Aug 10, 2022 Roth Capital Partners Acted as Lead Placement Agent for Helius Medical Technologies, Inc. (Nasdaq:HSDT) in its $18 Million Follow-On
Aug 9, 2022 Roth Capital Partners Acted as Sole Placement Agent for Ontrak Inc. (Nasdaq:OTRK) in its $4 Million Registered Direct Roth Capital Partners
Aug 4, 2022 Roth Capital Partners Acted as Sole Placement Agent for Revelation Biosciences Inc. (Nasdaq:REVB) in its $5 Million Follow-On Roth Capital Partners
Jun 30, 2022 Roth Capital Partners Acted as Co-Manager for Cadre Holdings, Inc. (NYSE:CDRE) in its $94 Million Follow-On Roth Capital Partners
Jun 9, 2022 Roth Capital Partners acted as Lead Placement Agent for Tellurian Inc. (NYSE:TELL) in its $500 Million Senior Secured Convertible Notes Roth Capital Partners
May 18, 2022 Roth Capital Partners Acted as Sole Agent for Creative Medical Technology (Nasdaq:CELZ) in its $17 Million PIPE Roth Capital Partners
Apr 19, 2022 Roth Capital Partners Acted as Co-Manager for Xponential Fitness, Inc. (NYSE:XPOF) in its $104 Million Follow-On Roth Capital Partners
Mar 10, 2022 Roth Capital Partners Acted as Sole Placement Agent for Applied DNA Sciences (NASDAQ:APDN) in its $4.2 Million Registered Direct Offering Roth Capital Partners
