Roth Capital Partners, LLC - News & Media https://www.roth.com/news-media The latest news released by Roth Capital Partners, LLC en-us Equisolve https://d1io3yog0oux5.cloudfront.net/_1fd0a83baed9da049e34b4602d4b4c3f/roth/logo.png Roth Capital Partners, LLC https://www.roth.com 88 31 Roth Capital Partners acted as Sole Book-Running Manager for U.S. Energy Corp. (NASDAQ: USEG) in its recent $8.8 Million Follow-On Offering Tue, 31 Mar 2026 00:00:00 -0400 OC Leader Board: Chasing America’s Field of Dreams Mon, 30 Mar 2026 00:00:00 -0400 Roth Capital Partners acted as Sole Placement Agent Manager Battalion Oil Corporation (NYSE American: BATL) in its recent $15 Million Private Placement Mon, 30 Mar 2026 00:00:00 -0400 ROTH to Host 38th Annual Conference March 22-24, 2026 in Dana Point, California Mon, 16 Mar 2026 00:00:00 -0400 Roth acted as Exclusive Financial Advisor to Standex International (NYSE:SXI) on its Divestiture of Federal Industries to AeriTek Global Fri, 13 Mar 2026 00:00:00 -0400 Roth Capital acted as Exclusive Financial Advisor to Texas Mineral Resources Corp. (OTCQB:TMRC) on its agreed merger with USA Rare Earth, Inc. (Nasdaq:USAR) Thu, 12 Mar 2026 00:00:00 -0400 Roth Capital Partners acted as Co-Manager for AST SpaceMobile (ASTS) in its recent $1 Billion Convertible Senior Notes Offering Tue, 10 Mar 2026 00:00:00 -0400 Roth Capital Partners acted as Co-Manager for Select Water Solutions, Inc. (NYSE: WTTR) in its recent $201 Million Follow-On Offering Fri, 27 Feb 2026 00:00:00 -0500 Roth Capital Partners acted as Financial Advisor and Fairness Opinion Provider to Inspirato Incorporated Fri, 20 Feb 2026 00:00:00 -0500 Roth Capital Partners acted as Co-Manager for WhiteFiber, Inc. (Nasdaq: WYFI) in its recent $230 Million Convertible Senior Notes Offering Fri, 20 Feb 2026 00:00:00 -0500 ROTH Expands Healthcare Platform with Strategic Additions Across Investment Banking, Institutional Sales, and Research Thu, 12 Feb 2026 00:00:00 -0500 Roth Capital Partners acted as Financial Advisor to Sonim Technologies (NASDAQ: SONM) Wed, 11 Feb 2026 00:00:00 -0500 Roth Capital Partners acted as Sole Book-Running Manager for Colombier Acquisition Corp. (CLBR) in its recent $299 Million Initial Public Offering Tue, 10 Feb 2026 00:00:00 -0500 Byron Roth, Executive Chairman of Roth Capital Partners, to Receive Prestigious 2026 Horatio Alger Award Tue, 27 Jan 2026 00:00:00 -0500 Roth Capital Partners acted as Co-Manager for AST SpaceMobile, Inc. (NASDAQ: ASTS) in its $1.2 Billion Convertible Senior Notes Offering Tue, 09 Dec 2025 00:00:00 -0500 Roth Capital Partners acted as Sole Book-Running Manager for Gloo Holdings, Inc. (GLOO) in its recent $78.3 Million IPO Offering Tue, 02 Dec 2025 00:00:00 -0500 Roth Capital Partners acted as Financial Advisor for PEDEVCO Corp. (NYSE American:PED) in its recent $181 Million Acquisition Thu, 20 Nov 2025 00:00:00 -0500 ROTH to Host 14th Annual Technology Conference at the Hard Rock Hotel in New York City on November 19, 2025 Wed, 12 Nov 2025 00:00:00 -0500 ROTH and Sustain SoCal to Host 8th Annual Sustainability Private Capital Virtual Event on October 28-29, 2025 Fri, 24 Oct 2025 00:00:00 -0400 Roth Capital Partners acted as Lead Manager for WhiteFiber, Inc. (NASDAQ: WYFI) in its $183.3 Million IPO Thu, 02 Oct 2025 00:00:00 -0400 ROTH to Host 4th Annual Healthcare Opportunities Conference on October 9 in New York City Wed, 01 Oct 2025 00:00:00 -0400 Roth Capital Partners acted as Co-Manager for TeraWulf Inc. (NASDAQ: WULF) in its $1.0 Billion Convertible Senior Notes Offering Thu, 25 Sep 2025 00:00:00 -0400 ROTH Further Expands its Equity Research Team with the Addition of Adam Walsh, MD and Nick Pope Mon, 15 Sep 2025 00:00:00 -0400 ROTH to Host 12th Annual Solar & Storage Symposium at RE+ 2025 - Select Companies to Conduct Investor Meetings in Las Vegas, NV Tue, 02 Sep 2025 00:00:00 -0400 Roth Capital Partners acted as Co-Manager for Intuitive Machines, Inc. (NASDAQ: LUNR) in its $345 Million Convertible Senior Notes Transaction Wed, 20 Aug 2025 00:00:00 -0400 Roth Capital Partners acted as Co-Manager for Firefly Aerospace, Inc. (NASDAQ: FLY) in its recent $998.5 Million IPO Thu, 14 Aug 2025 00:00:00 -0400 Roth Capital Partners acted as Joint Book-Running Manager for CapsoVision, Inc. (NASDAQ: CV) in its recent $28.2 Million IPO Thu, 24 Jul 2025 00:00:00 -0400 Roth Capital Partners acted as Sole Manager for Silver Pegasus Acquisition Corp. (NASDAQ: SPEG) in its recent $115 Million IPO Tue, 22 Jul 2025 00:00:00 -0400 Roth Capital Partners acted as Joint Book-Running Manager for Redwire Corporation (NYSE: RDW) in its recent $260 Million Follow-On Thu, 10 Jul 2025 00:00:00 -0400 Roth Capital Partners acted as Co-Manager for SiTime Corporation (NASDAQ: SITM) in its recent $402.5 Million Follow-On Wed, 09 Jul 2025 00:00:00 -0400 Roth Capital Partners acted as Joint Book-Running Manager for Antalpha Platform Holding Company (NASDAQ: ANTA) in its $57 Million IPO Tue, 08 Jul 2025 00:00:00 -0400 Roth Capital Partners acted as Lead Book-Running Manager for DoubleDown Interactive Co., Ltd. (NASDAQ: DDI) in its recent $42.5 Million Secondary Offering Tue, 24 Jun 2025 00:00:00 -0400 Roth Capital Partners acted as Financial Advisor for Redwire Corporation (NYSE: RDW) in its Acquisition of Edge Autonomy Intermediate Holdings, LLC Fri, 20 Jun 2025 00:00:00 -0400 ROTH to Host 15th Annual London Conference on June 24-26, 2025 Mon, 16 Jun 2025 00:00:00 -0400 Roth Capital Partners acted as Co-Manager for Sable Offshore Corp. (NYSE: SOC) in its recent $295 Million Follow-On Offering Tue, 03 Jun 2025 00:00:00 -0400 Roth Capital Partners Announces the Addition of Kyle Bauser, Ph.D. to its Healthcare Research Team Wed, 28 May 2025 00:00:00 -0400 Roth Capital Partners acted as Placement Agent for USA Rare Earth, Inc. (NASDAQ: USAR) in its $75 Million PIPE Thu, 22 May 2025 00:00:00 -0400 Roth Capital Partners acted as Sole Manager for OMS Energy Technologies, Inc. (NASDAQ: OMSE) in its recent $33 Million Initial Public Offering Tue, 20 May 2025 00:00:00 -0400 Roth Capital Partners acted as Financial Advisor to Burger Construction on its Merger with HBC Tue, 06 May 2025 00:00:00 -0400 Roth Capital Partners acted as Financial Advisor for AudioEye, Inc. (NASDAQ: AEYE) in Sourcing and Structuring its $20 Million Senior Secured Credit Facility Thu, 24 Apr 2025 00:00:00 -0400 Roth Capital Partners acted as Co-Manager for AST SpaceMobile, Inc. (NASDAQ: ASTS) in its $460 Million Convertible Senior Notes Attach this to the transaction – AST SpaceMobile Wed, 23 Apr 2025 00:00:00 -0400 Roth Capital Partners acted as Exclusive Financial Advisor for Asure Software, Inc. (NASDAQ: ASUR) in its $60 Million Credit Facility Tue, 22 Apr 2025 00:00:00 -0400 Roth Capital Partners acted as Lead Manager for AudioEye, Inc. (NASDAQ: AEYE) in its $33 Million Follow-On Thu, 17 Apr 2025 00:00:00 -0400 ROTH Conference Celebrates 25 Years in Dana Point with Unforgettable Community Partnerships and Recognition Thu, 17 Apr 2025 00:00:00 -0400 Roth Capital Partners acted as Joint Book-Running Manager for Gaia, Inc. (NASDAQ: GAIA) in its $8 Million Follow-On Fri, 11 Apr 2025 00:00:00 -0400 Roth Capital Partners acted as Co-Manager for EZCORP, Inc. (Nasdaq:EZPW) in its $300 Million Senior Notes Offering Thu, 10 Apr 2025 00:00:00 -0400 Alex and Shelby Nowak Strengthen ROTH’s Healthcare Investment Banking Division Fri, 04 Apr 2025 00:00:00 -0400 Roth Capital Partners acted as Financial Advisor to A-Mark Precious Metals’ Special Committee (Nasdaq:AMRK) in its Acquisition of Spectrum Group International Thu, 20 Mar 2025 00:00:00 -0400 37th Annual ROTH Conference: Key Takeaways Tue, 18 Mar 2025 00:00:00 -0400 ROTH to Host 37th Annual Conference March 16-18 in Dana Point, California Mon, 10 Mar 2025 00:00:00 -0400 Roth Capital Partners acted as Co-Manager for Turning Point Brands, Inc. (NYSE: TPB) in its $300 Million Senior Secured Notes Offering Wed, 05 Mar 2025 00:00:00 -0500 Roth Capital Partners acted as Financial Advisor on Twin Hospitality Group’s (NASDAQ: TWNP) spin-off from FAT Brands (NASDAQ: FAT) Tue, 25 Feb 2025 00:00:00 -0500 Roth Capital Partners Advises Ceragon Networks (NASDAQ:CRNT) on its Acquisition of End 2 End Technologies Mon, 10 Feb 2025 00:00:00 -0500 Roth Capital Partners Announces the New Location of Our New York City Office Tue, 04 Feb 2025 00:00:00 -0500 Roth Capital Partners acted as Sole Book-Running Manager for U.S. Energy Corp. (NASDAQ: USEG) in its recent $12 Million Follow-On Offering Thu, 30 Jan 2025 00:00:00 -0500 Roth Capital Partners acts as M&A advisor to Film Finances Inc. on its Section 363 sale to creditors Wed, 29 Jan 2025 00:00:00 -0500 Roth Capital Partners acted as Sole Book-Running Manager for Lakeland Fire + Safety (Nasdaq:LAKE) in its $46 million Follow-On Wed, 29 Jan 2025 00:00:00 -0500 ROTH Corporate Access Team  - Our 2024 Year In Review Tue, 14 Jan 2025 00:00:00 -0500 ROTH Expands Sales and Trading Team with Five Strategic Hires Fri, 10 Jan 2025 00:00:00 -0500 ROTH Deepens Commitment to the Technology Sector with Key Team Expansions in Banking and Research Tue, 07 Jan 2025 00:00:00 -0500 Roth Capital Partners acted as Sole Placement Agent for PSQ Holdings, Inc. (NYSE: PSQH) in its $36.2 million Registered Direct Mon, 06 Jan 2025 00:00:00 -0500 Roth Capital Partners acted as Co-Manager for Solaris Energy Infrastructure, Inc. (NYSE: SEI) in its recent $181 Million Follow-On Offering Fri, 27 Dec 2024 00:00:00 -0500 Roth Capital Partners acted as Agent for D-Wave Quantum Inc. (NYSE: QBTS) in its Completed $175 Million ATM Program Mon, 23 Dec 2024 00:00:00 -0500 Roth Capital Partners acted as Joint Book-Running Manager for zSpace, Inc. (NASDAQ: ZSPC) in its $10.8 Million IPO Mon, 16 Dec 2024 00:00:00 -0500 Roth Capital Partners acted as Sole Manager for Jackson Acquisition Company II (NYSE: JACS.U) in its $230 Million IPO Fri, 13 Dec 2024 00:00:00 -0500 Roth Capital Partners acted as Co-Manager for indie Semiconductor, Inc. (Nasdaq:INDI) in its $219 Million Convertible Senior Note Offering Thu, 12 Dec 2024 00:00:00 -0500 Roth Capital Partners acted as Book-Running Manager for Intuitive Machines, Inc. (Nasdaq:LUNR) in its $115 Million Follow-On Wed, 11 Dec 2024 00:00:00 -0500 Roth Capital Partners acted as Sole Book-Running Manager for Synergy CHC Corp. (NASDAQ: SNYR) in its $10 Million IPO Tue, 03 Dec 2024 00:00:00 -0500 Roth Capital Partners acted as Exclusive Financial Advisor to Bidadoo, Inc. in its recent Strategic Growth Financing Mon, 02 Dec 2024 00:00:00 -0500 ROTH and Sustain SoCal to Host 7th Annual Sustainability Private Capital Virtual Event on December 4-5, 2024 Tue, 26 Nov 2024 00:00:00 -0500 Roth Capital Partners acted as Co-Manager for Kura Sushi USA, Inc. (Nasdaq: KRUS) in its $68 Million Follow-On Tue, 19 Nov 2024 00:00:00 -0500 ROTH to Host 13th Annual Technology Conference at the Hard Rock Hotel in New York City Tue, 12 Nov 2024 00:00:00 -0500 ROTH Welcomes New Co-Heads to Lead Innovations Banking Sector Mon, 11 Nov 2024 00:00:00 -0500 Roth Capital Partners acted as Lead Agent for Evolution Petroleum Corp. (NYSE American: EPM) in its $30 Million ATM Program Thu, 31 Oct 2024 00:00:00 -0400 Roth Capital Partners Acted as Capital Markets Advisor to Rezolve AI Limited (Nasdaq: RZLV) on its Business Combination with Armada Acquisition Corp. I (Nasdaq: AACI) Thu, 17 Oct 2024 00:00:00 -0400 ROTH to Host 3rd Annual Healthcare Opportunities Conference on October 9 in New York City Wed, 02 Oct 2024 00:00:00 -0400 Roth Capital Partners acted as Co-Manager for Viper Energy, Inc. (NYSE: VNOM) in its recent $488 Million Follow-on Offering Tue, 17 Sep 2024 00:00:00 -0400 ROTH to Host 11th Annual Solar & Storage Symposium at RE+ 2024 - Select Companies to Conduct Investor Meetings in Anaheim, CA Wed, 04 Sep 2024 00:00:00 -0400 Roth Capital Partners acted as Joint Lead Book-Running Manager for CPI Card Group Inc. (NASDAQ: PMTS) in its recent Senior Secured Notes offering Mon, 26 Aug 2024 00:00:00 -0400 Roth Capital Partners acted as Joint-Lead Manager for Core Scientific, Inc. (NASDAQ: CORZ) in its $460 Million Convertible Senior Notes Wed, 21 Aug 2024 00:00:00 -0400 Roth Capital Partners acted as Sole Book-Running Manager and Sole Placement Agent for MultiSensor AI Holdings, Inc. (Nasdaq: MSAI) in its $11.5 Million Follow-On Offering and $15 Million Private Placement, for a total of $26.5 Million Fri, 12 Jul 2024 00:00:00 -0400 Roth Capital Partners Announces the Addition of Benjamin E. Paluch, Ph.D. and Boobalan Pachaiyappan, Ph.D. to its Healthcare Research Team Mon, 08 Jul 2024 00:00:00 -0400 ROTH to Host 10th Annual London Conference on June 25-27, 2024 Mon, 17 Jun 2024 00:00:00 -0400 Roth Capital Partners acted as Co-Manager for Alarm.com Holdings, Inc. (Nasdaq: ALRM) in its $500 Million Convertible Senior Notes Thu, 06 Jun 2024 00:00:00 -0400 Roth Capital Partners Acted as Co-Manager for AZZ Inc. (NYSE: AZZ) in its $322 Million Follow-On Thu, 30 May 2024 00:00:00 -0400 Roth Capital Partners acted as Sole Placement Agent for Genasys Inc.(Nasdaq: GNSS) in its $15 Million Senior Term Loan Thu, 23 May 2024 00:00:00 -0400 Roth Capital Partners Acted as Sole Book-Running Manager for Sow Good Inc. (Nasdaq: SOWG) in its $13.8 Million Follow-On and Nasdaq Uplisting Thu, 16 May 2024 00:00:00 -0400 Join ROTH at Octane's Tech Innovation Forum on May 1 - 2 in Irvine, CA Tue, 23 Apr 2024 00:00:00 -0400 ROTH MKM acted as Active Joint Book-Running Manager to Riley Exploration Permian, Inc. (NYSE American: REPX) in its $65 Million Follow-On Thu, 11 Apr 2024 00:00:00 -0400 ROTH MKM acted as Co-Manager for Astera Labs, Inc. (Nasdaq: ALAB) in its $819 Million IPO Tue, 02 Apr 2024 00:00:00 -0400 ROTH MKM acted as Sole Placement Agent Manager for Danimer Scientific, Inc. (NYSE: DNMR) in its recent Registered Direct Offerings Mon, 01 Apr 2024 00:00:00 -0400 ROTH MKM Acted as Placement Agent Beyond Air, Inc. (NASDAQ: XAIR) in its $16 Million Registered Direct Wed, 27 Mar 2024 00:00:00 -0400 ROTH to Host 36th Annual Conference March 17-19 in Dana Point, California Mon, 11 Mar 2024 00:00:00 -0400 ROTH MKM Acted as Sole Placement Agent for Biofrontera Inc. (NASDAQ:BFRI) in its $16.0 Million PIPE Wed, 28 Feb 2024 00:00:00 -0500 ROTH MKM acted as Sole Placement Agent Manager for Phunware, Inc. (Nasdaq: PHUN) in its recent Follow-On Offerings Thu, 22 Feb 2024 00:00:00 -0500 ROTH MKM acted as Co-Manager for Rocket Lab USA, Inc. (Nasdaq: RKLB) in its $355 Million Convertible Senior Notes Offering Wed, 14 Feb 2024 00:00:00 -0500 ROTH MKM Acted as Sole Placement Agent for Tenax Therapeutics, Inc. (Nasdaq: TENX) in its $9 Million Follow-On Tue, 13 Feb 2024 00:00:00 -0500 ROTH MKM Acted as Financial Advisor for BioRestorative Therapies, Inc. (NASDAQ: BRTX) in its $8.1 Million Warrant Exchange Offering Mon, 12 Feb 2024 00:00:00 -0500 ROTH MKM Acted as Sole Placement Agent for Revelation Biosciences Inc. (NASDAQ: REVB) in its $6.2 Million Follow-On Thu, 08 Feb 2024 00:00:00 -0500 ROTH MKM Acted as Co-Manager for Mama’s Creations, Inc. (Nasdaq: MAMA) in its $19.7 Million Follow-On Wed, 07 Feb 2024 00:00:00 -0500 ROTH MKM Acted as Sole Placement Agent for Panbela Therapeutics, Inc. (Nasdaq: PBLA) in its $9 Million Follow-On Thu, 01 Feb 2024 00:00:00 -0500 ROTH MKM acted as Co-Manager to Talos Energy, Inc. (NASDAQ: TALO) in its $403 Million Follow-On Thu, 25 Jan 2024 00:00:00 -0500 ROTH MKM Acted as Sole Placement Agent for The Beachbody Company, Inc. (NYSE: BODY) in its $5.3 Million Registered Direct Wed, 20 Dec 2023 00:00:00 -0500 ROTH MKM and Sustain SoCal to Host 6th Annual Sustainability Private Capital Virtual Event on December 6-7, 2023 Mon, 04 Dec 2023 00:00:00 -0500 ROTH MKM Acted as Sole Book-Running Manager for Shimmick Corporation (Nasdaq: SHIM) in its $25 Million Initial Public Offering Thu, 30 Nov 2023 00:00:00 -0500 ROTH MKM Acted as Sole Placement Agent for Biofrontera Inc. (Nasdaq: BFRI) in its $4.5 Million Registered Direct Offering Mon, 20 Nov 2023 00:00:00 -0500 ROTH MKM to Host the 12th Annual New York Technology Conference at the Yale Club in New York City Mon, 13 Nov 2023 00:00:00 -0500 ROTH MKM to Host 3rd Annual AgTech Answers Event on November 14th in New York City Thu, 09 Nov 2023 00:00:00 -0500 ROTH MKM Announces the Addition of Jason Wittes to its Healthcare Research Team Thu, 12 Oct 2023 00:00:00 -0400 ROTH MKM acted as Sole Book-Running Manager for Genasys Inc. (NASDAQ: GNSS) in its $11.5 Million Follow-On Mon, 09 Oct 2023 00:00:00 -0400 ROTH MKM to Host Healthcare Opportunities Conference on October 12th at the Yale Club in New York City Mon, 09 Oct 2023 00:00:00 -0400 ROTH MKM to Host Healthcare Opportunities Conference on October 12th at the Yale Club in New York City Mon, 09 Oct 2023 00:00:00 -0400 ROTH MKM Invites You to the PV CellTech USA Conference, October 3-4, San Francisco CA Wed, 27 Sep 2023 00:00:00 -0400 ROTH MKM acted as Financial Advisor to SafePointe on it's Acquisition by SoundThinking (NASDAQ: SSTI) Fri, 15 Sep 2023 00:00:00 -0400 ROTH MKM Announces the Addition of Sustainability Analyst Chip Moore, CFA - Managing Director and Senior Research Analyst Mon, 11 Sep 2023 00:00:00 -0400 ROTH MKM acted as Lead Agent for Riley Exploration Permian, Inc. (NASDAQ:REPX) in its $50 Million ATM Program Thu, 07 Sep 2023 00:00:00 -0400 ROTH MKM to Host 10th Annual Solar & Storage Symposium at Solar Power International & RE+ 2023 Wed, 06 Sep 2023 00:00:00 -0400 ROTH MKM Acted as Sole Placement Agent for Netlist, Inc. (OTCQB:NLST) in its $30 Million Registered Direct Offering Wed, 30 Aug 2023 00:00:00 -0400 ROTH MKM Acted as Joint Placement Agent for Global Crossing Airlines Group, Inc. (NEO:JET) in its $35 Million Senior Secured Notes Placement Thu, 10 Aug 2023 00:00:00 -0400 ROTH MKM Announces Additions to its SPAC Capital Markets Group Thu, 03 Aug 2023 00:00:00 -0400 ROTH MKM Announces the Addition of Doug Gonsalves as Head of Technology Investment Banking Wed, 02 Aug 2023 00:00:00 -0400 ROTH MKM acted as Sole Manager for HighPeak Energy (NASDAQ:HPK) in its $156 Million Follow-On Wed, 26 Jul 2023 00:00:00 -0400 ROTH MKM Acted as Sole Book-Running Manager for GEN Restaurant Group, Inc. (Nasdaq: GENK) in its Upsized $49.7 Million Initial Public Offering Tue, 11 Jul 2023 00:00:00 -0400 ROTH MKM Acted as Sole Placement Agent for Nautilus, Inc. (NYSE:NLS) in its $5 Million Registered Direct Mon, 26 Jun 2023 00:00:00 -0400 ROTH MKM Acted as Sole Placement Agent Panbela Therapeutics, Inc. (Nasdaq: PBLA) in its $8.5 Million Follow-On Mon, 26 Jun 2023 00:00:00 -0400 ROTH MKM to Host 9th Annual London Conference on June 20-22, 2023 Tue, 13 Jun 2023 00:00:00 -0400 ROTH MKM Acted as Sole Manager for Biote Corp. (Nasdaq: BTMD) in its $31 Million Follow-On Mon, 12 Jun 2023 00:00:00 -0400 ROTH MKM Congratulates RX3 on Raising $150M Fund Thu, 11 May 2023 00:00:00 -0400 Aaron Rodgers’ Fund Backed by Josh Allen, Christina Aguilera Tue, 09 May 2023 00:00:00 -0400 Aaron Rodgers-Founded Firm Raises $150 Million Fund Tue, 09 May 2023 00:00:00 -0400 ROTH MKM Acted as Co-Manager for Kura Sushi USA, Inc. (Nasdaq: KRUS) in its $68 Million Follow-On Mon, 17 Apr 2023 00:00:00 -0400 ROTH MKM's Agribusiness Investment Banking Group Sees Success with the Closing of Three M&A Sellside Transactions Tue, 11 Apr 2023 00:00:00 -0400 ROTH MKM Acted as Sole Placement Agent for RenovoRx, Inc. (Nasdaq: RNXT) in its $5 Million Registered Direct Mon, 10 Apr 2023 00:00:00 -0400 ROTH MKM Announces the Addition of Dylan Dupuis, Ph.D. to its Healthcare Research Team Mon, 13 Mar 2023 00:00:00 -0400 ROTH MKM Releases its 2023 Millennial Survey Tue, 07 Mar 2023 00:00:00 -0500 ROTH MKM to Host 35th Annual Roth Conference from March 12-14 in Dana Point, California Mon, 06 Mar 2023 00:00:00 -0500 ROTH MKM Acted as Co-Manager for Purple Innovation, Inc. (Nasdaq: PRPL) in its $60 Million Follow-On Fri, 24 Feb 2023 00:00:00 -0500 ROTH MKM Acted as Co-Manager for Xponential Fitness, Inc. (NYSE: XPOF) in its $141 Million Follow-On Wed, 22 Feb 2023 00:00:00 -0500 ROTH MKM Acted as Sole Placement Agent for Revelation Biosciences, Inc. (Nasdaq: REVB) in its $15.6 Million Follow-On Thu, 16 Feb 2023 00:00:00 -0500 ROTH MKM Acted as Sole Placement Agent for Tenax Therapeutics, Inc. (Nasdaq: TENX) in its $15.6 Million Follow-On Thu, 09 Feb 2023 00:00:00 -0500 Roth Capital Partners Acted as Lead Placement Agent for Panbela Therapeutics, Inc. (Nasdaq: PBLA) in its $15 Million Follow-On Mon, 06 Feb 2023 00:00:00 -0500 Roth Capital Partners Completes Acquisition of MKM Partners Wed, 01 Feb 2023 00:00:00 -0500 Roth Capital Partners Acted as Joint Book-Running Manager for Biote Corp. (Nasdaq: BTMD) in its $26 Million Follow-On Wed, 11 Jan 2023 00:00:00 -0500 Roth Capital Partners Acted as Financial Advisor to Greeley and Hansen on its Acquisition by TYLin Mon, 09 Jan 2023 00:00:00 -0500 Roth Capital Partners and Sustain SoCal to Host 5th Annual Sustainability Private Capital Virtual Event on December 7-8, 2022 Thu, 01 Dec 2022 00:00:00 -0500 ROTH Capital Partners, NGO Sustainability and the Permanent Mission of the Republic of Moldova to the UN to Host Side Event Tue, 29 Nov 2022 00:00:00 -0500 Roth Capital Partners to Host 11th Annual Roth Technology Event Fri, 11 Nov 2022 00:00:00 -0500 ROTH Capital Partners to Host 2nd Annual AgTech Answers Event on November 15th in New York City Thu, 10 Nov 2022 00:00:00 -0500 ROTH Capital Partners Acted as Lead Placement Agent for Panbela Therapeutics, Inc. (Nasdaq:PBLA) in its $6 Million Follow-On Wed, 12 Oct 2022 00:00:00 -0400 ROTH Capital Partners Announces the Addition of Kumaraguru Raja, Ph.D. to its Healthcare Research Team Tue, 11 Oct 2022 00:00:00 -0400 ROTH Capital Partners to Host Inaugural Healthcare Opportunities Conference on October 6th at the Yale Club in New York City Tue, 04 Oct 2022 00:00:00 -0400 Roth Capital Partners Acted as Capital Markets Advisor to Wag Labs, Inc. (Nasdaq:PET) on it's Business Combination with CHW Acquisition Corp. (Nasdaq:CHWA) Tue, 20 Sep 2022 00:00:00 -0400 ROTH Capital Partners to Host 9th Annual Solar & Storage Symposium at Solar Power International & RE+ 2022 Thu, 15 Sep 2022 00:00:00 -0400 UC San Diego Moores Cancer Center 18th Industry/Academia Next-Generation Precision Oncology Symposium to be held on September 15 Thu, 01 Sep 2022 00:00:00 -0400 Roth Capital Partners Acted as Sole Manager for Global Water Resources, Inc. (Nasdaq:GWRS) in its $15.5 Million Follow-On Wed, 17 Aug 2022 00:00:00 -0400 Roth Capital Partners Expands Its Institutional Brokerage Capabilities With Acquisition of MKM Partners, LLC Wed, 17 Aug 2022 00:00:00 -0400 Roth Capital Partners Acted as Lead Placement Agent for Helius Medical Technologies, Inc. (Nasdaq:HSDT) in its $18 Million Follow-On Wed, 10 Aug 2022 00:00:00 -0400 Roth Capital Partners Acted as Sole Placement Agent for Ontrak Inc. (Nasdaq:OTRK) in its $4 Million Registered Direct Tue, 09 Aug 2022 00:00:00 -0400 Roth Capital Partners Acted as Sole Placement Agent for Revelation Biosciences Inc. (Nasdaq:REVB) in its $5 Million Follow-On Thu, 04 Aug 2022 00:00:00 -0400 Roth Capital Partners Acted as Co-Manager for Cadre Holdings, Inc. (NYSE:CDRE) in its $94 Million Follow-On Thu, 30 Jun 2022 00:00:00 -0400 Roth to Host 8th Annual London Conference on June 21-23, 2022 Tue, 14 Jun 2022 00:00:00 -0400 Roth Capital Partners acted as Lead Placement Agent for Tellurian Inc. (NYSE:TELL) in its $500 Million Senior Secured Convertible Notes Thu, 09 Jun 2022 00:00:00 -0400 Roth Capital Partners Acted as Sole Agent for Creative Medical Technology (Nasdaq:CELZ) in its $17 Million PIPE Wed, 18 May 2022 00:00:00 -0400 Roth to Host Canada Showcase Day on May 17 in New York City Mon, 09 May 2022 00:00:00 -0400 Roth Capital Partners Acted as Co-Manager for Xponential Fitness, Inc. (NYSE:XPOF) in its $104 Million Follow-On Tue, 19 Apr 2022 00:00:00 -0400 Roth Capital Partners Acted as Sole Placement Agent for Applied DNA Sciences (NASDAQ:APDN) in its $4.2 Million Registered Direct Offering Thu, 10 Mar 2022 00:00:00 -0500 Roth Capital Partners Acted as Financial Advisor to JustCBD on its Sale to Flora Growth Corp. (Nasdaq:FLGC) Wed, 09 Mar 2022 00:00:00 -0500 Roth Capital Partners to Host 34th Annual Conference as In-Person Event March 13-15, 2022 Mon, 07 Mar 2022 00:00:00 -0500 Roth Capital Partners Acted as Sole Placement Agent for Revelation Biosciences Inc. (NASDAQ:REVB) in its $7.8 Million PIPE Offering Tue, 08 Feb 2022 00:00:00 -0500 Roth Capital Partners Acted as Financial Advisor to Pedego on its Investment from Verlinvest Thu, 06 Jan 2022 00:00:00 -0500 Roth Capital Partners Acted as Joint Book-Running Manager for Revelstone Capital Acquisition Corp. (Nasdaq:RCACU) in its $150 Million IPO Wed, 05 Jan 2022 00:00:00 -0500 Roth Capital Partners Announces the Addition of Mike Niehuser, Managing Director and Senior Research Analyst - Covering Metals & Mining Stocks Tue, 21 Dec 2021 00:00:00 -0500 Roth Capital Partners Acted as Sole Book-Running Manager for Genenta Science S.p.A. (NASDAQ:GNTA) in its approximately $36 Million IPO Mon, 20 Dec 2021 00:00:00 -0500 Roth Capital Partners acted as Co-Manager for Northern Oil & Gas, Inc. (NYSE:NOG) in its $230 Million Follow-On Wed, 08 Dec 2021 00:00:00 -0500 Roth Capital Partners Acted as Sole Manager for BioRestorative Therapies, Inc. (NASDAQ:BRTX) in its $23 Million Follow-On Tue, 07 Dec 2021 00:00:00 -0500 Roth Capital Partners Acted as Joint Book-Running Manager for Fathom Holdings, Inc. (Nasdaq:FTHM) in its $43.7 Million Follow-On Fri, 03 Dec 2021 00:00:00 -0500 Roth Capital Partners and Sustain SoCal to Host Sustainability Private Capital Virtual Event on December 2-3, 2021 Mon, 29 Nov 2021 00:00:00 -0500 Roth Capital Partners Acted as Joint Book-Running Manager for Biofrontera, Inc. (NASDAQ:BFRI) in its $18 Million IPO Mon, 29 Nov 2021 00:00:00 -0500 Roth Capital Partners Acted as Co-Manager for Cadre Holdings, Inc. (NYSE:CDRE) in it's $90 Million IPO Mon, 22 Nov 2021 00:00:00 -0500 Roth Capital Partners Acted as Joint Book-Running Manager for Clarus Corporation (Nasdaq:CLAR) in its $85 Million Follow-On Mon, 15 Nov 2021 00:00:00 -0500 Roth Capital Partners to Virtually Host 10th Annual Roth Technology Event Mon, 15 Nov 2021 00:00:00 -0500 Roth Capital Partners Provides Agenda Details of Inaugural AgTech Answers Event Thu, 11 Nov 2021 00:00:00 -0500 Roth Capital Partners acted as Sole Book-Running Manager for HighPeak Energy (NASDAQ:HPK) in its $25.3 Million Follow On Offering Mon, 08 Nov 2021 00:00:00 -0500 Roth Capital Partners Acted as Financial Advisor for Myomo, Inc. (NYSE:MYO) in its $5 Million Warrant Exchange Fri, 05 Nov 2021 00:00:00 -0400 Roth Capital Partners Acted as Joint Book-Running Manager for SportsMap Tech Acquisition Corp. (SMAPU) in its $115 Million IPO Thu, 04 Nov 2021 00:00:00 -0400 Roth Capital Partners Announces the Addition of Sean McGowan, Managing Director and Senior Research Analyst, Covering Beverage, Wellness and Leisure Stocks Mon, 01 Nov 2021 00:00:00 -0400 Roth Capital Partners Acted as Co-Manager for Rezolute (NASDAQ:RZLT) in its $55 Million Follow-On Fri, 29 Oct 2021 00:00:00 -0400 Roth Capital Partners acted as Joint-Placement Agent for PEDEVCO Corp. (NYSE:PED) in its $7 Million Registered Direct Offering Wed, 27 Oct 2021 00:00:00 -0400 Roth Capital Partners Announces the Addition of Edward Engel, CFA, Senior Research Analyst, Covering Gaming and Leisure Stocks Wed, 20 Oct 2021 00:00:00 -0400 Roth Announces the Addition of Edward Engel, CFA, Senior Research Analyst, Covering the Gaming & Leisure Stocks Tue, 19 Oct 2021 00:00:00 -0400 Roth Capital Partners Acted as Financial Advisor to GP Strategies (NYSE:GPX) on its Sale of EtaPRO to Toshiba Mon, 11 Oct 2021 00:00:00 -0400 Roth Capital Partners Acted as Sole Book-Running Manager for RenovoRx, Inc. (RNXT) in its $16.7 Million IPO Wed, 22 Sep 2021 00:00:00 -0400 Roth Capital Partners Provides Agenda Details of the Investing in Women Cannabis Pioneers Investor Conference Tue, 21 Sep 2021 00:00:00 -0400 Investing In Women Cannabis Pioneers: 25 Leaders, One Event And All You Need To Know Thu, 16 Sep 2021 00:00:00 -0400 IBN (InvestorBrandNetwork) to Serve as Media Sponsor for Roth’s Upcoming Event: Investing in Women Cannabis Pioneers Investor Conference Tue, 14 Sep 2021 00:00:00 -0400 Roth Capital Partners Acted as Co-Manager for F45 Training Holdings Inc. (NYSE:FXLV) in its $350 Million IPO Wed, 08 Sep 2021 00:00:00 -0400 Roth Capital Partners to Virtually Host the Inaugural Investing in Women Cannabis Pioneers Investor Conference on September 28, 2021 Wed, 08 Sep 2021 00:00:00 -0400 Roth Capital Partners Acted as Sole Placement Agent for Creative Medical Technology Holdings, Inc. (CELZ) in its $3.8 Million Private Placement Fri, 03 Sep 2021 00:00:00 -0400 Roth Capital Partners Acted as Sole Book-Running Manager for TransAct Technologies, Inc. (Nasdaq:TACT) in its $12.2 Million Follow-On Tue, 31 Aug 2021 00:00:00 -0400 Beyond competition: How women in the industry are lifting each other up Thu, 26 Aug 2021 00:00:00 -0400 Roth Capital Partners Announces the Addition of Brian Wright, Senior Research Analyst, Covering the AgTech Sector Thu, 26 Aug 2021 00:00:00 -0400 Roth Capital Partners Acted as Co-Manager for Kura Sushi USA, Inc. (Nasdaq:KRUS) in its $57 Million Follow-On Wed, 18 Aug 2021 00:00:00 -0400 Roth Capital Partners acted as Co-Manager for RAPT Therapeutics, Inc. (NASDAQ: RAPT) in its $143.7 Million Follow-On Offering Tue, 17 Aug 2021 00:00:00 -0400 Roth Capital Partners acted as Sole Manager for Unicycive Therapeutics, Inc. (Nasdaq:UNCY) in its $25 Million IPO Tue, 17 Aug 2021 00:00:00 -0400 Roth Capital Partners acted as Co-Manager for Immunic, Inc. (Nasdaq:IMUX) in its $45 Million Follow-On Tue, 17 Aug 2021 00:00:00 -0400 Elemer Piros on the Potential of Psychedelics Mon, 09 Aug 2021 00:00:00 -0400 Elemer Piros on the Psychedelic Market Mon, 09 Aug 2021 00:00:00 -0400 Roth Capital Partners advised US Hybrid on its $65 Million acquisition by Ideanomics (Nasdaq:IDEX) Mon, 02 Aug 2021 00:00:00 -0400 Roth Capital Partners acted as Financial Advisor for Torchlight Energy Resources Inc. (Nasdaq:TRCH) in its $1.9 Billion Merger with Metamaterial Inc. Mon, 19 Jul 2021 00:00:00 -0400 Roth Capital Partners acted as Sole Placement Agent for Torchlight Energy Resources (Nasdaq:TRCH) in its $137.5 Million ATM Program Mon, 19 Jul 2021 00:00:00 -0400 Roth Capital Partners acted as Joint Lead-Manager for Riley Exploration Permian (NASDAQ:REPX) in its $50 Million Follow-On Offering Mon, 19 Jul 2021 00:00:00 -0400 Roth Capital Partners acted as Co-Manager for Northern Oil & Gas (NYSE American:NOG) in its $100.6 Million Follow-On Offering Tue, 13 Jul 2021 00:00:00 -0400 Roth Capital Partners acted as Financial Advisor for KemPharm, Inc. (NASDAQ:KMPH) in its $39 Million Warrant Exchange Offering Tue, 13 Jul 2021 00:00:00 -0400 Roth Capital Partners acted as Co-Manager for Celsius Holdings, Inc. (Nasdaq: CELH) in its $462 Million Follow-On Mon, 12 Jul 2021 00:00:00 -0400 Roth Capital Partners to Host a Virtual Healthcare Private Company Forum on June 28, 2021 Fri, 25 Jun 2021 00:00:00 -0400 Roth Capital Partners to Virtually Host 7th Annual Roth London Conference on June 21-23, 2021 Tue, 15 Jun 2021 00:00:00 -0400 Roth Capital Partners acted as Joint Book-Running Manager to Smith Micro Software, Inc. (NASDAQ: SMSI) in its $65.2 Million Follow-On Offering Wed, 02 Jun 2021 00:00:00 -0400 Roth Capital Partners Announces the Addition of John Boris to its Healthcare Investment Banking Team Wed, 19 May 2021 00:00:00 -0400 Roth Capital Partners acted as Sole Book-Running Manager for TFF Pharmaceuticals, Inc. (NASDAQ: TFFP) in its $40 Million Follow-On Offering Tue, 18 May 2021 00:00:00 -0400 Roth Capital Partners advises iLendingDIRECT on its acquisition by JC Flowers & Co. LLC Thu, 13 May 2021 00:00:00 -0400 A psychedelic drug boom in mental health treatment comes closer to reality Mon, 10 May 2021 00:00:00 -0400 Roth Capital Partners acted as Lead Placement Agent to Virtra Inc. (NASDAQ: VTSI) in its $18 Million Registered Direct Offering Thu, 06 May 2021 00:00:00 -0400 Roth Capital Partners acted as Lead Placement Agent to Virtra Inc. (NASDAQ: VTSI) in its $18 Million Registered Direct Offerin Wed, 28 Apr 2021 00:00:00 -0400 Roth Capital Partners acted as Joint Book-Running Manager for NV5 Global, Inc. (Nasdaq: NVEE) in its $172.5 Million Follow-On Fri, 23 Apr 2021 00:00:00 -0400 Roth Canada Announces the Addition of Michael Tait as Head of Origination Wed, 14 Apr 2021 00:00:00 -0400 Roth Capital Partners Announces the Addition of Ivan Saval, Managing Director, AgTech Investment Banking Wed, 07 Apr 2021 00:00:00 -0400 Roth Capital Partners Set to Host Upcoming Golden Cannabis Day Event on April 7, 2021 Wed, 31 Mar 2021 00:00:00 -0400 Roth Capital Partners advised StemoniX on its Merger with Cancer Genetics, Inc. (Nasdaq: CGIX) Wed, 31 Mar 2021 00:00:00 -0400 Roth Capital Partners acted as Joint Book-Running Manager for AMMO, Inc. (Nasdaq: POWW) in its $115 Million Follow-On Tue, 23 Mar 2021 00:00:00 -0400 Roth Capital Partners acted as Joint Book-Running Manager for A-Mark Precious Metals, Inc. (Nasdaq: AMRK) in its $80.5 Million Follow-On Fri, 19 Mar 2021 00:00:00 -0400 Roth Capital Partners acted as Co-Manager for Cyclacel Pharmaceuticals, Inc. (NASDAQ: CYCC) in its $14.5 Million Follow-On Offering Tue, 16 Mar 2021 00:00:00 -0400 Roth Capital Partners acted as Co-Manager for Marker Therapeutics, Inc. (Nasdaq: MRKR) in its $56.5 Million Follow-On Offering Mon, 15 Mar 2021 00:00:00 -0400 Roth Capital Partners acted as Sole Placement Agent for Assertio Holdings, Inc. (NASDAQ: ASRT) in its $14 Million and $34.3 Million Registered Direct Offerings Mon, 15 Mar 2021 00:00:00 -0400 Roth Capital Partners acted as Joint Book-Running Manager for Phunware, Inc. (NASDAQ: PHUN) in its $26.5 Million Follow-On Fri, 12 Mar 2021 00:00:00 -0500 Roth Capital Partners 33rd Annual Conference to be held Virtually March 15-17, 2021 Wed, 10 Mar 2021 00:00:00 -0500 Roth Capital Partners advised Tengasco, Inc. (NYSE:TGC) on its Merger with Riley Exploration Permian, LLC Fri, 26 Feb 2021 00:00:00 -0500 Roth Capital Partners acted as Sole Placement Agent for Bio-Path Holdings, Inc., (Nasdaq:BPTH) in its $13 Million Follow-On Offering Thu, 18 Feb 2021 00:00:00 -0500 Roth Capital Partners acted as Sole Placement Agent for NewAge, Inc. (Nasdaq: NBEV) in its $58 Million Private Placement Tue, 16 Feb 2021 00:00:00 -0500 Roth Capital Partners acted as Co-Manager for KalVista Pharmaceuticals, Inc. (Nasdaq: KALV) in its $222.5 Million Follow-On Tue, 16 Feb 2021 00:00:00 -0500 Roth Capital Partners acted as Sole Placement Agent for InMed Pharmaceuticals Inc. (Nasdaq: INM) (TSX: IN) in its $4.5 Million PIPE Transaction Tue, 16 Feb 2021 00:00:00 -0500 Roth Capital Partners acted as Joint Book-Running Manager for GT Biopharma, Inc. (NASDAQ: GTBP) in its $27.2 Million Follow-On Tue, 16 Feb 2021 00:00:00 -0500 Roth Capital Partners acted as Financial Advisor to Esports Entertainment Group, Inc. (NASDAQ: GMBL) in its $30 Million Registered Direct Offering Tue, 16 Feb 2021 00:00:00 -0500 Roth Capital Partners acted as Sole Manager for Torchlight Energy Resources, Inc. (NASDAQ:TRCH) in its $27.6 Million Follow-On Wed, 10 Feb 2021 00:00:00 -0500 Roth Capital Partners acts as Placement Agent & Financial Advisor to Mountain Crest Acquisition Corp. and Playboy Enterprises, Inc. Wed, 10 Feb 2021 00:00:00 -0500 Roth Capital Partners advises Hydrobuilder.com on its acquisition by Hydrobuilder Holdings LLC Mon, 08 Feb 2021 00:00:00 -0500 ROTH Capital Partners Acts as Co-Manager for CuriosityStream Inc. (NASDAQ: CURI) in its $100.9 Million Follow-On Mon, 08 Feb 2021 00:00:00 -0500 Roth Capital Partners acted as Co-Manager for Northern Oil and Gas, Inc. (NYSE American: NOG) in its $140.2 Million Follow-On Thu, 04 Feb 2021 00:00:00 -0500 Roth Capital Partners acted as Co-Manager for Moleculin Biotech, Inc. (Nasdaq: MBRX) in its $78 Million Follow-On Wed, 03 Feb 2021 00:00:00 -0500 Roth Capital Partners acts as Sole Placement Agent for Applied DNA Sciences, Inc. (NASDAQ: APDN) in its $15 Million Registered Direct Offering Thu, 28 Jan 2021 00:00:00 -0500 Roth Capital Partners acted as Co-Manager for Applied Genetic Technologies Corporation (Nasdaq: AGTC) in its $74.5 Million Follow-On Thu, 28 Jan 2021 00:00:00 -0500 Roth Capital Partners acted as Joint Book-Running Manager for Agrify Corporation (NasdaqCM: AGFY) in its $62.1 Million IPO Wed, 27 Jan 2021 00:00:00 -0500 Roth Capital Partners acted as Co-Manager for Merus N.V. (Nasdaq: MRUS) in its $138 Million Follow-On Thu, 21 Jan 2021 00:00:00 -0500 ROTH Capital Partners acts as Co-Placement Agent for Village Farms International, Inc. (NASDAQ: VFF) in its US$135 Million Registered Direct Offering Wed, 20 Jan 2021 00:00:00 -0500 Roth Capital Partners acted as Co-Manager for Syros Pharmaceuticals (NASDAQ: SYRS) in its $75.6 Million Follow-On Tue, 19 Jan 2021 00:00:00 -0500 Roth Canada Announces the Addition of Braden Fletcher as President Wed, 13 Jan 2021 00:00:00 -0500 Roth Capital Partners acted as Sole Manager & Sole Placement Agent for KemPharm, Inc. (NASDAQ: KMPH) in its $52.4 Million Follow-On & $44 Million Warrant Exchange Transaction Fri, 08 Jan 2021 00:00:00 -0500 Roth Capital Partners acted as Sole Placement Agent for Clearside Biomedical, Inc. (NASDAQ:CLSD) in its $12 Million Registered Direct Offering Wed, 06 Jan 2021 00:00:00 -0500 Roth Capital Partners advises Wireless Advanced Vehicle Electrification, Inc. on its acquisition by Ideanomics (NASDAQ: IDEX) Tue, 05 Jan 2021 00:00:00 -0500 Roth Capital Partners acted as Co-Manager for Harpoon Therapeutics, Inc. (Nasdaq: HARP) in its $115 Million Follow-On Mon, 04 Jan 2021 00:00:00 -0500 Roth Capital Partners acted as Co-Manager & Placement Agent for Cellectar Biosciences, Inc. (NASDAQ: CLRB) in its $24.5 Million Follow-On & concurrent $20.5 Million Private Placement Wed, 23 Dec 2020 00:00:00 -0500 Roth Capital Partners acted as Sole Book-Running Manager for Asure Software, Inc. (NASDAQ: ASUR) in its $18.9 Million Follow-On Wed, 23 Dec 2020 00:00:00 -0500 Sustain SoCal Sees Boom in Clean Tech Mon, 14 Dec 2020 00:00:00 -0500 Roth Capital Partners acts as Sole Book-Running Manager for Vivos Therapeutics, Inc. (VVOS) in its $24.2 Million IPO Thu, 10 Dec 2020 00:00:00 -0500 Roth Capital Partners acts as Joint Book-Running Manager for Pixelworks, Inc. (Nasdaq: PXLW) in its $13.8 Million Follow-On Thu, 10 Dec 2020 00:00:00 -0500 Roth Capital Partners acts as Co-Manager for LivePerson, Inc. (NASDAQ: LPSN) in its $517.5 Million Convertible Senior Notes Offering Thu, 10 Dec 2020 00:00:00 -0500 Roth Capital Partners acted as Joint Book-Running Manager for Delcath Systems, Inc. (Nasdaq: DCTH) in its US$22.2 Million Follow-On Wed, 09 Dec 2020 00:00:00 -0500 Roth Capital Partners acted as Co-Manager for Atara Biotherapeutics, Inc. (Nasdaq: ATRA) in its $175 Million Follow-On Tue, 08 Dec 2020 00:00:00 -0500 Roth Capital Partners to Host Consumer Virtual Event December 9-11, 2020 Mon, 07 Dec 2020 00:00:00 -0500 Roth Capital Partners to Host Consumer Virtual Event December 9-11, 2020 Mon, 07 Dec 2020 00:00:00 -0500 Roth Capital Partners Announces the Addition of Benjamin Bowen, Ph.D. to its Healthcare Investment Banking Team Thu, 03 Dec 2020 00:00:00 -0500 Roth Capital Partners acts as Co-Manager for Cambium Networks Corporation (Nasdaq: CMBM) in its $70 Million Secondary Follow-On Thu, 03 Dec 2020 00:00:00 -0500 Roth Capital Partners and Sustain SoCal to Host Sustainability Virtual Private Capital Event on December 2-3, 2020 Mon, 30 Nov 2020 00:00:00 -0500 Roth SPAC Forming $1.2B Recyling Biz Mon, 30 Nov 2020 00:00:00 -0500 DEAL of the YEAR ● MIDDLE MARKETS (Size Range: Above $250 - Below $500 million.) WINNER: NV5 Global acquires Geospatial including Quantum Spatial from Arlington Capital Partners. Deal Team Winner: Loeb & Loeb, LLP, legal team and ROTH Capital investment bankers advised the Florida-based NV5 Global, a provider of professional, technical engineering and consulting solutions. Wed, 18 Nov 2020 00:00:00 -0500 Roth Capital Partners acted as Sole Placement Agent for a $6.9 Million Secondary Registered Direct: Lung Therapeutics sold shares of TFF Pharmaceuticals Thu, 12 Nov 2020 00:00:00 -0500 Roth Capital Partners acted as Sole Book-Running Manager for InMed Pharmaceuticals Inc. (NASDAQ: INM) in its US$8 Million Follow-On Thu, 12 Nov 2020 00:00:00 -0500 Roth Capital Partners to Host Technology Virtual Event November 11-12, 2020 Tue, 10 Nov 2020 00:00:00 -0500 ROTH Capital Partners Acts as Sole Book-Running Manager for Reed's Inc. (Nasdaq: REED) in its $12.1 Million Follow-On Mon, 09 Nov 2020 00:00:00 -0500 Roth Capital Partners acts as Co-Manager for Turning Point Therapeutics, Inc. (Nasdaq: TPTX) in its $460 Million Follow-On Mon, 26 Oct 2020 00:00:00 -0400 Roth Capital Partners acts as Co-Manager for Replimune Group, Inc. (Nasdaq: REPL) in its $287.5 Million Follow-On Thu, 22 Oct 2020 00:00:00 -0400 Roth Capital Partners announces the addition of Hershel Gerson, Managing Director, Co-Head of Consumer Investment Banking Thu, 22 Oct 2020 00:00:00 -0400 Roth Capital Partners acts as Financial Advisor for ThinkIQ in its $11.6 Million Series A Financing Tue, 20 Oct 2020 00:00:00 -0400 Roth Capital Partners, NGO Sustainability with the Governments of Portugal, Kenya, and Sri Lanka Hosted a Virtual Side Event Mon, 19 Oct 2020 00:00:00 -0400 2020 Celebration of Abilities Awards Program Sat, 17 Oct 2020 00:00:00 -0400 Bio Investor Forum Digital has selected, Fireside Chat with Nisa Leung, Qiming Venture Partners and James Antonopoulos, ROTH Capital Partners on Cross-Pacific Investment Perspectives, as one of the "Best of Bio" panels from the event Wed, 14 Oct 2020 00:00:00 -0400 Roth Capital Partners acts as Sole Book-Running Manager for TransAct Technologies Incorporated (Nasdaq: TACT) in its $10 Million Follow-On Wed, 14 Oct 2020 00:00:00 -0400 Roth Capital Partners acts as Co-Manager for fuboTV, Inc. (NYSE : FUBO) in its $183 Million Follow-On Thu, 08 Oct 2020 00:00:00 -0400 Roth Capital Partners acts as Co-Manager for Mission Produce (NASDAQ: AVO) in its $96 Million IPO Wed, 30 Sep 2020 00:00:00 -0400 Roth Capital Partners acts as Co-Manager for Mission Produce (NASDAQ: AVO) in its $96 Million IPO Wed, 30 Sep 2020 00:00:00 -0400 ROTH Capital Partners acts as Co-Manager for Laird Superfood, Inc. (NYSE: LSF) in its $67 Million IPO Fri, 25 Sep 2020 00:00:00 -0400 ROTH Capital Partners acts as Sole Manager for Loop Industries, Inc. (NASDAQ: LOOP) in its $26.6 Million Follow-On Mon, 21 Sep 2020 00:00:00 -0400 Roth Capital Partners acts as Co-Manager for Medallia, Inc. (NYSE:MDLA) in its $575 Million Convertible Senior Notes Offering Mon, 14 Sep 2020 00:00:00 -0400 Roth Capital Partners acts as Co-Manager for Humanigen, Inc. (NASDAQ:HGEN) in its $78.2 Million Follow-On Mon, 14 Sep 2020 00:00:00 -0400 Roth Capital Partners acts as Sole Placement Agent for Seelos Therapeutics, Inc. (Nasdaq: SEEL) in its $7 Million Registered Direct Fri, 04 Sep 2020 00:00:00 -0400 Roth Capital Partners acts as Sole Book-Running Manager for Centrus Energy Corp. (NYSE American: LEU) in its $23.5 Million Follow-On Thu, 03 Sep 2020 00:00:00 -0400 Roth Capital Partners acts as Sole Book-Running Manager for CohBar, Inc. (NASDAQ: CWBR) in its $15 Million Follow-On Tue, 01 Sep 2020 00:00:00 -0400 Roth Capital Partners acts as Joint Book-Running Manager for Flux Power Holdings, Inc. (NASDAQ CM: FLUX) in its $12.4 Million Follow-On Fri, 28 Aug 2020 00:00:00 -0400 Roth Capital Partners advises DSP Group, Inc. (NASDAQ: DSPG) on its acquisition of SoundChip SA Tue, 25 Aug 2020 00:00:00 -0400 Roth Capital Partners acts as Sole Manager for Fathom Holdings Inc. (NASDAQ: FTHM) in its $34.3 Million IPO Mon, 24 Aug 2020 00:00:00 -0400 Roth Capital Partners acts as Sole Placement Agent for MediPharm Labs Corp. (TSX: LABS) in its CAD$37.8 Million Private Placement Thu, 20 Aug 2020 00:00:00 -0400 Roth Capital Partners Acts as Joint Book-Running Manager for Quhuo Limited (NASDAQ: QH) in its $37.9 Million IPO Tue, 18 Aug 2020 00:00:00 -0400 ROTH Capital Partners acts as Sole Book-Running Manager for Rimini Street, Inc. (Nasdaq: RMNI) in its $27.5 Million Follow-On Fri, 14 Aug 2020 00:00:00 -0400 Roth Capital Partners Acts as Sole Placement Agent for Tellurian, Inc. (NASDAQ: TELL) in its $35 Million Registered Direct Offering Tue, 04 Aug 2020 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for Atreca, Inc. (Nasdaq: BCEL) in its $125 Million Follow-On Thu, 23 Jul 2020 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for Altimmune, Inc. (Nasdaq: ALT) in its $132.3 Million Follow-On Wed, 22 Jul 2020 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for Inventiva S.A. (Nasdaq: IVA & Euronext Paris: IVA) in its $107.7 Million U.S. IPO Tue, 21 Jul 2020 00:00:00 -0400 ROTH Capital Partners Announces the Addition of Elemer Piros, Ph.D. to its Healthcare Wed, 08 Jul 2020 00:00:00 -0400 Roth Capital Partners acts as Co-Manager for CRISPR Therapeutics (Nasdaq:CRSP) in its $517.5 Million Follow-On Tue, 07 Jul 2020 00:00:00 -0400 Roth Capital Partners acts as a Lead Manager for Translate Bio, Inc. (Nasdaq: TBIO) in its $275.2 Million Follow-On Mon, 06 Jul 2020 00:00:00 -0400 Roth Capital Partners Acts as Sole Placement Agent for ElectraMeccanica Vehicles Corp. (NASDAQ: SOLO) in its $20 Million Registered Direct Wed, 01 Jul 2020 00:00:00 -0400 Roth Capital Partners acts as Placement Agent & Financial Advisor for Allied Esports Entertainment (NASDAQ: AESE) in its $9 Million Senior Secured Convertible Promissory Notes Refinance Fri, 26 Jun 2020 00:00:00 -0400 Roth Capital Partners Acts as Lead Placement Agent for Immunic, Inc. (Nasdaq: IMUX) in its $25 Million Follow-On Mon, 22 Jun 2020 00:00:00 -0400 Roth Capital Partners Acts as Financial Advisor for Vutiliti in its $11.75 Million Private Placement Fri, 19 Jun 2020 00:00:00 -0400 Roth Capital Partners acts as Financial Advisor for Lumitron Technologies, Inc. (Private) in its $34 Million Private Placement Fri, 12 Jun 2020 00:00:00 -0400 Roth Capital Partners Acts as Lead Manager for Cellectar Biosciences, Inc. (NASDAQ: CLRB) in its $20 Million Follow-On Wed, 10 Jun 2020 00:00:00 -0400 Roth Capital Partners acts as Co-Manager for Five9, Inc. (NASDAQ: FIVN) in its $747.5 Million Convertible Senior Notes Offering Tue, 09 Jun 2020 00:00:00 -0400 Roth Capital Partners Acts as Lead Manager for Adaptimmune Therapeutics plc (Nasdaq: ADAP) in its $259.3 Million Follow-On Mon, 08 Jun 2020 00:00:00 -0400 Roth Capital Partners acts as Lead Manager for Sequans Communications S.A. (NYSE: SQNS) in its $25 Million Follow-On Fri, 05 Jun 2020 00:00:00 -0400 Roth Capital Partners acts as Lead Manager for Sequans Communications S.A. (NYSE: SQNS) in its $25 Million Follow-On Tue, 02 Jun 2020 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for Axcella Health (Nasdaq: AXLA) in its $60.1 Million Follow-On Tue, 26 May 2020 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for Compass Diversified Holdings (NYSE: CODI) in its $88 million Follow-On Fri, 15 May 2020 00:00:00 -0400 Roth Capital Partners Acts as Sole Book-Running Manager for Delcath Systems, Inc. (NASDAQ: DCTH) in its $22 Million Follow-On Thu, 14 May 2020 00:00:00 -0400 Roth Capital Partners Acts as Sole Placement Agent for Tellurian, Inc. (NASDAQ: TELL) in its $56 Million Registered Direct Note Offering Thu, 07 May 2020 00:00:00 -0400 Roth Capital Partners Acts as Sole Placement Agent for Immunic, Inc. (Nasdaq: IMUX) in its $15 Million Registered Direct Wed, 06 May 2020 00:00:00 -0400 Roth Capital Partners Acts as Lead Placement Agent for Cyclacel Pharmaceuticals, Inc. (NASDAQ: CYCC) In its $20 Million Follow-On Tue, 05 May 2020 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for Arcturus Therapeutics Holdings, Inc. (NASDAQ: ARCT) in its $80.5 Million Follow-On Mon, 04 May 2020 00:00:00 -0400 Roth Capital Partners Acts as Sole Manager for Reed’s Inc. (Nasdaq: REED) in its $5.8 Million Follow-On Fri, 24 Apr 2020 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for Crinetics Pharmaceuticals (Nasdaq: CRNX) in its $115.1 Million Follow-On Thu, 23 Apr 2020 00:00:00 -0400 Roth Capital Partners Acts as Lead Manager for Bionano Genomics (NASDAQ: BNGO) in its $18 Million Follow-On Mon, 20 Apr 2020 00:00:00 -0400 Roth Capital Partners acts as Financial Advisor to Boardriders on its sale of Xcel to ZG Holdings Thu, 16 Apr 2020 00:00:00 -0400 Roth Technology & Healthcare Teams Recognized for M&A transactions Fri, 20 Mar 2020 00:00:00 -0400 Roth Virtual Conference | Thank You for Your Support Thu, 19 Mar 2020 00:00:00 -0400 Roth Capital Partners Announces the Addition of George Kelly and Matthew Koranda to its Consumer Research Group Wed, 04 Mar 2020 00:00:00 -0500 Roth Capital Partners Acts as Sole Placement Agent for Lipocine Inc. (NASDAQ:LPCN) in its $6 Million Registered Direct Mon, 02 Mar 2020 00:00:00 -0500 Roth Capital Partners advises NV5 on its Acquisition of Quantum Spatial Wed, 19 Feb 2020 00:00:00 -0500 Roth Capital Partners Acts as Co-Manager for Applied Genetic Technologies Corporation (Nasdaq: AGTC) in its $37.4 Million Follow-On Tue, 18 Feb 2020 00:00:00 -0500 Roth Capital Partnersacts as Sole Book-Running Manager for Myomo, Inc. (NYSE American: MYO) in its $15 Million Follow-On Fri, 14 Feb 2020 00:00:00 -0500 Roth Capital Partners Acts as Lead Manager for aTyr Pharma, Inc. (Nasdaq: LIFE) in its $18 Million Follow-On Wed, 12 Feb 2020 00:00:00 -0500 Roth Capital Partners to Sponsor & Speak at BIO CEO Conference Wed, 05 Feb 2020 00:00:00 -0500 Roth Capital Partners Acts as Sole Manager for Global Water Resources, Inc. (NASDAQ: GWRS) in its $12.5 Million Follow-On Mon, 03 Feb 2020 00:00:00 -0500 Roth Capital Partners Acts as Co-Manager for Adaptimmune Therapeutics plc (Nasdaq: ADAP) in its $84 Million Follow-On Wed, 29 Jan 2020 00:00:00 -0500 Years after passing, Duane Roth's legacy lives on through family and philanthropy Tue, 28 Jan 2020 00:00:00 -0500 Roth Capital Partners Releases its 2020 Millennial Survey Wed, 22 Jan 2020 00:00:00 -0500 Roth Capital Partners Acts as Co-Manager for Matinas BioPharma Holdings, Inc. (NYSE AMER: MTNB) in its $50 Million Follow-On Fri, 17 Jan 2020 00:00:00 -0500 Roth Capital Partners Acts as Co-Manager for Mirum Pharmaceuticals, Inc. (Nasdaq: MIRM) in its $48 Million Follow-On Thu, 16 Jan 2020 00:00:00 -0500 Roth Capital Partners Bolsters its Healthcare Franchise with Key Hires Fri, 10 Jan 2020 00:00:00 -0500 Roth Capital Partners Acts as U.S. Placement Agent for Imugene Limited (ASX: IMU) in its A$24.6 Million PIPE Mon, 23 Dec 2019 00:00:00 -0500 Roth Capital Partners Acts as Co-Manager for Forty Seven, Inc. (Nasdaq: FTSV) in its $195.6 Million Follow-On Mon, 23 Dec 2019 00:00:00 -0500 Roth Capital Partners Acts as Financial Advisor to eyeBrain Medical, Inc. Series D Financing Thu, 19 Dec 2019 00:00:00 -0500 Roth Capital Partners Acts as Financial Advisor to CorneaGen Series B Financing and Convertible Debt Facility Fri, 13 Dec 2019 00:00:00 -0500 Sustaining Clean Tech Tue, 10 Dec 2019 00:00:00 -0500 OTH Capital Partners Acts as Financial Advisor to Asure Software (NASDAQ:ASUR) Tue, 10 Dec 2019 00:00:00 -0500 https://d1io3yog0oux5.cloudfront.net/roth/files/marketing/email_blasts/SITM_Nov2019.htm Wed, 04 Dec 2019 00:00:00 -0500 Roth Capital Partners Acts as Co-Manager for CRISPR Therapeutics (Nasdaq:CRSP) in its $315.2 Million Follow-O Tue, 03 Dec 2019 00:00:00 -0500 Roth Capital Partners Acts as Sole Book-Running Manager for Giga-tronics Incorporated (OTCQB: GIGA) in its $2.6 Million Follow-On Mon, 02 Dec 2019 00:00:00 -0500 Roth Capital Partners and Sustain SoCal to Host Cleantech Private Capital Day v2 in Irvine, California on December 4, 2019 Mon, 25 Nov 2019 00:00:00 -0500 November 25, 2019 Roth Capital Partners Roth Capital Partners Acts as Sole Placement Agent for Lipocine, Inc. (NASDAQ: LPCN) in its $6 Million Follow-On Mon, 25 Nov 2019 00:00:00 -0500 Strong Consumer Spending To Support Solid Holiday Season, Forecasters Said Thu, 21 Nov 2019 00:00:00 -0500 Roth Capital Partners Acts as Co-Manager for Replimune Group, Inc. (Nasdaq: REPL) in its $80 Million Follow-On Wed, 20 Nov 2019 00:00:00 -0500 Roth Capital Partners Acts as Co-Manager for Merus N.V. (Nasdaq: MRUS) in its $79.2 Million Follow-On Tue, 12 Nov 2019 00:00:00 -0500 Roth Capital Partners to Host SiC and GaN Day in New York City, NY on November 21, 2019 Fri, 08 Nov 2019 00:00:00 -0500 Roth Capital Partners to Host Technology & New Industrials Day in New York City, NY on November 13, 2019 Mon, 04 Nov 2019 00:00:00 -0500 2019 Forty Under 40 in the Oil & Gas Industry Fri, 01 Nov 2019 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for Soleno Therapeutics, Inc. (SLNO) in its $15.4 Million Follow-On Fri, 01 Nov 2019 00:00:00 -0400 Roth Capital Partners Acts as Sole Manager for Reed‚Äôs Inc. (Nasdaq: REED) in its $7 Million Follow-On Thu, 31 Oct 2019 00:00:00 -0400 Roth Capital Partners, NGO Sustainability and Republic of Slovenia to Host Climate Action: Latest Business Technologies for Meeting the SDGs October 4, 2019 in New York City Mon, 30 Sep 2019 00:00:00 -0400 SPI19 was a powerful moment: Smart Energy Week 2019 Mon, 30 Sep 2019 00:00:00 -0400 Roth Capital Partners acts as Advisor to OnForce Solar, Inc. in its acquisition by 174 Power Global Tue, 24 Sep 2019 00:00:00 -0400 Roth Capital Partners Advises SPY on its Merger with Bollé Brands Mon, 16 Sep 2019 00:00:00 -0400 Roth Capital Partners to Host 7th Annual Solar & Storage Symposium at Solar Power International (SPI 19) Mon, 09 Sep 2019 00:00:00 -0400 Roth Capital Partners Acts as Sole Placement Agent for Seelos Therapeutics, Inc. (Nasdaq: SEEL) in its $6.7 Million Registered Direct Wed, 28 Aug 2019 00:00:00 -0400 Roth Capital Partners Announces the Addition of Zegbeh Jallah, Ph.D. to its Healthcare Research Team Tue, 27 Aug 2019 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for ACM Research, Inc. (NASDAQ: ACMR) in its $25 Million Follow-On Thu, 22 Aug 2019 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for Sunnova Energy International, Inc. (NYSE: NOVA) in its $168 Million IPO Thu, 15 Aug 2019 00:00:00 -0400 Roth Capital Partners Acts as Financial Advisor to Grenco Science Series A Financing Tue, 13 Aug 2019 00:00:00 -0400 Roth Capital Partners Acts as Lead Manager For Kura Sushi USA, Inc. (Nasdaq: KRUS) in its $46.7 Million IPO Wed, 07 Aug 2019 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for Chiasma, Inc. (Nasdaq: CHMA) in its $55 Million Follow-On Mon, 05 Aug 2019 00:00:00 -0400 Roth Capital Partners Acts as Sole Placement Agent for Delcath Systems, Inc. (OTCPK: DCTH) in its $20 Million PIPE Wed, 31 Jul 2019 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for Amarin Corporation plc (Nasdaq: AMRN) in its $460 Million Follow-On Tue, 30 Jul 2019 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for Forty Seven, Inc. (Nasdaq: FTSV) in its $86.3 Million Follow-On Mon, 29 Jul 2019 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for Mirum Pharmaceuticals, Inc. (Nasdaq: MIRM) in its $75 Million IPO Fri, 26 Jul 2019 00:00:00 -0400 Roth Capital Partners acts as a Co-Manager for Medallia, Inc. (NYSE: MDLA) in its $374.3 Million IPO Thu, 25 Jul 2019 00:00:00 -0400 Roth Capital Partners Acts as Financial Advisor for the Merger between NeuBase Therapeutics, Inc. (NBSE) & Ohr Pharmaceutical, Inc. (OHRP) Wed, 24 Jul 2019 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for ArQule, Inc. (Nasdaq:ARQL) in its $103.7 Million Follow-On Fri, 28 Jun 2019 00:00:00 -0400 Roth Capital Partners Acts as Lead Manager for Akero Therapeutics, Inc. (NASDAQ: AKRO) in its $105.8 Million IPO Wed, 26 Jun 2019 00:00:00 -0400 Roth Capital Partners Acts as Lead Placement Agent For ContraVir Pharmaceuticals, Inc. (NASDAQ:CTRV) in its $15.6 Million Follow-On Tue, 25 Jun 2019 00:00:00 -0400 Roth Capital Partners Acts as Joint Book-Running Manager for SharpSpring, Inc. (Nasdaq: SHSP) in its $26.7 Million Secondary Offering Mon, 24 Jun 2019 00:00:00 -0400 Roth Scores TD With NFL QB Rodgers Fri, 14 Jun 2019 00:00:00 -0400 Roth Capital Partners Acts as Sole Manager for Charles & Colvard, Ltd. (Nasdaq: CTHR) in its $10 Million Follow-On Thu, 13 Jun 2019 00:00:00 -0400 Roth Capital Partners to Host 5th Annual ROTH London Conference on June 17- 19, 2019 in London, UK Wed, 12 Jun 2019 00:00:00 -0400 Aaron Rodgers Launches $50 Million Venture Capital Fund with Roth Capital Partners Wed, 05 Jun 2019 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for InterDigital (IDCC) in its $400 Million Senior Convertible Notes Offering Tue, 04 Jun 2019 00:00:00 -0400 Roth Capital Partners Acts as Joint Book-Running Manager for The Lovesac Company (Nasdaq: LOVE) in its $103.5 Million Follow-On Mon, 03 Jun 2019 00:00:00 -0400 Roth Capital Partners Acts as U.S. Placement Agent for Prescient Therapeutics Limited (ASX: PTX) in its $7 Million AUD PIPE Fri, 31 May 2019 00:00:00 -0400 6th Annual ROTH China Solar Tour to be Held in Conjunction with SNEC Power Expo in Shanghai June 3-6, 2019 Thu, 23 May 2019 00:00:00 -0400 Roth Capital Partners Acts as Sole Placement Agent for Cellectar Biosciences, Inc. (NASDAQ: CLRB) in its $10 Million Financing Thu, 23 May 2019 00:00:00 -0400 Roth Capital Partners Acts as Sole Book-Running Manager for Jiayin Group Inc. (Nasdaq: JFIN) in its $42.3 Million IPO Tue, 21 May 2019 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for JinkoSolar Holding Co., Ltd. (NYSE: JKS) in its $74.8 Million Follow-On Tue, 21 May 2019 00:00:00 -0400 Roth Capital Partners acts as Co-Manager for Gogo Inc. (NASDAQ: GOGO) in its $925 Million 9.875% Senior Secured Notes Offering Wed, 15 May 2019 00:00:00 -0400 ROTH Conference makes Southern California's Top 100 Events for 2019 Tue, 14 May 2019 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for Mustang Bio, Inc. (NASDAQ: MBIO) in its $31.6 Million Follow-On Fri, 10 May 2019 00:00:00 -0400 Roth Capital Partners acts as Advisor to Pointer Telocation Ltd. (Nasdaq: PNTR; TASE: PNTR) in its acquisition by I.D. Systems, Inc. (NASDAQ: IDSY) Sun, 28 Apr 2019 00:00:00 -0400 Roth Capital Partners Acts as Lead Manager for Bionano Genomics, Inc. (Nasdaq: BNGO) in its $18 Million Follow-On Thu, 25 Apr 2019 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for BioDelivery Sciences International, Inc. (Nasdaq: BDSI) in its $60 Million Follow-On Tue, 23 Apr 2019 00:00:00 -0400 Roth Capital Partners Acts as Sole Manager for Quest Resource Holding Corporation (NASDAQ: QRHC) in its $6.5 Million Secondary Offering Mon, 22 Apr 2019 00:00:00 -0400 Roth Capital Partners acts as Advisor to Yanmar America Corporation in its acquisition of ASV Holdings, Inc. (Nasdaq: ASV) Sun, 21 Apr 2019 00:00:00 -0400 Roth Capital Partners Acts as Sole Book-Running Manager for Dar√© Bioscience, Inc. (NASDAQ:DARE) in its $5.8 Million Follow-On Thu, 18 Apr 2019 00:00:00 -0400 Roth Capital Partners Analyst says cannabis industry not as bad as people think Mon, 15 Apr 2019 00:00:00 -0400 Roth Capital Partners Acts as Lead Placement Agent for Soliton, Inc. (NASDAQ: SOLY) in its $6.3 Million Private Placement Mon, 15 Apr 2019 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for Syros Pharmaceuticals (NASDAQ: SYRS) in its $70 Million Follow-On Mon, 15 Apr 2019 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for Chiasma, Inc. (Nasdaq: CHMA) in its $34.5 Million Follow-On Thu, 11 Apr 2019 00:00:00 -0400 Roth Capital Partners acts as Co-Manager for Adesto Technologies (Nasdaq: IOTS) in its $80.5 Million Senior Convertible Notes Offering Tue, 09 Apr 2019 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for GENFIT SA (Nasdaq:GNFT) in its $155.4 Million IPO Mon, 08 Apr 2019 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for CymaBay Therapeutics, Inc. (Nasdaq: CBAY) in its $115 Million Follow-On Fri, 05 Apr 2019 00:00:00 -0400 How This Financial Conference Avoids Being Stuffy Thu, 04 Apr 2019 00:00:00 -0400 Roth Capital Partners Acts as Co-Lead Placement Agent for Electra Meccanica Vehicles Corp. (NASDAQ: SOLO) in its $12 Million Registered Direct Offering Wed, 03 Apr 2019 00:00:00 -0400 BizBash 31st Annual ROTH Conference | Ranked in the Top 100 Events in the United States in 2019 | #5 Business & Financial Industry Event Mon, 01 Apr 2019 00:00:00 -0400 Roth Capital Partners Acts as Sole Placement Agent for BioPharmX Corporation (NYSE American: BPMX) in its $3.9 Million Registered Direct Thu, 28 Mar 2019 00:00:00 -0400 Roth Capital Partners Announces the Promotion of Yasmeen Rahimi, Ph.D. Wed, 27 Mar 2019 00:00:00 -0400 Roth Capital Partners Acts as Sole Placement Agent for Altimmune, Inc. (Nasdaq: ALT) in its $14 Million Registered Direct Fri, 22 Mar 2019 00:00:00 -0400 Roth Capital Partners to Host ROTH Battle of the NASH Thrones Spring Investor Conference in New York City on March 28, 2019 Thu, 21 Mar 2019 00:00:00 -0400 Roth Capital Partners | 31st Annual Growth Stock Conference to be held March 17-19, 2019 Mon, 11 Mar 2019 00:00:00 -0400 Roth Capital Partners Acts as Sole Book-Running Manager for Reed's Inc. (REED) in its $16.2 Million Follow-On Thu, 21 Feb 2019 00:00:00 -0500 Roth Capital Partners Announces the Addition of Charles ‚ÄúTony‚Äù Butler, Ph.D. to its Healthcare Research Team Wed, 20 Feb 2019 00:00:00 -0500 Roth Capital Partners Acts as Sole Placement Agent for Seelos Therapeutics, Inc. (Nasdaq: SEEL) in its $18 Million PIPE Thu, 07 Feb 2019 00:00:00 -0500 Roth Capital Partners advises S.M.R.E. SpA in its sale to SolarEdge Technologies, Inc. Tue, 29 Jan 2019 00:00:00 -0500 Roth Capital Partners Acts as Financial Advisor to TekWorks, Inc. in its merger with Paladin Technologies, Inc. Thu, 10 Jan 2019 00:00:00 -0500 Roth Capital Partners to Host 6th Annual ROTH New Industrials Corporate Access Day in New York City Tue, 27 Nov 2018 00:00:00 -0500 Roth Capital Partners Acts as Joint Book-Running Manager for The Lovesac Company (Nasdaq:LOVE) in its $42.2 Million Secondary Offering Mon, 19 Nov 2018 00:00:00 -0500 Roth Capital Partners Acts as Joint Book-Running Manager for New Age Beverages Corporation (NASDAQ: NBEV) in its $52 Million Follow-On Fri, 16 Nov 2018 00:00:00 -0500 Roth Capital Partners Acts as Sole Book-Running Manager For CNFinance Holdings Limited (NYSE: CNF) in its $52 Million IPO Thu, 15 Nov 2018 00:00:00 -0500 Roth Capital Partners Releases its 2018-2019 Millennial Survey Mon, 12 Nov 2018 00:00:00 -0500 Roth Capital Partners Acts as U.S. Placement Agent for Oryzon Genomics, S.A. (MAD: ORY) in its ‚Ǩ13 Million PIPE Mon, 05 Nov 2018 00:00:00 -0500 Roth Capital Partners Announces the Addition of Jerry Isaacson, Ph.D. to its Healthcare Research Team Mon, 05 Nov 2018 00:00:00 -0500 Roth Capital Partners to Host 4th Annual Technology Corporate Access Day in New York City, NY on November 14, 2018 Thu, 01 Nov 2018 00:00:00 -0400 Roth Capital Partners acts as Sole Book-Running Manager for Atomera Incorporated (Nasdaq: ATOM) in its $12.5 Million Follow-On Thu, 18 Oct 2018 00:00:00 -0400 Investors Hear Pitches From Clean-Tech Companie Mon, 15 Oct 2018 00:00:00 -0400 Roth Capital Partners Acts as Joint Book-Running Manager for Willdan Group, Inc. (NASDAQ: WLDN) in its $60.4 Million Follow-On Fri, 12 Oct 2018 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for KemPharm, Inc. (NASDAQ:KMPH) in its $25 Million Follow-On Fri, 12 Oct 2018 00:00:00 -0400 Roth Capital Partners Acts as Sole Manager & Sole Placement Agent for Altimmune, Inc. (Nasdaq: ALT) in its $41.9 Million in Funding Thu, 11 Oct 2018 00:00:00 -0400 Roth Capital Partners to Host ROTH Battle of the NASH Thrones Investor Conference in New York City on October 17, 2018 Tue, 02 Oct 2018 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for Sensus Healthcare, Inc. (Nasdaq: SRTS) in its $15 Million Follow-On Wed, 19 Sep 2018 00:00:00 -0400 Roth Capital Partners, Sustain OC, CMA and Procopio to Host Cleantech Private Capital Day at The Cove at UC Irvine Applied Innovation in Irvine, CA on October 3, 2018 Tue, 18 Sep 2018 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for Tilly‚Äôs, Inc. (NYSE:TLYS) in its $117 Million Secondary Offering Mon, 17 Sep 2018 00:00:00 -0400 Roth Capital Partners to Host 6th Annual Solar & Storage Symposium at Solar Power International (SPI 18) Wed, 12 Sep 2018 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for KalVista Pharmaceuticals, Inc. (Nasdaq: KALV) in its $78.2 Million Follow-On Tue, 11 Sep 2018 00:00:00 -0400 Roth Capital Partners Acts as Sole Book-Running Manager for New Age Beverages Corporation (NASDAQ: NBEV) in its $11.8 Million Follow-On Wed, 29 Aug 2018 00:00:00 -0400 Roth Capital Partners Acts as Sole Book-Running Manager for Bionano Genomics, Inc. (Nasdaq: BNGOU) in its $20.6 Million IPO Fri, 24 Aug 2018 00:00:00 -0400 Roth Capital Partners to Host ROTH Internet of Things Corporate Access Day in San Francisco, Calif., on September 5, 2018 Tue, 21 Aug 2018 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for Maxwell Technologies, Inc. (Nasdaq: MXWL) in its $24.7 Million Follow-On Wed, 15 Aug 2018 00:00:00 -0400 Roth Capital Partners Acts as Joint Book-Running Manager for NV5 Global, Inc. (NASDAQ: NVEE) in its $115 Million Follow-On Tue, 14 Aug 2018 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for Acer Therapeutics Inc. (Nasdaq: ACER) in its $46 Million Follow-On Tue, 07 Aug 2018 00:00:00 -0400 Roth Capital Partners Acts as Sole Manager for Global Water Resources, Inc. (Nasdaq:GWRS) in its $15.9 Million Follow-On Wed, 01 Aug 2018 00:00:00 -0400 Roth Capital Partners Acts as Lead Manager for Tilray, Inc. (Nasdaq: TLRY) in its $176 Million IPO Tue, 31 Jul 2018 00:00:00 -0400 Roth Capital Partners acts as Financial Advisor to GrubMarket in its $32 Million Private Placement Fri, 20 Jul 2018 00:00:00 -0400 Roth Capital Partners acts as Joint Book-Running Manager for Adesto Technologies (Nasdaq: IOTS) in its $46.2 Million Follow-On Thu, 19 Jul 2018 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for ArQule (Nasdaq: ARQL) in its $69.6 Million Follow-On Wed, 18 Jul 2018 00:00:00 -0400 Roth Capital Partners Acts as Sole Book-Running Manager for Profire Energy, Inc. (Nasdaq:PFIE) in its $28 Million Secondary Public Offering Tue, 10 Jul 2018 00:00:00 -0400 Roth Capital Partners Acts as Sole Book-Running Manager for The Lovesac Company (Nasdaq: LOVE) in its $64.4 Million IPO Mon, 09 Jul 2018 00:00:00 -0400 Roth Capital Partners Acts as Lead Manager for Limoneira Company (Nasdaq:LMNR) in its $69 Million Follow-On Thu, 28 Jun 2018 00:00:00 -0400 Roth Capital Partners acts as Joint Book-Running Manager for Veritone, Inc. (Nasdaq: VERI) in its $35.2 Million Follow-On Wed, 27 Jun 2018 00:00:00 -0400 Roth Capital Partners Acts as Co-Lead Manager for Galmed Pharmaceuticals Ltd. (Nasdaq: GLMD) in its $75 Million Follow-On Mon, 25 Jun 2018 00:00:00 -0400 Roth Capital Partners Acts as Joint Book-Running Manager for Asure Software, Inc. (NASDAQ:ASUR) in its $50 Million Follow-On Tue, 19 Jun 2018 00:00:00 -0400 Roth Capital Partners to Host Precious Metals Corporate Access Day in New York on June 26, 2018 Mon, 18 Jun 2018 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for Viking Therapeutics, Inc. (NASDAQ: VKTX) in its $77.6 Million Follow-On Wed, 13 Jun 2018 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for Madrigal Pharmaceuticals, Inc. (Nasdaq:MDGL) in its $411 Million Follow-On Tue, 12 Jun 2018 00:00:00 -0400 ROTH Conference in Laguna Niguel brings out big musical acts, raises funds Tue, 12 Jun 2018 00:00:00 -0400 Roth Capital Partners to host ROTH London Conference June 19-20, 2018 Mon, 11 Jun 2018 00:00:00 -0400 Roth Capital Partners Acts as Joint Book-Running Manager for BG Staffing, Inc. (NYSE American: BGSF) in its $23 Million Follow-On Fri, 01 Jun 2018 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for Evofem Biosciences, Inc. (NASDAQ: EVFM) in its $40 Million Follow-On Thu, 31 May 2018 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for Ligand Pharmaceuticals Incorporated (NASDAQ: LGND) in its $750 Million Convertible Senior Notes Offering Wed, 30 May 2018 00:00:00 -0400 Roth Capital Partners Acts as Financial Advisor and Placement Agent to Adesto Technologies (NASDAQ:IOTS) Wed, 16 May 2018 00:00:00 -0400 5th Annual ROTH China Solar Tour to be Held in Conjunction with SNEC Power Expo in Shanghai May 28-31, 2018 ROTH Investor Tour to Meet with ~ 20 Solar Power & Clean Technology Companies on Booth Tours and Facility Visits Tue, 15 May 2018 00:00:00 -0400 Roth Capital Partners advises U.S. Geothermal, Inc. (NYSE:HTM) in its sale to Ormat Technologies, Inc. (NYSE:ORA) Mon, 30 Apr 2018 00:00:00 -0400 Roth Capital Partners Acts as Sole Manager for Aspen Group, Inc. (NASDAQ: ASPU) in its $23 Million Follow-On Wed, 25 Apr 2018 00:00:00 -0400 Roth Capital Partners Acts as Sole Book-Running Manager for Torchlight Energy Resources, Inc (NASDAQ:TRCH) in its $6.6 Million Follow-On Tue, 24 Apr 2018 00:00:00 -0400 Film on Chinese Reverse Mergers Hits Roth Capital | Review: "China Hustle" incorrect on key points Mon, 23 Apr 2018 00:00:00 -0400 The Venture Banker | After 26 Years, Byron Roth Keeps Adapting and Embracing Risk Mon, 23 Apr 2018 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for Daqo New Energy Corp. (NYSE: DQ) in its $110 Million Follow-On Thu, 19 Apr 2018 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for GlycoMimetics, Inc. (GLYC) in its $137 Million Follow-On Wed, 28 Mar 2018 00:00:00 -0400 Roth Capital Partners Acts as Sole Placement Agent for EnviroLeach in its C$10 Million Private Placement Wed, 28 Mar 2018 00:00:00 -0400 Roth Capital Partners advises EdgePower, Inc. in its sale to Just Energy Group, Inc. Thu, 22 Mar 2018 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for Aimmune Therapeutics, Inc. (NASDAQ:AIMT) in its $202.4 Million Follow-On Tue, 20 Mar 2018 00:00:00 -0400 ROTH Recaps 30th Annual ROTH Conference Tue, 20 Mar 2018 00:00:00 -0400 ROTH Conference Draws 4,710 People Finance: Popular event highlights AI, Blockchain and Cannabis Fri, 16 Mar 2018 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for Aimmune Therapeutics, Inc. (NASDAQ:AIMT) in its $202.4 Million Follow-On Wed, 07 Mar 2018 00:00:00 -0500 Roth Capital Partners 30th Annual Growth Stock Conference to be held March 11-14, 2018 Mon, 05 Mar 2018 00:00:00 -0500 Roth Capital Partners Acts as Co-Manager for Ring Energy, Inc. (NYSE:REI) in its $86.3 Million Follow-On Fri, 02 Mar 2018 00:00:00 -0500 Roth Capital Partners Acts as Sole Book-Running Manager for One Stop Systems, Inc. (NASDAQ:OSS) in its $19.5 Million IPO Thu, 01 Mar 2018 00:00:00 -0500 Roth Capital Partners Acts as Co-Manager for Avid Bioservices, Inc. (CDMO) in its $23.1 Million Follow-On Wed, 28 Feb 2018 00:00:00 -0500 Roth Capital Partners Acts as Sole Placement Agent for Inpixon (NASDAQ:INPX) Offerings with Gross Proceeds Totaling $21.2 Million Wed, 28 Feb 2018 00:00:00 -0500 Roth Capital Partners Acts as Sole Placement Agent for Moleculin Biotech, Inc., (MBRX) in its $9 Million Registered Direct Thu, 22 Feb 2018 00:00:00 -0500 Roth Capital Partners Acts as Sole Manager for Dar√© Bioscience, Inc. (DARE) in its $10.25 Million Follow-On Wed, 21 Feb 2018 00:00:00 -0500 Roth Capital Partners Acts as Sole Placement Agent for Delcath Systems, Inc. (DCTH) in its $5 Million Follow-On Tue, 20 Feb 2018 00:00:00 -0500 Roth Capital Partners Acts as Sole Placement Agent for My Size, Inc. (NASDAQ: MYSZ; TASE: MYSZ) Offerings with Gross Proceeds Totaling $9.7 Million Fri, 16 Feb 2018 00:00:00 -0500 Roth Capital Partners Acts as Financial Advisor for Avid Bioservices (CDMO) Thu, 15 Feb 2018 00:00:00 -0500 Roth Capital Partners Acts as Lead Manager for Gemphire Therapeutics Inc. (NASDAQ:GEMP) in its $22 Million Follow-On Tue, 13 Feb 2018 00:00:00 -0500 Roth Capital Partners Acts as Co-Manager for Viking Therapeutics, Inc. (VKTX) in its $63.3 Million Follow-On Wed, 07 Feb 2018 00:00:00 -0500 Roth Capital Partners Acts as Co-Manager for CymaBay Therapeutics, Inc. (Nasdaq:CBAY) in its $144 Million Follow-On Tue, 06 Feb 2018 00:00:00 -0500 Roth Capital Partners Acts as Lead Placement Agent for Q BioMed Inc. (OTCQB: QBIO) in its $5.5 Million Follow-On Fri, 02 Feb 2018 00:00:00 -0500 Roth Capital Partners Acts as Financial Advisor to GT Biopharma Inc. (OTCQB: GTBP and Euronext Paris: GTBP.PA) in its $7.1 Million Private Placement Thu, 01 Feb 2018 00:00:00 -0500 Roth Capital Partners Acts as Co-Manager for Albireo Pharma, Inc. (ALBO) in its $74.7 Million Follow-On Wed, 31 Jan 2018 00:00:00 -0500 Roth Capital Partners Acts as Joint Book-Running Manager for Eyenovia Inc. (EYEN) in its $27.3 Million IPO Tue, 30 Jan 2018 00:00:00 -0500 Roth Capital Partners Acts as Co-Manager for Stemline Therapeutics, Inc. (STML), in its $59.6 Million Follow-On Mon, 29 Jan 2018 00:00:00 -0500 Roth Capital Partners Acts as Sole Placement Agent for Radisys Corporation (NASDAQ: RSYS) in its $17 Million Senior Notes Financing Tue, 09 Jan 2018 00:00:00 -0500 Roth Capital Partners Healthcare Team | 2017 Year in Review Fri, 05 Jan 2018 00:00:00 -0500 Roth Capital Partners Acts as Sole Book-Running Manager for iClick Interactive Asia Group Limited (NASDAQ:ICLK) in its $34.5 Million IPO Wed, 03 Jan 2018 00:00:00 -0500 Roth Capital Partners Expands Technology Practice with Addition of Scott Searle, CFA, Managing Director, Senior Research Analyst and transition of Brian Alger, CFA to Managing Director, Investment Banking Wed, 03 Jan 2018 00:00:00 -0500 2017 ROTH Year in Review Thu, 28 Dec 2017 00:00:00 -0500 Roth Capital Partners Acts as Co-Manager for Madrigal Pharmaceuticals, Inc. (MDGL) in its $143.7 Million Follow-On Fri, 22 Dec 2017 00:00:00 -0500 Roth Capital Partners Acts as Joint Book-Running Manager for Attunity Ltd. (ATTU) in its $23 Million Follow-On Wed, 20 Dec 2017 00:00:00 -0500 Roth Capital Partners Acts as Sole Manager for Myomo, Inc. (MYO) in its $10 Million Follow-On Tue, 05 Dec 2017 00:00:00 -0500 Roth Capital Partners Acts as Joint Book-Running Manager for Veritone, Inc. (VERI) in its $25.8 Million Follow-On Thu, 30 Nov 2017 00:00:00 -0500 Roth Capital Partners Acts as Joint Book-Running Manager for Century Casinos, Inc. (CNTY) in its $36.7 Million Follow-On Wed, 29 Nov 2017 00:00:00 -0500 Roth Capital Partners to Host 5th Annual ROTH Industrial Growth and Cleantech 1x1 Event in New York City Tue, 28 Nov 2017 00:00:00 -0500 Roth Capital Partners Announces the Addition of Murray Huneke, Managing Director & Co-Head of Consumer Investment Banking Thu, 09 Nov 2017 00:00:00 -0500 Roth Capital Partners Advises COBAN Technologies on its sale to Safe Fleet Wed, 08 Nov 2017 00:00:00 -0500 Roth Capital Partners to Host Technology Corporate Access Day in New York City, NY on November 15th, 2017 Mon, 06 Nov 2017 00:00:00 -0500 Roth Capital Partners Releases its 2017-2018 Millennial Survey Mon, 06 Nov 2017 00:00:00 -0500 Roth Capital Partners Acts as Joint Book-Running Manager for RumbleOn, Inc. (NASDAQ: RMBL) in its $16 Million Follow-On Thu, 26 Oct 2017 00:00:00 -0400 Roth Capital Partners to Host Private Capital Group: Family Office/Private Company Direct Investment Opportunities Event in Dallas, Texas, October 6th Thu, 28 Sep 2017 00:00:00 -0400 Roth Capital Partners Announces the Addition of Jotin Marango, M.D., Ph.D. and Yasmeen Rahimi, Ph.D. to its Healthcare Research Team Wed, 20 Sep 2017 00:00:00 -0400 29th Annual ROTH Conference | Ranked in the Top 100 Events in the United States in 2017 | #5 Business & Financial Industry Event Tue, 19 Sep 2017 00:00:00 -0400 Roth Capital Partners Expands Resources Practice with Addition of Joseph (‚ÄúJ.‚Äù) Barry, Managing Director, Investment Banking and Jake Sekelsky, Research Analyst Mon, 11 Sep 2017 00:00:00 -0400 Roth Capital Partners to Host Solar & Storage Symposium at Solar Power International (SPI 17) Tue, 05 Sep 2017 00:00:00 -0400 Roth Capital Partners Acts as Sole Manager for Amtech Systems, Inc. (NASDAQ: ASYS) in its $11.5 Million Follow-On Thu, 24 Aug 2017 00:00:00 -0400 Roth Capital Partners Acts as Joint Book-Running Manager for Lakeland Industries, Inc. (NASDAQ: LAKE) in its $10 Million Follow-On Wed, 23 Aug 2017 00:00:00 -0400 Roth Capital Partners to Host 3rd Annual Datacenter and Intelligent Infrastructure Corporate Access Day in San Francisco, Calif. on September 6, 2017 Tue, 22 Aug 2017 00:00:00 -0400 Roth Capital Partners' John White Revisits one of the Strongest Plays in the Permian Basin Featured: Roth Capital Partners, John White, Senior Research Analyst Mon, 14 Aug 2017 00:00:00 -0400 Roth Capital Partners Acts as Sole Manager for FORM Holdings Corp. (NASDAQ: FH), in its $7.6 Million Follow-On Mon, 07 Aug 2017 00:00:00 -0400 Roth Capital Partners Acts as Sole Placement Agent for Neovacs (Euronext Growth Paris: ALNEV) in its ‚Ǩ6.0 Million PIPE Fri, 04 Aug 2017 00:00:00 -0400 Roth Capital Partners Acts as Joint Book-Running Manager for Apollo Endosurgery, Inc. (NASDAQ: APEN) in its $36 Million Follow-On Wed, 26 Jul 2017 00:00:00 -0400 Roth Capital Partners Announces the Addition of James Antonopoulos, Managing Director, Co-Head of Healthcare Investment Banking Wed, 28 Jun 2017 00:00:00 -0400 Roth Capital Partners Acts as Sole Book-Running Manager for ShotSpotter, Inc. (NASDAQ: SSTI) in its $35.4M IPO Tue, 13 Jun 2017 00:00:00 -0400 Roth Capital Partners to Host Cleantech & Industrial Growth 1x1 Event in London on June 21-22, 2017 Tue, 06 Jun 2017 00:00:00 -0400 Roth Capital Partners Acts as Sole Book-Running Manager for Asure Software, Inc. (NASDAQ: ASUR) in a $29.5 Million Follow-On Fri, 02 Jun 2017 00:00:00 -0400 Roth Capital Partners Expands Consumer Research Coverage with Addition of David B. Bain as a Senior Research Analyst in Gaming, Leisure and Lifestyle Wed, 31 May 2017 00:00:00 -0400 Roth Capital Partners Acts as Sole Book-Running Manager for ASV Holdings, Inc. (NASDAQ: ASV) in its $26.6 Million IPO Thu, 18 May 2017 00:00:00 -0400 Roth Capital Partners Acts as Sole Placement Agent for BioPharmX Corporation (NYSE: BPMX) in its $5.0 Million Registered Direct Mon, 01 May 2017 00:00:00 -0400 Roth Capital Partners Announces the Addition of Eric B. Cheng, Managing Director, Head of Healthcare Investment Banking Thu, 27 Apr 2017 00:00:00 -0400 How a Conference Transformed a Parking Lot for Three Back-to-Back Parties Wed, 05 Apr 2017 00:00:00 -0400 Roth Capital Partners Acts as Lead Placement Agent for Biocept, Inc. (NASDAQ: BIOC) in its $9.3 Million Registered Direct Mon, 03 Apr 2017 00:00:00 -0400 4th Annual ROTH China Solar Tour to be Held in Conjunction with SNEC Power Expo in Shanghai April 18-21, 2017 Thu, 30 Mar 2017 00:00:00 -0400 Roth Capital Partners Acts as Joint Book-Running Manager for MeetMe, Inc. (NASDAQ: MEET) in its $46 Million Follow-On Tue, 28 Mar 2017 00:00:00 -0400 Roth Capital Partners | 29th Annual Growth Stock Conference to be Held March 12-16, 2017 Wed, 08 Mar 2017 00:00:00 -0500 What Stumbling Blocks Are in Store This Year for Apparel Makers and Retailers? Featured: Roth Capital Partners, Paul Zaffaroni, Managing Director, Investment Banking Thu, 23 Feb 2017 00:00:00 -0500 The 10 best stock pickers that you should have listened to in 2016 Featured: Roth Capital Partners, Joseph Reagor, Research Analyst Tue, 17 Jan 2017 00:00:00 -0500 Roth Capital Partners Acts as Sole Placement Agent for The sonnen Group in its $85 Million Series D Round Thu, 12 Jan 2017 00:00:00 -0500 The Kebab Shop wins minority investment for expansion Tue, 10 Jan 2017 00:00:00 -0500 ROTH Advises The Kebab Shop on its Investment from AP Franchised Concepts Tue, 10 Jan 2017 00:00:00 -0500 Roth Capital Partners Acts as Joint Book-Running Manager for Polar Power, Inc. (NASDAQ: POLA) in its $19.3 Million IPO Fri, 06 Jan 2017 00:00:00 -0500 Roth Capital Partners appoints Michael Margolis, R.Ph. as Head of Healthcare Investment Banking Fri, 06 Jan 2017 00:00:00 -0500 Roth Capital Partners Acts as Sole Book-Running Manager for SenesTech, Inc. (NASDAQ: SNES) in its $15 Million IPO Thu, 05 Jan 2017 00:00:00 -0500 Roth Capital Partners Acts as Sole Book-Running Manager and Sole Placement Agent For RedHill Biopharma Ltd. (RDHL) in its concurrent $24.4 Million Follow-On and $15 Million Registered Direct Thu, 05 Jan 2017 00:00:00 -0500 Roth Capital Partners Acts as Lead U.S. Placement Agent for Pharming Group N.V. (EURONEXT: PHARM) in its ‚Ǩ104 Million Financing Thu, 05 Jan 2017 00:00:00 -0500 Roth Capital Partners Acts as Sole Book-Running Manager for BioPharmX Corporation (NYSE:BPMX) in its $13 Million Follow-On Wed, 04 Jan 2017 00:00:00 -0500 2016 ROTH Year in Review Fri, 30 Dec 2016 00:00:00 -0500 Roth Capital Partners Acts as Sole Book-Running Manager for LightPath Technologies, Inc. (NASDAQ:LPTH) in a $9.7 Million Follow-On and renders a Fairness Opinion in connection with the acquisition of ISP Optics Tue, 27 Dec 2016 00:00:00 -0500 Roth Capital Partners Honored by Global M&A Network and M&A Advisor Mon, 19 Dec 2016 00:00:00 -0500 Roth Capital Partners Acts as Sole Manager for Cherokee Inc. (CHKE) in its $40 Million Follow-On Mon, 05 Dec 2016 00:00:00 -0500 Roth Capital Partners to Host New Industrials Corporate Access Day in New York City on December 13, 2016 Tue, 29 Nov 2016 00:00:00 -0500 Roth Capital Partners to Host Innovations in Oncology Corporate Access Day in New York on November 17, 2016 Fri, 04 Nov 2016 00:00:00 -0400 Roth Capital Partners to Host Technology Corporate Access Day in New York City, NY on November 16, 2016 Tue, 01 Nov 2016 00:00:00 -0400 Roth Capital Partners Releases its 2016-2017 Millennial Mom Survey Thu, 13 Oct 2016 00:00:00 -0400 Zymergen Raises $130 Million for Robot-Powered Microbe Factory Featured: Mark Breidenbach, Ph.D., Research Analyst, Roth Capital Partners Tue, 11 Oct 2016 00:00:00 -0400 Roth Capital Partners Acts as Financial Advisor on the Merger between Lucas Energy, Inc. and Segundo Resources, LLC Wed, 05 Oct 2016 00:00:00 -0400 Mergers, Acquisitions and Bankruptcies: What‚Äôs in the Cards for the apparel and Retail Sectors Featured: Paul Zaffaroni, Managing Director, Investment Banking, Roth Capital Partners Thu, 29 Sep 2016 00:00:00 -0400 ROTH Conference | Ranked in the Top 100 Events in the United States / #7 Business & Financial Industry Event Tue, 27 Sep 2016 00:00:00 -0400 Roth Capital Partners Acts as Sole Placement Agent for Roka Bioscience, Inc. (ROKA) in its $22.5 Million PIPE Mon, 26 Sep 2016 00:00:00 -0400 Roth Capital Partners Acts as Joint Book-Running Manager for Capricor Therapeutics, Inc. (NASDAQ: CAPR) in its approximately $10 Million Follow-On Offering Fri, 23 Sep 2016 00:00:00 -0400 Roth Capital Partners Acts as Co-Lead Manager for Callidus Software Inc. (NASDAQ: CALD) in its $93 Million Follow-On Thu, 22 Sep 2016 00:00:00 -0400 Roth Capital Partners to Host Solar & Storage Symposium at Solar Power International Leading Solar Power, Storage, and Clean Technology Companies to Conduct Investor Meetings Wed, 31 Aug 2016 00:00:00 -0400 Roth Capital Partners to Host Datacenter Technology Corporate Access Day in San Francisco, Calif. on September 7, 2016 Thu, 25 Aug 2016 00:00:00 -0400 Roth Capital Partners Expands Technology with Addition of Suji Desilva, CFA as a Senior Research Analyst in Technolog Wed, 03 Aug 2016 00:00:00 -0400 What Are the Roadblocks This Year for Apparel Makers and Retailers? Paul Zaffaroni, Managing Director, Roth Capital Partners Thu, 28 Jul 2016 00:00:00 -0400 The RLJ Companies and Roth Capital Partners Launch RLJ Capital Markets, a Full Service Minority Owner Investment Bank and Brokerage Firm Mon, 11 Jul 2016 00:00:00 -0400 Roth Capital Partners Acts as Joint Book-Running Manager for Tonix Pharmaceuticals Holding Corp. (NASDAQ:TNXP) in its $10 Million Follow-On Offering Wed, 06 Jul 2016 00:00:00 -0400 Roth Capital Partners Acts as Sole Sole Placement Agent for Delcath Systems, Inc (NASDAQ: DCTH) in its $35 Million Convertible Senior Notes Offering. Thu, 30 Jun 2016 00:00:00 -0400 Roth Capital Partners Acts as Sole Book-Running Manager for Uni-Pixel, Inc. (UNXL) in its $9.2 Million Follow-On Tue, 14 Jun 2016 00:00:00 -0400 Roth Capital Partners to Host 3rd Annual Healthcare Day In London on June 22nd, 2016 Mon, 13 Jun 2016 00:00:00 -0400 Roth Capital Partners Acts as Joint Book-Running Manager for BG Staffing, Inc. (BGSF) in its $16.7 Million Follow-On Thu, 09 Jun 2016 00:00:00 -0400 Roth Capital Partners Acts as Sole Book-Running Manager for NV5 Global, Inc. (NVEE) in its $51.3 Million Follow-On Wed, 08 Jun 2016 00:00:00 -0400 Roth Capital Partners to Host Cleantech & Industrial Growth Day in London on June 21, 2016 Mon, 06 Jun 2016 00:00:00 -0400 Roth Capital Partners Advises Amsterdam-Based Joolz on Its Investment from Gimv Tue, 31 May 2016 00:00:00 -0400 ROTH China Solar Tour to be Held in Conjunction with SNEC Power Expo in Shanghai May 23-26, 2016 Mon, 16 May 2016 00:00:00 -0400 Roth Capital Partners Acts as Sole Manager for Global Water Resources, Inc. (GWRS) in its $8.4 Million IPO Wed, 11 May 2016 00:00:00 -0400 Roth Capital Partners Acts as Sole Book-Running Manager for Revolution Lighting Technologies, Inc. (RVLT) in its $16.8 Million Follow-On Tue, 10 May 2016 00:00:00 -0400 Roth Capital Partners to Host Precious Metal Corporate Access Day in New York on May 18, 2016 Mon, 09 May 2016 00:00:00 -0400 Let Volatility Power Your Micro-Cap Biotechs Featured: Joseph Pantginis, Ph.D., Senior Research Analyst & Head of Biotechnology Research, Roth Capital Partners Wed, 27 Apr 2016 00:00:00 -0400 Targets in the restaurant and healthy living subsectors are expected to continue to lead the charge of M&A within the consumer/retail sector in H1 2016, as consumer tastes change.Featured: Paul Zaffaroni, Managing Director, Investment Banking, Roth Capital Partners Fri, 08 Apr 2016 00:00:00 -0400 Seau fund gives $250K for adaptive surfing Thu, 07 Apr 2016 00:00:00 -0400 Seau Foundation gives $250,000 to CAF Thu, 07 Apr 2016 00:00:00 -0400 Southern California's Top 100 Events 2016 28th Annual ROTH Conference | Ranked #11 Trade Show & Convention Thu, 31 Mar 2016 00:00:00 -0400 28th Annual ROTH Conference | Blind golfer's story resonates with many, including Aaron Rodgers Thu, 17 Mar 2016 00:00:00 -0400 Roth Capital Partners 28th Annual Growth Stock Conference to Be Held March 13-16, 2016 Wed, 09 Mar 2016 00:00:00 -0500 Are Saudis Or U.S. Frackers The Swing Producer Of Oil? Featured: John White, Senior Research Analyst, Roth Capital Partners Mon, 22 Feb 2016 00:00:00 -0500 Roth Capital Partners Acts as Sole Placement Agent for Galectin Therapeutics Inc. (GALT) in its $9.8 Million Registered Direct Fri, 08 Jan 2016 00:00:00 -0500 Roth Capital Partners Acts as Sole Book-Running Manager for IRadimed Corporation (IRMD) in a $29.1 Million Secondary Offering Wed, 06 Jan 2016 00:00:00 -0500 CURBED ENTHUSIASM Featured: John Chambers, Vice-Chairman and Vice-Chairman and Head of Healthcare Investment Banking, Roth Capital Partners Mon, 04 Jan 2016 00:00:00 -0500 Roth Capital Partners Acts as Sole U.S. Placement Agent for Bionomics Limited in its $12 Million PIPE Tue, 29 Dec 2015 00:00:00 -0500 Why oil has just 'a glimmer of hope in 2016': Analyst Featured: John White, Senior Research Analyst, Roth Capital Partners Mon, 28 Dec 2015 00:00:00 -0500 Roth Capital Partners Acts as Sole U.S. Placement Agent for Viralytics Limited in its A$28.3 Million PIPE Tue, 22 Dec 2015 00:00:00 -0500 Paying It Forward: Byron Roth, MBA '87 Chairman & CEO, Roth Capital Partners Tue, 15 Dec 2015 00:00:00 -0500 Roth Capital Partners to Host Immuno-Oncology Corporate Access Day in New York on December 16, 2015 Wed, 09 Dec 2015 00:00:00 -0500 We need meaningful cuts from OPEC Featured: John White, Senior Research Analyst, Roth Capital Partners Tue, 08 Dec 2015 00:00:00 -0500 Roth Capital Partners to Host New Industrials Corporate Access Day Over 20 Growth Companies to Hold Investor Meetings Mon, 07 Dec 2015 00:00:00 -0500 Roth Capital Partners Acts as Joint Book-Running Manager for Energous Corporation (NASDAQ: WATT) in its $20.7 Million Follow-On Fri, 04 Dec 2015 00:00:00 -0500 Roth Capital Partners Honored by Global M&A Network Mon, 09 Nov 2015 00:00:00 -0500 Activist Pressure Could Lead Cabela's to Part Ways With Credit Card Business Featured: Paul Zaffaroni, Managing Director, Roth Capital Partners Wed, 04 Nov 2015 00:00:00 -0500 Roth Capital Partners Releases its 2015-2016 Millennial Mom Survey Fri, 30 Oct 2015 00:00:00 -0400 Roth Capital Partners to sponsor the 14th Annual Bio Investor Forum October 20-21, 2015 in San Francisco, CA. Fri, 09 Oct 2015 00:00:00 -0400 Roth Capital Partners Acts as Sole Book-Running Manager for Pioneer Power Solutions, Inc. (Nasdaq: PPSI) in its $5.2 Million Follow-On Wed, 07 Oct 2015 00:00:00 -0400 Mergers, Acquisitions and Reorganizations: Finance Leaders Take a Look at the Months Ahead Featured: Paul Zaffaroni, Managing Director, Roth Capital Partners Thu, 01 Oct 2015 00:00:00 -0400 Roth Capital Partners to Host Solar Symposium on September 15, 2015 at Solar Power International (SPI 15) Wed, 02 Sep 2015 00:00:00 -0400 Roth Capital Partners Acts as Joint Book-Running Manager for GigOptix, Inc. (GIG) in its $15.7 Million Follow-On Tue, 01 Sep 2015 00:00:00 -0400 ROTH Conference | Ranked in the Top 100 Events for United States & Canada / #6 for Business & Financial Industry Events Wed, 26 Aug 2015 00:00:00 -0400 Roth Capital Partners to Host DataCenter Technology Corporate Access Day in San Francisco, Calif. on September 9, 2015 Tue, 25 Aug 2015 00:00:00 -0400 Roth Capital Partners invests $13.5 Million into Revel Systems, Inc. through ROTH Revel I, LLC Mon, 24 Aug 2015 00:00:00 -0400 Roth Capital Partners Acts as Sole Book-Running Manager for Pixelworks, Inc. (PXLW) in its $17.8 Million Follow-On Wed, 12 Aug 2015 00:00:00 -0400 Roth Capital Partners Acts as Sole Book-Running Manager for General Employment Enterprises, Inc. (JOB) in its $8.7 Million Follow-On Tue, 04 Aug 2015 00:00:00 -0400 Roth Capital Partners Acts as Joint Book-Running Manager for Redhill Biopharma Ltd. (RDHL) in its $44.5 Million Follow-On Wed, 29 Jul 2015 00:00:00 -0400 Vista Outdoor to Acquire CamelBak for $413 Million Featured: Paul Zaffaroni, Managing Director, Roth Capital Partners Tue, 28 Jul 2015 00:00:00 -0400 Roth Capital Partners Acts as Joint Book-Running Manager for Tonix Pharmaceuticals Holding Corp. (TNXP) in its $20.1 Million Follow-On Mon, 27 Jul 2015 00:00:00 -0400 Roth Capital Partners Acts as Joint Book-Running Manager for Eco-Stim Energy Solutions, Inc. (ESES) in its $29.3 Million Follow-On Thu, 23 Jul 2015 00:00:00 -0400 Roth Capital Partners LLC was ranked #1 in PrivateRaise‚Äôs Q2 PIPE league tables Thu, 23 Jul 2015 00:00:00 -0400 Roth Capital Partners Expands Healthcare Banking Practice with Addition of Adam Stormoen as a Director, Investment Banking Mon, 20 Jul 2015 00:00:00 -0400 TIERS, SOME FEARS Featured: John Chambers, Vice-Chairman and Vice-Chairman and Head of Healthcare Investment Banking, Roth Capital Partners Mon, 13 Jul 2015 00:00:00 -0400 Roth Capital Partners Acts as Co-Manager for bluebird bio, Inc. (BLUE) in its $500 Million Follow-On Mon, 06 Jul 2015 00:00:00 -0400 Roth Capital Partners to Host Cleantech Day in London on June 25, 2015 Wed, 17 Jun 2015 00:00:00 -0400 Capitalize on Comeback Stories in Micro-Cap Biotech: Joe Pantginis of Roth Capital Partners Wed, 17 Jun 2015 00:00:00 -0400 Roth Capital Partners to Host Healthcare Day in London on June 24, 2015 Tue, 16 Jun 2015 00:00:00 -0400 Challenge Athletes Foundation Raises More Than $2 Million at Ninth Annual Gala in New York City Fri, 12 Jun 2015 00:00:00 -0400 Roth Capital Partners Acts as Sole Book-Running Manager for NV5 Holdings, Inc. (NASDAQ: NVEE) in its $32 Million Follow-On Thu, 28 May 2015 00:00:00 -0400 ROTH Advises Eureka! Restaurant Group on its Investment from KarpReilly Mon, 11 May 2015 00:00:00 -0400 Eureka! receives investment from KarpReilly Mon, 11 May 2015 00:00:00 -0400 Former Wedbush Technology Fund PM Joins Roth Capital Partners Featured: Senior Research Analyst, Brian Alger, CFA Fri, 08 May 2015 00:00:00 -0400 ROTH Advises Diono on its Investment from Winona Capital Fri, 08 May 2015 00:00:00 -0400 Roth Capital Partners Expands Technology with Addition of Brian Alger, CFA as a Senior Research Analyst in Technology Thu, 07 May 2015 00:00:00 -0400 Challenged Athletes Foundation (CAF) to Celebrate Unbreakable Athletic Spirit at Ninth Annual Gala in New York City Honoree: Byron Roth, Chairman & CEO, Roth Capital Partners Fri, 01 May 2015 00:00:00 -0400 Roth Capital Partners Expands Healthcare Practice with Addition of Michael Higgins as a Senior Research Analyst ‚Äì Specialty Pharmaceuticals/Biotechnology Mon, 27 Apr 2015 00:00:00 -0400 ROTH China Solar Tour to be Held in Conjunction with SNEC Power Expo in Shanghai April 28-30, 2015 ROTH Investor Tour to Meet with 20 Solar Power and Clean Technology Companies on Booth Tours and Facility Visits Thu, 16 Apr 2015 00:00:00 -0400 Roth Capital Partners Acts as Joint Book-Running Manager for Conatus Pharmaceuticals Inc. (CNAT) in its $23.1 Million Follow-On Fri, 10 Apr 2015 00:00:00 -0400 Roth Capital Partners Expands Banking Practice with the Addition of David T. Farina, CFA as a Managing Director, Investment Banking Thu, 26 Mar 2015 00:00:00 -0400 Southern California's Top 100 Events 2015. The list of the meetings, parties, and industry gatherings that make the most impact in Southern California year after year. 27th Annual ROTH Conference ranks #11 for Trade Shows & Conventions. Tue, 24 Mar 2015 00:00:00 -0400 27th Annual ROTH Conference: Equities.com Interviews Wed, 18 Mar 2015 00:00:00 -0400 Roth Capital Partners Acts as Co-Lead Manager for Callidus Software Inc. (NASDAQ: CALD) in its $69 Million Follow-on Tue, 17 Mar 2015 00:00:00 -0400 Inside ROTH: Equities.com Recaps One of the Best Small-Cap Investment Conferences on Wall Street Mon, 16 Mar 2015 00:00:00 -0400 Roth Capital Partners Acts as Joint Book-Running Manager for RedHill Biopharma Ltd. (Nasdaq:RDHL) in its $14.4 Million Follow-On Thu, 05 Mar 2015 00:00:00 -0500 Roth Capital Partners Acts as sole book-running manager for MoSys, Inc. (NASDAQ: MOSY) in its $23 Million Follow-on Wed, 04 Mar 2015 00:00:00 -0500 Roth Capital Partners Acts as Sole Book-Running Manager for ImmunoCellular Therapeutics, Ltd. (IMUC) in its $16 Million Follow-On Tue, 03 Mar 2015 00:00:00 -0500 27th Annual ROTH Conference on March 8-11, 2015 - To Host More Than 530 Public and Private Companies Wed, 25 Feb 2015 00:00:00 -0500 Roth Capital Partners Acts as Joint Book-Running Manager for Tonix Pharmaceuticals Holding Corp. (TNXP) in its $31.1 Million Follow-On Wed, 25 Feb 2015 00:00:00 -0500 ROTH Cleantech Banking Team has Record 2014 22 Equity, Debt, and M&A Transactions Completed Thu, 19 Feb 2015 00:00:00 -0500 Roth Capital Partners Acts as Joint Book-Running Manager in the $49.5 Million IPO and Financial Advisor in the $15 Million Private Placement for Zosano Pharma Corporation (Nasdaq: ZSAN) Wed, 11 Feb 2015 00:00:00 -0500 Execs upbeat heading to J.P. Morgan Healthcare Conference Mon, 12 Jan 2015 00:00:00 -0500 Roth Capital Partners Acts as Advisor to Pioneer Power Solutions, Inc. (PPSI) in its Acquisition of Titan Energy Worldwide, Inc. Wed, 07 Jan 2015 00:00:00 -0500 Pro predicts $75 oil for 2015 Mon, 05 Jan 2015 00:00:00 -0500