Transactions

Filter:

Sort:

$100,000,000

Electrameccanica

ATM Program

Co-Placement Agent December 2020

$5,750,000

Adomani

PIPE

Sole Placement Agent December 2020

$115,000,000

Roth CH Acquisition II Co.

IPO

Joint Book-Running Manager December 2020

$8,900,000

Westwater Resources, Inc.

M&A Advisory

Financial Advisor December 2020

$63,825,000

Veritone, Inc.

Follow-On

Joint Book Running Manager December 2020

$297,850,000

Sunnova Energy International, Inc.

Follow-On

Co-Manager December 2020

$517,500,000

LivePerson Inc.

Convertible Senior Notes

Co-Manager December 2020

$22,247,161

Delcath Systems, Inc.

Follow-On

Joint Book Running Manager December 2020

$24,499,984

Cellectar Biosciences, Inc.

Follow-On

Co-Manager December 2020

$8,900,000

Westwater Resources, Inc.

M&A Advisory

Financial Advisor December 2020

$24,150,000

Vivos Therapeutics

IPO

Sole Book-Running Manager December 2020

$6,925,000

TFF Pharmaceuticals, Inc.

Registered Direct

Sole Placement Agent December 2020

CAD34,500,000

Standard Lithum Ltd

Follow-On

Sole Placement Agent December 2020

$35,020,000

SPI Energy

Registered Direct

Placement Agent December 2020

$10,000,000

ReneSola

Follow-On

Co-Manager December 2020

$20,000,000

ReneSola

Follow-On

Financial Advisor December 2020

$115,747,500

Seabridge Gold Inc.

Follow-On

Co-Manager December 2020

$13,805,750

Pixelworks

Follow-On

Joint Book Running Manager December 2020

$35,000,000

iBio, Inc.

Follow-On

Financial Advisor December 2020
Hydrobuilder, Inc.

M&A Advisory

Financial Advisor December 2020

$70,000,000

Cambium Networks Corporation

Follow-On

Co-Manager December 2020

$174,999,997

Atara Therapeutics Inc.

Follow-On

Co-Manager December 2020

$21,677,500

 Asure Software

Follow-On

Sole Book-Running Manager December 2020

$9,830,758

Amplify Energy

Follow-On

Sole Manager December 2020

CAD28,751,000

Western Copper and Gold Corp

Follow-On

Co-Manager November 2020

$4,193,944

Therapix Bioscience Ltd.

Follow-On

Financial Advisor November 2020

$12,075,000

Reed's, Inc.

Follow-On

Sole Book-Running Manager November 2020

$8,010,000

InMed Pharmaceuticals, Inc.

Follow-On

Sole Book-Running Manager November 2020

$845,000,000

Plug Power, Inc.

Follow-On

Co-Manager November 2020

$11,500,000

Phoenix Motorcars

was acquired by

SPI Energy

M&A Advisory

Financial Advisor November 2020

$353,165,000

Ormat Technologies, Inc.

Follow-On

Co-Manager November 2020

$13,292,000

INVO Biosciences

Follow-On

Sole Book-Running Manager November 2020

$20,000,000

Blink Charging Co.

ATM Program

Sole Placement Agent November 2020

$16,000,000

Aemetis, Inc.

ATM Program

Placement Agent November 2020

$287,500,000

Replimmune Group, Inc.

Follow-On

Co-Manager October 2020

$55,050,000

American Superconductor Corporation

Follow-On

Co-Manager October 2020

$460,000,059

Turning Point Therapeutics

Follow-On

Co-Manager October 2020

$11,600,000

ThinkIQ

Private Placement

Financial Advisor October 2020
Tengasco, Inc.

M&A Advisory

Financial Advisor October 2020

$9,798,000

TransAct

Follow-On

Sole Book-Running Manager October 2020

$5,000,000

ReneSola Ltd.

Registered Direct

Financial Advisor October 2020

$57,500,000

Piedmont Lithium

Follow-On

Co-Manager October 2020

$197,067,080

FuboTV

Follow-On

Co-Manager October 2020

$1,996,400,000

Caesar Entertainment

Follow-On

Co-Manager October 2020

$70,000,000

Boqii Holding Limited

IPO

Joint Book-Running Manager October 2020

$110,400,000

Mission Produce, Inc.

IPO

Co-Manager October 2020

$15,000,000

Uranium Energy Corp.

Follow-On

Co-Manager September 2020

$7,003,350

Seelos Therapeutics, Inc.

Registered Direct

Lead Placement Agent September 2020

CAD13,730,000

McEwen Mining Inc.

Follow-on

Co-Manager September 2020

$575,000,000

Medallia, Inc.

Convertible Senior Notes

Co-Manager September 2020

$23,069,000

Integra Resources Corp.

Follow-On

Sole Placement Agent September 2020

$10,000,000

Broadwind Energy, Inc.

ATM Program

Sole Placement Agent September 2020

CAD23,000,000

Auryn Resources

Follow-On

Co-Manager September 2020

$632,500,000

SolarEdge Technologies, Inc.

Convertible Senior Notes

Co-Manager September 2020

$67,045,000

Laird Superfood, Inc.

IPO

Co-Manager September 2020

$26,609,250

Loop Industries Inc.

Follow-On

Sole Book-Running Manager September 2020

$78,200,000

Humanigen, Inc.

Follow-On

Co-Manager September 2020

$37,200,000

GreenPower Motor Company Inc.

Follow-On

Joint Book-Running Manager September 2020

$250,000,000

Ballard Power Systems

ATM Program

Placement Agent September 2020

$136,850,000

Upland Software, Inc

Follow-On

Co-Manager August 2020

$3,392,500

Quest Resource Holding Corporation

Registered Direct

Sole Placement Agent August 2020

$250,000,000

Sunnova Energy International, Inc.

Follow-On

Co-Manager August 2020

$23,500,000

Mohawk Group Holdings, Inc.

Follow-On

Financial Advisor August 2020

$13,800,000

Eyenovia, Inc.

Follow-On

Financial Advisor August 2020

$27,450,000

Rimini Street, Inc.

Follow-On

Sole Book-Running Manager August 2020

$89,700,000

CarParts.com, Inc.

Follow-On

Co-Manager August 2020

$375,297,215

Plug Power Inc.

Follow-On

Co-Manager August 2020
Marchex, Inc.

M&A Advisory

Financial Advisor August 2020

$25,375,000

Centrus Energy Corp

Follow-On

Sole Book-Running Manager August 2020

$28,510,000

Gevo, Inc

Registered Direct

Financial Advisor August 2020

$34,300,000

Fathom Holdings

IPO

Sole Manager August 2020

$12,397,000

Flux Power

Follow-On

Joint Book Running Manager August 2020
Eastside Distilliing

M&A Advisory

Financial Advisor August 2020

$15,006,000

CohBar, Inc.

Follow-On

Sole Book-Running Manager August 2020

$35,000,000

Tellurian

Registered Direct

Sole Placement Agent July 2020

$7,000,000

Torchlight Energy Resources, Inc.

ATM Program

Sole Placement Agent July 2020

$35,000,000

Tellurian Inc.

Registered Direct

Sole Placement Agent July 2020

$258,749,948

Innovative Industrial Properties, Inc.

Follow-On

Co-Manager July 2020

$517,499,990

CRISPR Therapeutics AG

Follow-On

Co-Manager July 2020

$198,949,969

Arcturus Therapeutics Holdings Inc.

Follow-On

Financial Advisor July 2020

$132,250,000

Altimmune, Inc.

Follow-On

Co-Manager July 2020

CAD5,000,000

Volcanic Gold Mines

PIPE

Financial Advisor July 2020

$2,010,000

United States Antimony

PIPE

Sole Book-Running Manager July 2020

$37,881,000

Quhuo Ltd.

IPO

Joint Book-Running Manager July 2020

$107,686,958

Inventiva S.A.

IPO

Co-Manager July 2020
Gotham Green Partners

M&A Advisory

Financial Advisor July 2020

$134,774,000

Atreca, Inc.

Follow-On

Co-Manager July 2020

$3,000,000

Torchlight Energy Resources, Inc.

Registered Direct

Financial Advisor June 2020

$35,000,004

Soliton, Inc.

Follow-On

Financial Advisor June 2020

$20,000,000

ElectraMeccanica Vehicles Corp.

Registered Direct

Sole Placement Agent June 2020

$128,800,000

SiTime Corporation

Follow-On

Co-Manager June 2020
QuickLogic Corporation

M&A Advisory

Financial Advisor June 2020

$100,000,000

Sunnova Energy International, Inc.

Follow-On

Co-Manager June 2020

CAD37,822,500

Medipharm Labs

PIPE

Sole Placement Agent June 2020

$24,795,000

Immunic, Inc.

Follow-On

Lead Placement Agent June 2020

$20,000,000

Cellectar Biosciences, Inc.

Follow-On

Lead Manager June 2020

$259,325,000

Adaptimmune Therapeutics, plc.

Follow-On

Lead Manager June 2020

$275,149,842

Translate Bio, Inc.

Follow-On

Lead Manager June 2020

CAD11,360,000

Seabridge Gold Inc.

Follow-On

Co-Manager June 2020

$50,000,000

MAG Silver Inc

ATM Program

Co-Manager June 2020

$159,562,500

Glu Mobile Inc.

Follow-On

Co-Manager June 2020
DSP Group, Inc.

has acquired

Sound Chip

M&A Advisory

Financial Advisor June 2020

$9,000,000

Allied Esports International Inc.

Convertible Senior Notes

Sole Placement Agent June 2020

$747,500,000

Five9, Inc.

Convertible Senior Notes

Co-Manager May 2020

$115,000,000

Cryoport, Inc.

Convertible Senior Notes

Co-Manager May 2020
Atomera Incorporated

M&A Advisory

Financial Advisor May 2020

$76,500,000

Roth CH Acquisition I Co.

IPO

Joint Book-Running Manager May 2020

$200,000,000

Plug Power Inc.

Convertible Senior Notes

Co-Manager May 2020

$2,105,000

INVO Biosciences

PIPE

Sole Placement Agent May 2020

$60,087,500

Axcella Health, Inc.

Follow-On

Co-Manager May 2020

$25,000,000

Sequans Communications S.A.

Follow-On

Lead Manager May 2020

$22,000,000

Delcath Systems, Inc.

Follow-On

Sole Book-Running Manager May 2020

$88,000,000

Compass Diversified Holdings

Follow-On

Co-Manager May 2020

$56,000,000

Tellurian Inc.

Registered Direct

Sole Placement Agent April 2020

$15,000,000

Immunic, Inc.

Registered Direct

Sole Placement Agent April 2020

$1,872,000

MoSys, Inc.

Registered Direct

Sole Placement Agent April 2020

$20,000,000

Cyclacel Pharmaceuticals, Inc.

Follow-On

Lead Placement Agent April 2020

$115,115,000

Crinetics Pharmaceuticals, Inc.

Follow-On

Co-Manager April 2020

$80,500,000

Arcturus Therapeutics, Inc.

Follow-On

Co-Manager April 2020

$5,750,000

Reed's, Inc.

Follow-On

Sole Manager April 2020

$1,250,000

Therapix Bioscience Ltd.

Registered Direct

Sole Placement Agent April 2020
Boardriders

has sold its wetsuit brand Xcel to

ZG Holdings

M&A Advisory

Financial Advisor March 2020

$5,000,000

Hoth Therapeutics, Inc.

Follow-On

Financial Advisor March 2020

$320,000,000

Enphase Energy

Convertible Senior Notes

Co-Manager March 2020

$10,000,000

Dynatronics Corporation

ATM Program

Agent March 2020

$6,000,000

Lipocine, Inc.

Registered Direct

Sole Placement Agent February 2020

$500,000,000

Moderna, Inc.

Follow-On

Co-Manager February 2020

$15,001,000

Myomo, Inc.

Follow-On

Sole Book-Running Manager February 2020

$37,375,000

Applied Genetic Technologies Corporation

Follow-On

Co-Manager February 2020

$6,000,000

Moleculin Biotech, Inc.

Registered Direct

Financial Advisor February 2020

$18,000,000

aTyr Pharma, Inc.

Follow-On

Lead Manager February 2020

$250,000,000

Innovative Industrial Properties, Inc.

Follow-On

Co-Manager January 2020

NOK101,021,000

Targovax ASA

PIPE

Placement Agent January 2020

$96,600,000

Adaptimmune Therapeutics plc.

Follow-On

Co-Manager January 2020

$17,267,000

Aspen Group, Inc.

Follow-On

Lead Manager January 2020

$12,500,000

Global Water Resources, Inc.

Follow-On

Sole Manager January 2020

$50,003,000

MATINAS BIOPHARMA HOLDINGS, INC.

Follow-On

Co-Manager January 2020

$48,000,000

Mirum Pharmaceuticals, Inc.

Follow-On

Co-Manager January 2020