-On

Co-Manager May 2019

$11,000,000

OncoSec Medical, Inc.

Follow-On

Financial Advisor May 2019

AUD7,000,000

Prescient Therapeutics

PIPE

Placement Agent May 2019

$31,625,000

Mustang Bio, Inc.

Follow-On

Co-Manager May 2019

$5,000,000

Onconova Therapeutics

ATM Program

Sole Agent May 2019

$933,000

SG Blocks Inc.

Registered Direct

Sole Placement Agent April 2019

$2,140,000

ContraVir Pharmaceuticals, Inc.

Follow-On

Lead Placement Agent April 2019

$6,000,000

Avalon Globocare Corporation

Registered Direct

Sole Placement Agent April 2019

$15,000,000

Moleculin Biotech, Inc.

Registered Direct

Financial Advisor April 2019

$69,000,000

BioDelivery Sciences International, Inc.

Follow-On

Co-Manager April 2019

$5,787,000

Daré Bioscience, Inc.

Follow-On

Sole Book-Running Manager April 2019

$70,000,000

Syros Pharmaceuticals, Inc.

Follow-On

Co-Manager April 2019

$34,500,000

Chiasma, Inc.

Follow-On

Co-Manager April 2019

$155,397,200

Genfit SA

IPO

Co-Manager March 2019

$5,250,000

Moleculin Biotech, Inc.

Follow-On

Financial Advisor March 2019

NOK73,654,000

Targovax ASA

PIPE

Placement Agent March 2019

$3,928,000

BioPharmX Corporation

Registered Direct

Sole Placement Agent March 2019

$21,980,000

Aptevo Therapeutics

Follow-On

Financial Advisor March 2019

$115,000,000

Cymabay Therapeutics, Inc.

Follow-On

Co-Manager March 2019
Moleculin Biotech, Inc.

M&A Advisory

Financial Advisor February 2019
OHR Pharmaceutical, Inc. 

M&A Advisory

Financial Advisor January 2019

$18,000,000

Seelos Therapeutics, Inc.

PIPE

Sole Placement Agent January 2019

$92,000,000

Stemline Therapeutics, Inc.

Follow-On

Co-Manager January 2019

$16,500,000

Soleno Therapeutics, Inc.

PIPE

Sole Placement Agent December 2018

$50,000,000

Acer Therapeutics Inc.

ATM Program

Sole Agent November 2018

€13,000,000

Oryzon Genomics S.A.

PIPE

Placement Agent October 2018

$25,000,000

KemPharm, Inc.

Follow-On

Co-Manager October 2018

$25,000,000

Altimmune, Inc.

Registered Direct

Sole Placement Agent October 2018

$12,000,000

Altimmune, Inc.

Follow-On

Sole Manager October 2018

$150,000,000

Verastem, Inc.

Convertible Senior Notes

Financial Advisor October 2018

$2,320,000

Daxor Corporation

ATM Program

Sole Agent October 2018

$4,878,000

Altimmune, Inc.

Registered Direct

Sole Placement Agent September 2018

$175,750,000

Viking Therapeutics, Inc.

Follow-On

Co-Manager September 2018

$11,500,000

IRIDEX Corporation

Follow-On

Lead Manager September 2018

$17,250,000

Sensus Healthcare, Inc.

Follow-On

Co-Manager September 2018

$78,200,000

KalVista Pharmaceuticals, Inc.

Follow-On

Co-Manager September 2018

$23,667,000

Bionano Genomics, Inc.

IPO

Sole Book-Running Manager August 2018

$17,250,000

Restoration Robotics, Inc.

Follow-On

Co-Manager August 2018

$46,000,000

Acer Therapeutics Inc.

Follow-On

Co-Manager August 2018

$69,575,000

ArQule, Inc.

Follow-On

Co-Manager July 2018

AUD20,100,000

Imugene Limited

PIPE

Lead Placement Agent June 2018

$2,300,000

Moleculin Biotech, Inc.

Registered Direct

Sole Placement Agent June 2018

$75,000,000

Galmed Pharmaceuticals Ltd.

Follow-On

Lead Manager June 2018

$77,625,000

Viking Therapeutics, Inc.

Follow-On

Co-Manager June 2018

$440,178,000

Madrigal Pharmaceuticals, Inc.

Follow-On

Co-Manager June 2018

$45,943,000

Evofem Biosciences, Inc.

Follow-On

Co-Manager May 2018

CAD2,806,000

Bioasis Technologies Inc.

PIPE

Sole Placement Agent May 2018

CAD2,010,000

Cotinga Pharmaceuticals, Inc.

PIPE

Sole Placement Agent May 2018

$750,000,000

Ligand Pharmaceuticals

Convertible Senior Notes

Co-Manager May 2018

$11,250,000

EyeGate Pharmaceuticals, Inc.

Follow-On

Financial Advisor April 2018

$37,538,000

Intec Pharma Ltd.

Follow-On

Co-Manager April 2018

$15,400,000

Actinium Pharmaceuticals, Inc.

M&A Advisory

Financial Advisor March 2018

$136,850,000

GlycoMimetics, Inc.

Follow-On

Co-Manager March 2018

$30,000,000

SCYNEXIS, Inc.

Follow-On

Co-Manager March 2018

$202,400,000

Aimmune Therapeutics, Inc.

Follow-On

Co-Manager February 2018

$9,009,000

Moleculin Biotech, Inc.

Registered Direct

Sole Placement Agent February 2018

$23,163,000

Avid Bioservices, Inc.

Follow-On

Co-Manager February 2018

$10,250,000

Daré Bioscience, Inc.

Follow-On

Sole Manager February 2018

$22,000,000

Gemphire Therapeutics Inc.

Follow-On

Lead Manager February 2018

$5,000,000

Delcath Systems, Inc.

Follow-On

Sole Placement Agent February 2018

$63,250,000

Viking Therapeutics, Inc.

Follow-On

Co-Manager February 2018

$5,478,000

Q BioMed, Inc.

Follow-On

Lead Placement Agent February 2018

$27,300,000

Eyenovia, Inc.

IPO

Joint Book-Running Manager January 2018

$144,072,000

Cymabay Therapeutics, Inc.

Follow-On

Co-Manager January 2018

$59,570,000

Stemline Therapeutics, Inc.

Follow-On

Co-Manager January 2018

$74,745,000

Albireo Pharma, Inc.

Follow-On

Co-Manager January 2018

$7,055,000

GT Biopharma, Inc.

PIPE

Financial Advisor January 2018
Delcath Systems, Inc.

M&A Advisory

Financial Advisor December 2017

$143,750,000

Madrigal Pharmaceuticals, Inc.

Follow-On

Co-Manager December 2017

$14,750,000

Viking Therapeutics, Inc.

Follow-On

Co-Manager December 2017

$11,523,000

Myomo, Inc.

Follow-On

Sole Manager December 2017

$3,000,000

Cosmos Holdings, Inc.

Private Placement

Sole Placement Agent November 2017

$57,500,000

Catalyst Pharmaceuticals, Inc.

Follow-On

Co-Manager November 2017

$10,997,000

BioPharmX Corporation

Follow-On

Co-Manager November 2017

AUD6,700,000

Imugene Limited

Registered Direct

Lead Placement Agent November 2017

$22,500,000

RedHill Biopharma Ltd.

Follow-On

Co-Manager November 2017

€1,750,000

Implanet S.A.

PIPE

Placement Agent November 2017

$4,000,000

Bio-Path Holdings, Inc.

Registered Direct

Sole Placement Agent November 2017

$27,285,000

Restoration Robotics, Inc.

IPO

Co-Manager October 2017

$47,394,000

Savara, Inc.

Follow-On

Co-Manager October 2017

$23,000,000

Ritter Pharmaceuticals, Inc.

Follow-On

Financial Advisor September 2017

$13,000,000

Moleculin Biotech, Inc.

ATM Program

Agent September 2017
Vermillion, Inc.

M&A Advisory

Financial Advisor August 2017

$57,455,000

Intec Pharma Ltd.

Follow-On

Lead Manager August 2017

€6,000,000

Neovacs S.A.

PIPE

Sole Placement Agent July 2017

$35,983,000

Apollo Endosurgery, Inc.

Follow-On

Joint Book-Running Manager July 2017

$2,683,000

Great Basin Scientific, Inc.

Registered Direct

Sole Placement Agent June 2017

$4,312,000

Viking Therapeutics, Inc.

Registered Direct

Lead Placement Agent June 2017

CAD5,755,000

InMed Pharmaceuticals, Inc.

Follow-On

Co-Manager May 2017

$5,000,000

BioPharmX Corporation

Registered Direct

Sole Placement Agent April 2017

$47,250,000

Sorrento Therapeutics, Inc.

Follow-On

Co-Manager April 2017

$1,000,000

Electrical Geodesics

M&A Advisory

Financial Advisor March 2017

$9,288,000

Biocept Inc

Registered Direct

Lead Placement Agent March 2017

$52,500,000

Valeritas Holdings, Inc.

Follow-On

Co-Manager March 2017

CAD7,501,000

Titan Medical, Inc.

Follow-On

Placement Agent March 2017

$57,500,000

TG Therapeutics, Inc.

Follow-On

Co-Manager March 2017
Vermillion, Inc.

M&A Advisory

Financial Advisor February 2017

$10,000,000

Auris Medical Holding AG

Follow-On

Sole Manager February 2017

$5,009,000

Moleculin Biotech, Inc.

Follow-On

Joint Book-Running Manager February 2017

$10,209,000

Advanced Inhalation Therapies Ltd.

PIPE

Placement Agent February 2017
GenVec, Inc.

has been acquired by

Intrexon

M&A Advisory

Financial Advisor January 2017
Mast Therapeutics, Inc

has merged with

Savara Pharmaceuticals

M&A Advisory

Financial Advisor January 2017

$51,750,000

Stemline Therapeutics, Inc.

Follow-On

Co-Manager January 2017

$50,400,000

Zynerba Pharmaceuticals, Inc.

Follow-On

Co-Manager January 2017

$1,200,000

Nemus Bioscience, Inc.

PIPE

Sole Placement Agent January 2017
Emisphere Technologies, Inc.

M&A Advisory

Financial Advisor December 2016

$24,427,000

RedHill Biopharma Ltd.

Follow-On

Sole Book-Running Manager December 2016

$15,000,000

RedHill Biopharma Ltd.

Registered Direct

Lead Placement Agent December 2016

$10,001,000

Northwest Biotherapeutics, Inc.

Registered Direct

Financial Advisor December 2016

$40,020,000

Recro Pharma, Inc.

Follow-On

Co-Manager December 2016

€37,600,000

Pharming Group NV

PIPE

Lead Placement Agent December 2016

€8,800,000

Pharming Group NV

PIPE

Lead Placement Agent December 2016

€57,500,000

Pharming Group NV

PIPE

Lead Placement Agent December 2016

$18,515,000

IRIDEX Corporation

Follow-On

Sole Manager December 2016

$86,250,000

NeuroDerm Ltd.

Follow-On

Co-Manager December 2016

$763,000

Medigus Ltd.

Registered Direct

Financial Advisor December 2016

AUD7,000,000

LBT Innovations

PIPE

Lead Placement Agent December 2016

$16,500,000

Palatin Technologies Inc.

Follow-On

Lead Manager November 2016

$12,500,000

BioPharmX Corporation

Follow-On

Sole Book-Running Manager November 2016

$4,001,000

AmpliPhi Biosciences Inc.

Follow-On

Sole Book-Running Manager November 2016

$150,000,000

PDL Biopharma, Inc.

Convertible Debt

Co-Manager November 2016

$500,000

Nemus Bioscience, Inc.

PIPE

Sole Placement Agent October 2016

$10,010,000

Biocept Inc

Follow-On

Joint Book-Running Manager October 2016

$201,825,000

Nektar Therapetuics

Follow-On

Co-Manager October 2016

$1,275,000

Delcath Systems, Inc.

Follow-On

Sole Book-Running Manager October 2016

$10,000,000

Actinium Pharmaceuticals, Inc.

Follow-On

Financial Advisor October 2016

$22,500,000

Roka Bioscience Inc.

PIPE

Sole Placement Agent September 2016

$9,890,000

Capricor Therapeutics, Inc.

Follow-On

Joint Book-Running Manager September 2016

CAD11,468,000

Titan Medical, Inc.

Follow-On

Placement Agent September 2016

$15,189,000

Oxford BioMedica plc

PIPE

Placement Agent September 2016

$1,470,000

Medigus Ltd.

Registered Direct

Lead Placement Agent September 2016

$7,536,000

Zosano Pharma Corporation

PIPE

Placement Agent August 2016

$14,900,000

Recro Pharma, Inc.

Follow-On

Financial Advisor August 2016

$5,875,000

Check-Cap Ltd.

Registered Direct

Financial Advisor August 2016

$9,250,000

Palatin Technologies Inc.

Registered Direct

Lead Manager August 2016

$50,000,000

Argos Therapeutics, Inc.

Follow-On

Co-Manager August 2016

$17,100,000

Cytori Therapeutics, Inc.

M&A Advisory

Financial Advisor June 2016

$11,500,000

Tonix Pharmaceuticals Holding Corp.

Follow-On

Joint Book-Running Manager June 2016

$23,975,000

Vascular Biogenics Ltd.

Registered Direct

Financial Advisor June 2016

$16,500,000

Pieris Pharmaceuticals, Inc.

PIPE

Financial Advisor June 2016

$35,000,000

Delcath Systems, Inc.

PIPE

Sole Placement Agent June 2016

$5,200,000

IntelliPharmaCeutics International Inc.

Follow-On

Financial Advisor June 2016

$5,000,000

AmpliPhi Biosciences Inc.

Registered Direct

Lead Placement Agent June 2016

$18,500,000

PhaseRx, Inc.

IPO

Joint Book-Running Manager May 2016

$50,000,000

OvaScience, Inc.

Follow-On

Co-Manager May 2016

$1,080,000

Neuralstem, Inc.

PIPE

Financial Advisor May 2016

$5,000,000

Sophiris Bio Inc.

Registered Direct

Sole Placement Agent May 2016

$8,000,000

Neuralstem, Inc.

Follow-On

Sole Book-Running Manager May 2016

$25,395,000

Valeritas Holdings, Inc.

PIPE

Placement Agent May 2016
Synta Pharmaceuticals Corp.

has merged with

Madrigal Pharmaceuticals

M&A Advisory

Financial Advisor April 2016

$5,000,000

Biocept Inc

Registered Direct

Financial Advisor April 2016

CAD17,313,000

Titan Medical, Inc.

Follow-On

Placement Agent March 2016

$43,700,000

Celator Pharmaceuticals, Inc.

Follow-On

Co-Manager March 2016

$6,825,000

Heat Biologics, Inc.

Follow-On

Joint Book-Running Manager March 2016

$6,700,000

BioBlast Pharma Ltd

Registered Direct

Placement Agent March 2016

$4,061,000

Capricor Therapeutics, Inc.

Registered Direct

Financial Advisor March 2016

CAD12,706,000

Titan Medical, Inc.

Follow-On

Placement Agent February 2016

$8,000,000

Mast Therapeutics, Inc

Follow-On

Sole Book-Running Manager February 2016

$15,000,000

Essa Pharma Inc.

PIPE

Financial Advisor January 2016

$21,750,000

Galena Biopharma, Inc.

Follow-On

Co-Manager January 2016