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$11,750,000

Vutiliti, LLC

Private Placement

Financial Advisor December 2019
NV5 Global, Inc.

has acquired

Quantum Spatial

M&A Advisory

Financial Advisor December 2019
Organovo Holdings, Inc.

M&A Advisory

Financial Advisor December 2019

$120,000,000

Asure Software, Inc.

has sold its worksplace management business to

FM System

M&A Advisory

Financial Advisor December 2019

CAD92,092,000

SilverCrest Metals

Follow-On

Co-Manager December 2019

$34,500,000

Akoustis Technologies

Follow-On

Co-Manager December 2019

$195,615,000

Forty Seven, Inc.

Follow-On

Co-Manager December 2019

$126,500,000

Plug Power Inc.

Follow-On

Co-Manager December 2019

CAD25,300,000

Integra Resources Corp.

Follow-On

Co-Manager December 2019

AUS24,600,000

Imugene Limited

PIPE

Lead Placement Agent December 2019

$24,000,000

eyeBrain Medical

Private Placement

Financial Advisor November 2019

$64,285,000

SiTime Corporation

IPO

Co-Manager November 2019

$65,000,000

X4 Pharmaceuticals, Inc.

Follow-On

Co-Manager November 2019

$9,000,000

Arcimoto

Follow-On

Sole Book-Running Manager November 2019

$315,244,000

CRISPR Therapeutics AG

Follow-On

Co-Manager November 2019

$50,019,000

McEwen Mining Inc.

Follow-On

Joint Book-Runner November 2019

$91,412,000

Replimmune Group, Inc.

Follow-On

Co-Manager November 2019

$6,000,000

Lipocine, Inc.

Registered Direct

Sole Placement Agent November 2019

$2,623,000

Giga-tronics Incorporated

Follow-On

Sole Book-Running Manager November 2019

$79,206,000

Merus N.V.

Follow-On

Co-Manager November 2019

$142,300,000

Pointer Telocation, Ltd.

M&A Advisory

Financial Advisor October 2019
Asure Software, Inc.

M&A Advisory

Financial Advisor October 2019

CAD15,000,000

New Pacific Metals Corp.

Follow-On

Co-Manager October 2019

$15,410,000

Soleno Therapeutics, Inc.

Follow-On

Co-Manager October 2019

$8,050,000

Reed's, Inc.

Follow-On

Sole Manager October 2019

$18,006,000

Bionano Genomics, Inc.

Follow-On

Lead Manager October 2019

$6,250,020

Soliton, Inc.

PIPE

Lead Placement Agent October 2019

$14,700,000

Eastside Distilling

M&A Advisory

Financial Advisor September 2019

$107,040,000

Yanmar Holdings Co.

has acquired

ASV Holdings, Inc.

M&A Advisory

Financial Advisor September 2019
SPY, Inc.

has merged with

Bollé

M&A Advisory

Financial Advisor September 2019

$350,000,000

Azure Power Global Limited

Senior Notes

Co-Manager September 2019

$80,500,000

Adesto Technologies

Convertible Senior Notes

Co-Manager September 2019

$46,690,000

Kura Sushi USA, Inc.

IPO

Lead Manager August 2019

$6,713,000

Seelos Therapeutics, Inc.

Registered Direct

Sole Placement Agent August 2019

$28,750,008

ACM Research, Inc.

Follow-On

Co-Manager August 2019

CAD22,008,000

SilverCrest Metals

Follow-On

Co-Manager August 2019

$9,500,000

Delcath Systems, Inc.

PIPE

Sole Placement Agent August 2019
Grenco Sciences

Private Placement

Financial Advisor July 2019
OHR Pharmaceutical, Inc. 

has merged with

NeuBase Therapeutics, Inc.

M&A Advisory

Financial Advisor July 2019
Jones Soda Co.

Fairness Opinion

Financial Advisor July 2019

$178,383,000

Sunnova Energy International Inc.

IPO

Co-Manager July 2019

$374,325,000

Medallia, Inc.

IPO

Co-Manager July 2019

$75,000,000

Mirum Pharmaceuticals, Inc.

IPO

Co-Manager July 2019

$55,915,000

Chiasma, Inc.

Follow-On

Co-Manager July 2019

$460,000,000

Amarin Corporation PLC

Follow-On

Co-Manager July 2019

$86,250,000

Forty Seven, Inc.

Follow-On

Co-Manager July 2019

$79,589,000

AquaVenture Holdings Limited

Follow-On

Co-Manager July 2019

$20,000,000

Delcath Systems, Inc.

PIPE

Sole Placement Agent July 2019

$4,744,000

Inuvo, Inc.

Follow-On

Sole Manager July 2019

$4,000,000

SMG Industries, Inc.

has acquired

Trinity Services, LLC

M&A Advisory

Financial Advisor June 2019
Highpower International

M&A Advisory

Financial Advisor June 2019

$105,800,000

Akero Therapeutics

IPO

Lead Manager June 2019

AUD75,000,000

PointsBet Holdings Limited

IPO

Lead Manager June 2019

$36,000,000

Mohawk Group Holdings, Inc.

IPO

Joint Book-Running Manager June 2019

$103,716,000

ArQule, Inc.

Follow-On

Co-Manager June 2019

$73,313,000

Cryoport, Inc.

Follow-On

Co-Manager June 2019

$9,450,000

Soliton, Inc.

PIPE

Lead Placement Agent June 2019

$15,600,000

ContraVir Pharmaceuticals, Inc.

Follow-On

Lead Placement Agent June 2019

$57,495,000

Medipharm Labs

Follow-On

Co-Manager June 2019

$26,714,000

SharpSpring, Inc.

Follow-On

Joint Book-Running Manager June 2019

$11,000,000

Charles & Colvard, Ltd.

Follow-On

Sole Manager June 2019

$400,000,000

InterDigital, Inc.

Convertible Senior Notes

Co-Manager June 2019

$42,263,000

Jiayin Group Inc.

IPO

Sole Book-Running Manager May 2019

$103,500,000

The Lovesac Company

Follow-On

Joint Book-Running Manager May 2019

$5,045,000

Cellectar Biosciences

PIPE

Sole Placement Agent May 2019

$4,955,000

Cellectar Biosciences

Registered Direct

Sole Placement Agent May 2019

$74,750,000

JinkoSolar Holding Co.

Follow-On

Co-Manager May 2019

CAD3,354,000

Western Copper and Gold

PIPE

Placement Agent May 2019

$1,500,000

Cosmos Holdings, Inc.

PIPE

Sole Placement Agent May 2019

$230,460,000

Intercept Pharmaceuticals

Follow-On

Co-Manager May 2019

$159,390,000

Upland Software, Inc

Follow-On

Co-Manager May 2019

$11,000,000

OncoSec Medical, Inc.

Follow-On

Financial Advisor May 2019

AUD7,000,000

Prescient Therapeutics

PIPE

Placement Agent May 2019

$31,625,000

Mustang Bio, Inc.

Follow-On

Co-Manager May 2019

$925,000,000

Gogo, Inc.

Senior Secured Notes

Co-Manager May 2019

$5,000,000

Onconova Therapeutics

ATM Program

Sole Agent May 2019

$100,000,000

New Age Beverage

ATM Program

Sole Agent April 2019
Pointer Telocation, Ltd.

M&A Advisory

Financial Advisor April 2019

$109,650,000

Greenlane Holdings, Inc.

IPO

Co-Manager April 2019

$2,001,000

Monaker Group, Inc.

Follow-On

Sole Book-Running Manager April 2019

$933,000

SG Blocks Inc.

Registered Direct

Sole Placement Agent April 2019

$2,140,000

ContraVir Pharmaceuticals, Inc.

Follow-On

Lead Placement Agent April 2019

$6,000,000

Avalon Globocare Corporation

Registered Direct

Sole Placement Agent April 2019

$15,000,000

Moleculin Biotech, Inc.

Registered Direct

Financial Advisor April 2019

$12,363,000

Reebonz Holdings

Follow-On

Joint Book-Running Manager April 2019

$69,000,000

BioDelivery Sciences International, Inc.

Follow-On

Co-Manager April 2019

$6,445,000

Quest Resource Holding Corporation

Follow-On

Sole Manager April 2019

$5,787,000

Daré Bioscience, Inc.

Follow-On

Sole Book-Running Manager April 2019

$70,000,000

Syros Pharmaceuticals, Inc.

Follow-On

Co-Manager April 2019

$34,500,000

Chiasma, Inc.

Follow-On

Co-Manager April 2019

$155,397,200

Genfit SA

IPO

Co-Manager March 2019

$25,000,000

McEwen Mining Inc.

Registered Direct

Lead Placement Agent March 2019

$5,250,000

Moleculin Biotech, Inc.

Follow-On

Financial Advisor March 2019

$12,000,000

Electrameccanica

Registered Direct

Lead Placement Agent March 2019

NOK73,654,000

Targovax ASA

PIPE

Placement Agent March 2019

$3,928,000

BioPharmX Corporation

Registered Direct

Sole Placement Agent March 2019

$23,639,000

eGain Corporation

Follow-On

Sole Book-Running Manager March 2019

$14,000,000

Altimmune, Inc.

Registered Direct

Sole Placement Agent March 2019

$21,980,000

Aptevo Therapeutics

Follow-On

Financial Advisor March 2019

$115,000,000

Cymabay Therapeutics, Inc.

Follow-On

Co-Manager March 2019

$25,000,000

Energous Corporation

Registered Direct

Sole Placement Agent March 2019

$230,000,000

LivePerson

Convertible Senior Notes

Co-Manager March 2019
Moleculin Biotech, Inc.

M&A Advisory

Financial Advisor February 2019

$16,241,000

Reed's, Inc.

Follow-On

Sole Manager February 2019

$7,085,000

RumbleOn, Inc.

Follow-On

Financial Advisor February 2019

$149,429,000

S.M.R.E Spa

has been acquired by

SolarEdge Technologies, Inc.

M&A Advisory

Financial Advisor January 2019
OHR Pharmaceutical, Inc. 

M&A Advisory

Financial Advisor January 2019

$43,407,000

Hexo Corp.

Follow-On

Co-Manager January 2019

$18,000,000

Seelos Therapeutics, Inc.

PIPE

Sole Placement Agent January 2019

$92,000,000

Stemline Therapeutics, Inc.

Follow-On

Co-Manager January 2019