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$11,750,000

Vutiliti, LLC

Private Placement

Financial Advisor December 2019
December 2019
NV5 Global, Inc.

has acquired

Quantum Spatial
Financial Advisor

M&A Advisory

December 2019
Organovo Holdings, Inc.
Financial Advisor

M&A Advisory

$120,000,000

December 2019
Asure Software, Inc.

has sold its worksplace management business to

FM System
Financial Advisor

M&A Advisory

CAD92,092,000

SilverCrest Metals

Follow-On

Co-Manager December 2019

$34,500,000

Akoustis Technologies

Follow-On

Co-Manager December 2019

$195,615,000

Forty Seven, Inc.

Follow-On

Co-Manager December 2019

$126,500,000

Plug Power Inc.

Follow-On

Co-Manager December 2019

CAD25,300,000

Integra Resources Corp.

Follow-On

Co-Manager December 2019

AUS24,600,000

Imugene Limited

PIPE

Lead Placement Agent December 2019

$24,000,000

eyeBrain Medical

Private Placement

Financial Advisor November 2019

$64,285,000

SiTime Corporation

IPO

Co-Manager November 2019

$65,000,000

X4 Pharmaceuticals, Inc.

Follow-On

Co-Manager November 2019

$9,000,000

Arcimoto

Follow-On

Sole Book-Running Manager November 2019

$315,244,000

CRISPR Therapeutics AG

Follow-On

Co-Manager November 2019

$50,019,000

McEwen Mining Inc.

Follow-On

Joint Book-Runner November 2019

$91,412,000

Replimmune Group, Inc.

Follow-On

Co-Manager November 2019

$6,000,000

Lipocine, Inc.

Registered Direct

Sole Placement Agent November 2019

$2,623,000

Giga-tronics Incorporated

Follow-On

Sole Book-Running Manager November 2019

$79,206,000

Merus N.V.

Follow-On

Co-Manager November 2019

$142,300,000

October 2019
Pointer Telocation, Ltd.
Financial Advisor

M&A Advisory

October 2019
Asure Software, Inc.
Financial Advisor

M&A Advisory

CAD15,000,000

New Pacific Metals Corp.

Follow-On

Co-Manager October 2019

$15,410,000

Soleno Therapeutics, Inc.

Follow-On

Co-Manager October 2019

$8,050,000

Reed's, Inc.

Follow-On

Sole Manager October 2019

$18,006,000

Bionano Genomics, Inc.

Follow-On

Lead Manager October 2019

$6,250,020

Soliton, Inc.

PIPE

Lead Placement Agent October 2019

$14,700,000

September 2019
Eastside Distilling
Financial Advisor

M&A Advisory

$107,040,000

September 2019
Yanmar Holdings Co.

has acquired

ASV Holdings, Inc.
Financial Advisor

M&A Advisory

September 2019
SPY, Inc.

has merged with

Bollé
Financial Advisor

M&A Advisory

$350,000,000

Azure Power Global Limited

Senior Notes

Co-Manager September 2019

$80,500,000

Adesto Technologies

Convertible Senior Notes

Co-Manager September 2019

$46,690,000

Kura Sushi USA, Inc.

IPO

Lead Manager August 2019

$6,713,000

Seelos Therapeutics, Inc.

Registered Direct

Sole Placement Agent August 2019

$28,750,008

ACM Research, Inc.

Follow-On

Co-Manager August 2019

CAD22,008,000

SilverCrest Metals

Follow-On

Co-Manager August 2019

$9,500,000

Delcath Systems, Inc.

PIPE

Sole Placement Agent August 2019
Grenco Sciences

Private Placement

Financial Advisor July 2019
July 2019
OHR Pharmaceutical, Inc. 

has merged with

NeuBase Therapeutics, Inc.
Financial Advisor

M&A Advisory

July 2019
Jones Soda Co.
Financial Advisor

M&A Advisory

$178,383,000

Sunnova Energy International Inc.

IPO

Co-Manager July 2019

$374,325,000

Medallia, Inc.

IPO

Co-Manager July 2019

$75,000,000

Mirum Pharmaceuticals, Inc.

IPO

Co-Manager July 2019

$55,915,000

Chiasma, Inc.

Follow-On

Co-Manager July 2019

$460,000,000

Amarin Corporation PLC

Follow-On

Co-Manager July 2019

$86,250,000

Forty Seven, Inc.

Follow-On

Co-Manager July 2019

$79,589,000

AquaVenture Holdings Limited

Follow-On

Co-Manager July 2019

$20,000,000

Delcath Systems, Inc.

PIPE

Sole Placement Agent July 2019

$4,744,000

Inuvo, Inc.

Follow-On

Sole Manager July 2019

$4,000,000

June 2019
SMG Industries, Inc.

has acquired

Trinity Services, LLC
Financial Advisor

M&A Advisory

June 2019
Highpower International
Financial Advisor

M&A Advisory

$105,800,000

Akero Therapeutics

IPO

Lead Manager June 2019

AUD $75,000,000

PointsBet Holdings Limited

IPO

Lead Manager June 2019

$36,000,000

Mohawk Group Holdings, Inc.

IPO

Joint Book-Running Manager June 2019

$103,716,000

ArQule, Inc.

Follow-On

Co-Manager June 2019

$73,313,000

Cryoport, Inc.

Follow-On

Co-Manager June 2019

$9,450,000

Soliton, Inc.

PIPE

Lead Placement Agent June 2019

$15,600,000

ContraVir Pharmaceuticals, Inc.

Follow-On

Lead Placement Agent June 2019

$57,495,000

Medipharm Labs

Follow-On

Co-Manager June 2019

$26,714,000

SharpSpring, Inc.

Follow-On

Joint Book-Running Manager June 2019

$11,000,000

Charles & Colvard, Ltd.

Follow-On

Sole Manager June 2019

$400,000,000

InterDigital, Inc.

Convertible Senior Notes

Co-Manager June 2019

$42,263,000

Jiayin Group Inc.

IPO

Sole Book-Running Manager May 2019

$103,500,000

The Lovesac Company

Follow-On

Joint Book-Running Manager May 2019

$5,045,000

Cellectar Biosciences

PIPE

Sole Placement Agent May 2019

$4,955,000

Cellectar Biosciences

Registered Direct

Sole Placement Agent May 2019

$74,750,000

JinkoSolar Holding Co.

Follow-On

Co-Manager May 2019

CAD3,354,000

Western Copper and Gold

PIPE

Placement Agent May 2019

$1,500,000

Cosmos Holdings, Inc.

PIPE

Sole Placement Agent May 2019

$230,460,000

Intercept Pharmaceuticals

Follow-On

Co-Manager May 2019

$159,390,000

Upland Software, Inc

Follow-On

Co-Manager May 2019

$11,000,000

OncoSec Medical, Inc.

Follow-On

Financial Advisor May 2019

AUD7,000,000

Prescient Therapeutics

PIPE

Placement Agent May 2019

$31,625,000

Mustang Bio, Inc.

Follow-On

Co-Manager May 2019

$925,000,000

Gogo, Inc.

Senior Secured Notes

Co-Manager May 2019

$5,000,000

Onconova Therapeutics

ATM Program

Sole Agent May 2019
April 2019
Pointer Telocation, Ltd.
Financial Advisor

M&A Advisory

$109,650,000

Greenlane Holdings, Inc.

IPO

Co-Manager April 2019

$2,001,000

Monaker Group, Inc.

Follow-On

Sole Book-Running Manager April 2019

$933,000

SG Blocks Inc.

Registered Direct

Sole Placement Agent April 2019

$2,140,000

ContraVir Pharmaceuticals, Inc.

Follow-On

Lead Placement Agent April 2019

$6,000,000

Avalon Globocare Corporation

Registered Direct

Sole Placement Agent April 2019

$15,000,000

Moleculin Biotech, Inc.

Registered Direct

Financial Advisor April 2019

$12,363,000

Reebonz Holdings

Follow-On

Joint Book-Running Manager April 2019

$69,000,000

BioDelivery Sciences International, Inc.

Follow-On

Co-Manager April 2019

$6,445,000

Quest Resource Holding Corporation

Follow-On

Sole Manager April 2019

$5,787,000

Daré Bioscience, Inc.

Follow-On

Sole Book-Running Manager April 2019

$70,000,000

Syros Pharmaceuticals, Inc.

Follow-On

Co-Manager April 2019

$34,500,000

Chiasma, Inc.

Follow-On

Co-Manager April 2019

$155,397,200

Genfit SA

IPO

Co-Manager March 2019

$25,000,000

McEwen Mining Inc.

Registered Direct

Lead Placement Agent March 2019

$5,250,000

Moleculin Biotech, Inc.

Follow-On

Financial Advisor March 2019

$12,000,000

Electrameccanica

Registered Direct

Lead Placement Agent March 2019

NOK73,654,000

Targovax ASA

PIPE

Placement Agent March 2019

$3,928,000

BioPharmX Corporation

Registered Direct

Sole Placement Agent March 2019

$23,639,000

eGain Corporation

Follow-On

Sole Book-Running Manager March 2019

$14,000,000

Altimmune, Inc.

Registered Direct

Sole Placement Agent March 2019

$21,980,000

Aptevo Therapeutics

Follow-On

Financial Advisor March 2019

$115,000,000

Cymabay Therapeutics, Inc.

Follow-On

Co-Manager March 2019

$25,000,000

Energous Corporation

Registered Direct

Sole Placement Agent March 2019

$230,000,000

LivePerson

Convertible Senior Notes

Co-Manager March 2019
February 2019
Moleculin Biotech, Inc.
Financial Advisor

M&A Advisory

$16,241,000

Reed's, Inc.

Follow-On

Sole Manager February 2019

$7,085,000

RumbleOn, Inc.

Follow-On

Financial Advisor February 2019

$149,429,000

January 2019
S.M.R.E Spa

has been acquired by

SolarEdge Technologies, Inc.
Financial Advisor

M&A Advisory

January 2019
OHR Pharmaceutical, Inc. 
Financial Advisor

M&A Advisory

$43,407,000

Hexo Corp.

Follow-On

Co-Manager January 2019

$18,000,000

Seelos Therapeutics, Inc.

PIPE

Sole Placement Agent January 2019

$92,000,000

Stemline Therapeutics, Inc.

Follow-On

Co-Manager January 2019