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GP Strategies

has sold its EtaPRO business to

Toshiba

M&A Advisory

Financial Advisor October 2021

$12,214,000

TransAct Technologies

Follow-On

Sole Book-Running Manager August 2021

$1,168,000

Falconstor

Follow-On

Sole Manager July 2021

$3,328,000

Falconstor

Equity Follow-On

Sole Manager June 2021

$96,000,000

Cambium Networks Corp.

Follow-On

Co-Manager June 2021

$215,000,000

Zeta Global Holdings Corp.

IPO

Co-Manager June 2021

$18,000,000

VirTra

Registered Direct

Lead Placement Agent April 2021
iLending Direct

was acquired by

JC Flowers & Co.

M&A Advisory

Financial Advisor April 2021

$293,144,754

Vizio

IPO

Co-Manager March 2021

$65,220,000

Smith Micro Software, Inc.

Follow-On

Joint Book-Running Manager March 2021

$60,062,500

Rimini Street, Inc.

Follow-On

Financial Advisor March 2021

$78,487,500

Digi International

Follow-On

Co-Manager March 2021
Aeva Technologies

M&A Advisory

Financial Advisor March 2021

$381,000,000

SiTime Corporation

Follow-On

Co-Manager February 2021

$65,587,500

OptimizeRx Corporation

Follow-On

Financial Advisor February 2021

$28,780,000

PowerFleet, Inc.

Follow-On

Co-Manager February 2021

$25,000,000

Phunware, Inc.

Follow-On

Joint Book-Running Manager February 2021

$30,000,000

Esports Entertainment Group, Inc.

Follow-On

Financial Advisor February 2021

$65,992,750

Perion Network Ltd.

Follow-On

Co-Manager January 2021

$500,000,000

Alarm.com Holdings, Inc.

Convertible Senior Notes

Co-Manager January 2021

$63,825,000

Veritone, Inc.

Follow-On

Joint Book Running Manager December 2020

$517,500,000

LivePerson Inc.

Convertible Senior Notes

Co-Manager December 2020

$13,805,750

Pixelworks

Follow-On

Joint Book Running Manager December 2020

$70,000,000

Cambium Networks Corporation

Follow-On

Co-Manager December 2020

$21,677,500

 Asure Software

Follow-On

Sole Book-Running Manager December 2020

$9,798,000

TransAct

Follow-On

Sole Book-Running Manager October 2020

$197,067,080

FuboTV

Follow-On

Co-Manager October 2020

$70,000,000

Boqii Holding Limited

IPO

Joint Book-Running Manager October 2020

$575,000,000

Medallia, Inc.

Convertible Senior Notes

Co-Manager September 2020

$136,850,000

Upland Software, Inc

Follow-On

Co-Manager August 2020

$27,450,000

Rimini Street, Inc.

Follow-On

Sole Book-Running Manager August 2020

$89,700,000

CarParts.com, Inc.

Follow-On

Co-Manager August 2020
Marchex, Inc.

M&A Advisory

Financial Advisor August 2020

$34,300,000

Fathom Holdings

IPO

Sole Manager August 2020

$37,881,000

Quhuo Ltd.

IPO

Joint Book-Running Manager July 2020

$128,800,000

SiTime Corporation

Follow-On

Co-Manager June 2020
QuickLogic Corporation

M&A Advisory

Financial Advisor June 2020

$159,562,500

Glu Mobile Inc.

Follow-On

Co-Manager June 2020
DSP Group, Inc.

has acquired

Sound Chip

M&A Advisory

Financial Advisor June 2020

$9,000,000

Allied Esports International Inc.

Convertible Senior Notes

Sole Placement Agent June 2020

$747,500,000

Five9, Inc.

Convertible Senior Notes

Co-Manager May 2020

$115,000,000

Cryoport, Inc.

Convertible Senior Notes

Co-Manager May 2020
Atomera Incorporated

M&A Advisory

Financial Advisor May 2020

$25,000,000

Sequans Communications S.A.

Follow-On

Lead Manager May 2020

$1,872,000

MoSys, Inc.

Registered Direct

Sole Placement Agent April 2020

$120,000,000

Asure Software, Inc.

has sold its worksplace management business to

FM System

M&A Advisory

Financial Advisor December 2019

$34,500,000

Akoustis Technologies

Follow-On

Co-Manager December 2019

$64,285,000

SiTime Corporation

IPO

Co-Manager November 2019

$142,300,000

Pointer Telocation, Ltd.

M&A Advisory

Financial Advisor October 2019
Asure Software, Inc.

M&A Advisory

Financial Advisor October 2019

$107,040,000

Yanmar Holdings Co.

has acquired

ASV Holdings, Inc.

M&A Advisory

Financial Advisor September 2019

$350,000,000

Azure Power Global Limited

Senior Notes

Co-Manager September 2019

$80,500,000

Adesto Technologies

Convertible Senior Notes

Co-Manager September 2019

$28,750,008

ACM Research, Inc.

Follow-On

Co-Manager August 2019

$374,325,000

Medallia, Inc.

IPO

Co-Manager July 2019

$460,000,000

Amarin Corporation PLC

Follow-On

Co-Manager July 2019

$4,744,000

Inuvo, Inc.

Follow-On

Sole Manager July 2019

$4,000,000

SMG Industries, Inc.

has acquired

Trinity Services, LLC

M&A Advisory

Financial Advisor June 2019
Highpower International

M&A Advisory

Financial Advisor June 2019

$73,313,000

Cryoport, Inc.

Follow-On

Co-Manager June 2019

$26,714,000

SharpSpring, Inc.

Follow-On

Joint Book-Running Manager June 2019

$400,000,000

InterDigital, Inc.

Convertible Senior Notes

Co-Manager June 2019

$159,390,000

Upland Software, Inc

Follow-On

Co-Manager May 2019

$925,000,000

Gogo, Inc.

Senior Secured Notes

Co-Manager May 2019
Pointer Telocation, Ltd.

M&A Advisory

Financial Advisor April 2019

$2,001,000

Monaker Group, Inc.

Follow-On

Sole Book-Running Manager April 2019

$12,363,000

Reebonz Holdings

Follow-On

Joint Book-Running Manager April 2019

$23,639,000

eGain Corporation

Follow-On

Sole Book-Running Manager March 2019

$14,000,000

Altimmune, Inc.

Registered Direct

Sole Placement Agent March 2019

$25,000,000

Energous Corporation

Registered Direct

Sole Placement Agent March 2019

$230,000,000

LivePerson

Convertible Senior Notes

Co-Manager March 2019

$7,085,000

RumbleOn, Inc.

Follow-On

Financial Advisor February 2019

$5,000,000

Blue Duck Scooters

Private Placement

Placement Agent December 2018

$21,037,000

OptimizeRx Corporation

M&A Advisory

Financial Advisor December 2018
Smith Micro Software, Inc.

M&A Advisory

Financial Advisor December 2018
ShotSpotter, Inc.

has acquired

Hunchlab

M&A Advisory

Financial Advisor October 2018

$12,469,000

Atomera Incorporated

Follow-On

Sole Book-Running Manager October 2018

$11,070,000

MoSys, Inc.

Follow-On

Lead Placement Agent October 2018

$1,901,000

Monaker Group, Inc.

Registered Direct

Sole Placement Agent October 2018

$7,930,000

Digital Ally

Follow-On

Sole Book-Running Manager September 2018

$10,000,000

Netlist, Inc.

Registered Direct

Sole Placement Agent September 2018

$46,230,000

Adesto Technologies

Follow-On

Joint Book-Running Manager July 2018

$230,000,000

CalAmp Corp.

Convertible Senior Notes

Co-Manager July 2018

$1,050,000

Investable Games Technology, Inc.

Private Placement

Placement Agent June 2018

$1,600,000

NTN Buzztime, Inc.

Registered Direct

Sole Placement Agent June 2018

$35,190,000

Veritone, Inc.

Follow-On

Joint Book-Running Manager June 2018

$50,313,000

Asure Software, Inc.

Follow-On

Joint Book-Running Manager June 2018
BlueLine Grid

M&A Advisory

Financial Advisor May 2018
Adesto Technologies

has been acquired by

S3 Semiconductors

M&A Advisory

Financial Advisor May 2018
OptimizeRx Corporation

M&A Advisory

Financial Advisor May 2018

$15,541,000

QuickLogic Corporation

Follow-On

Co-Manager May 2018

$2,302,000

Inuvo, Inc.

Follow-On

Sole Manager May 2018

$15,000,000

Akoustis Technologies

Senior Notes

Financial Advisor May 2018

$35,000,000

Adesto Technologies

Senior Notes

Sole Placement Agent May 2018

$258,750,000

Five9, Inc.

Convertible Senior Notes

Co-Manager May 2018
Veritone, Inc.

M&A Advisory

Financial Advisor April 2018

$10,115,000

Inpixon

Registered Direct

Sole Placement Agent April 2018

$30,250,000

Helios and Matheson Analytics Inc.

Follow-On

Co-Manager April 2018

$23,023,000

Aspen Group, Inc.

Follow-On

Sole Manager April 2018

$6,050,000

Digital Ally

PIPE

Sole Placement Agent April 2018
Gaia, Inc.

M&A Advisory

Financial Advisor March 2018
Red Violet, Inc.

M&A Advisory

Financial Advisor March 2018
Fluent, Inc.

M&A Advisory

Financial Advisor March 2018
Red Violet, Inc.

M&A Advisory

Financial Advisor March 2018
Sphere 3D

M&A Advisory

Financial Advisor February 2018

$19,500,000

One Stop Systems

IPO

Sole Book-Running Manager February 2018

$18,000,000

Inpixon

Registered Direct

Sole Placement Agent February 2018

$6,000,000

MySize, Inc.

Follow-On

Sole Placement Agent February 2018

$110,000,000

U.S. Geothermal

has been acquired by

Ormat Technologies, Inc.

M&A Advisory

Financial Advisor January 2018

$18,000,000

Sequans Communications S.A.

Follow-On

Financial Advisor January 2018

$3,185,000

Inpixon

Registered Direct

Sole Placement Agent January 2018

$17,000,000

Radisys Corporation

Senior Notes

Sole Placement Agent January 2018
Marathon Patent Group, Inc.

M&A Advisory

Financial Advisor December 2017

$34,500,000

iClick Interactive Asia Group Limited

Follow-On

Sole Book-Running Manager December 2017

$2,491,000

MySize, Inc.

Follow-On

Sole Placement Agent December 2017

$23,000,000

Attunity Ltd.

Follow-On

Joint Book-Running Manager December 2017

$7,500,000

ACM Research, Inc.

Private Placement

Sole Book-Running Manager November 2017

$11,200,000

ACM Research, Inc.

IPO

Sole Book-Running Manager November 2017

$109,247,000

SMART Global Holdings, Inc.

Follow-On

Co-Manager November 2017

$25,789,000

Veritone, Inc.

Follow-On

Joint Book-Running Manager November 2017

$5,860,000

Senestech

Follow-On

Sole Book-Running Manager November 2017

$172,500,000

Rambus Inc

Convertible Senior Notes

Co-Manager November 2017
Coban Technologies

has acquired

Safe Fleet

M&A Advisory

Financial Advisor October 2017

$1,333,000

MySize, Inc.

PIPE

Sole Placement Agent October 2017

$16,005,000

RumbleOn, Inc.

Follow-On

Joint Book-Running Manager October 2017
ReneSola Ltd.

M&A Advisory

Financial Advisor September 2017
Cogint, Inc.

M&A Advisory

Financial Advisor August 2017

$5,100,000

Netlist, Inc.

Follow-On

Joint Book-Running Manager August 2017

$3,000,000

Sphere 3D

PIPE

Financial Advisor August 2017

$2,252,000

MoSys, Inc.

Registered Direct

Sole Placement Agent July 2017

$35,420,000

ShotSpotter, Inc.

IPO

Sole Book-Running Manager June 2017

$40,000,000

Upland Software, Inc

Follow-On

Financial Advisor June 2017

$29,498,000

Asure Software, Inc.

Follow-On

Sole Book-Running Manager June 2017

$10,000,000

root9B IPSA International

has been acquired by

Exiger, LLC

M&A Advisory

Financial Advisor May 2017

$67,045,000

SMART Global Holdings, Inc.

IPO

Co-Manager May 2017

$141,427,000

MINDBODY, Inc.

Follow-On

Co-Manager May 2017

$13,000,000

Omaze Holdings

Private Placement

Financial Advisor April 2017

$1,635,000

Dash Radio

Private Placement

Financial Advisor April 2017

$4,500,000

Sphere 3D

Registered Direct

Lead Placement Agent March 2017

$46,000,000

MeetMe, Inc.

Follow-On

Joint Book-Running Manager March 2017

$10,004,000

Uni-Pixel, Inc.

Follow-On

Lead Placement Agent February 2017

$86,250,000

MagnaChip Semiconductor Corp.

Convertible Senior Notes

Co-Manager January 2017

$5,000,000

Next Trucking

Private Placement

Financial Advisor December 2016

$9,680,000

LightPath Technologies, Inc.

Follow-On

Sole Book-Running Manager December 2016

$51,700,000

Hudson Technologies, Inc.

Follow-On

Co-Manager December 2016

$15,594,000

Asure Software, Inc.

Follow-On

Sole Book-Running Manager December 2016

$5,000,000

Top Image Systems

PIPE

Placement Agent December 2016

$107,200,000

Quantenna Communications Inc.

IPO

Co-Manager October 2016

$6,600,000

Ocean Power Technologies, Inc.

Follow-On

Sole Book-Running Manager October 2016
OSI Systems, Inc.

has acquired

AS&E

M&A Advisory

Financial Advisor September 2016

$107,036,000

Callidus Software, Inc.

Follow-On

Lead Manager September 2016

$287,500,000

Inphi Corporation

Convertible Notes

Co-Manager September 2016

$30,200,000

Sky-mobi Limited

M&A Advisory

Financial Advisor August 2016

$284,625,000

Ellie Mae, Inc.

Follow-On

Co-Manager August 2016

$4,274,000

EMPYR Incorporated

Private Placement

Placement Agent July 2016
LightPath Technologies, Inc.

M&A Advisory

Financial Advisor July 2016

$5,000,000

xG Technology, Inc.

Follow-On

Sole Book-Running Manager July 2016

$67,200,000

Dataram Corporation

M&A Advisory

Financial Advisor June 2016

$9,229,000

Uni-Pixel, Inc.

Follow-On

Sole Book-Running Manager May 2016

$980,000

xG Technology, Inc.

Registered Direct

Sole Placement Agent May 2016

$1,277,000

Gazillion, Inc.

Private Placement

Placement Agent March 2016

$10,000,000

QuickLogic Corporation

Follow-On

Sole Book-Running Manager March 2016

$3,557,000

xG Technology, Inc.

Follow-On

Sole Placement Agent February 2016