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Delcath Systems, Inc.

M&A Advisory

Financial Advisor December 2017
Marathon Patent Group, Inc.

M&A Advisory

Financial Advisor December 2017
Westwater Resources

M&A Advisory

Financial Advisor December 2017

$34,500,000

iClick Interactive Asia Group Limited

Follow-On

Sole Book-Running Manager December 2017

$2,491,000

MySize, Inc.

Follow-On

Sole Placement Agent December 2017

$143,750,000

Madrigal Pharmaceuticals, Inc.

Follow-On

Co-Manager December 2017

$14,750,000

Viking Therapeutics, Inc.

Follow-On

Co-Manager December 2017

$23,000,000

Attunity Ltd.

Follow-On

Joint Book-Running Manager December 2017

$11,523,000

Myomo, Inc.

Follow-On

Sole Manager December 2017

$3,000,000

Cosmos Holdings, Inc.

Private Placement

Sole Placement Agent November 2017

$7,500,000

ACM Research, Inc.

Private Placement

Sole Book-Running Manager November 2017

$11,200,000

ACM Research, Inc.

IPO

Sole Book-Running Manager November 2017

$109,247,000

SMART Global Holdings, Inc.

Follow-On

Co-Manager November 2017

$57,500,000

Catalyst Pharmaceuticals, Inc.

Follow-On

Co-Manager November 2017

$10,997,000

BioPharmX Corporation

Follow-On

Co-Manager November 2017

AUD6,700,000

Imugene Limited

Registered Direct

Lead Placement Agent November 2017

$25,789,000

Veritone, Inc.

Follow-On

Joint Book-Running Manager November 2017

$5,860,000

Senestech

Follow-On

Sole Book-Running Manager November 2017

$36,656,000

Century Casinos, Inc.

Follow-On

Joint Book-Running Manager November 2017

$22,500,000

RedHill Biopharma Ltd.

Follow-On

Co-Manager November 2017

€1,750,000

Implanet S.A.

PIPE

Placement Agent November 2017

$4,000,000

Bio-Path Holdings, Inc.

Registered Direct

Sole Placement Agent November 2017

$172,500,000

Rambus Inc

Convertible Senior Notes

Co-Manager November 2017
Coban Technologies

has acquired

Safe Fleet

M&A Advisory

Financial Advisor October 2017

$27,285,000

Restoration Robotics, Inc.

IPO

Co-Manager October 2017

$1,333,000

MySize, Inc.

PIPE

Sole Placement Agent October 2017

$47,394,000

Savara, Inc.

Follow-On

Co-Manager October 2017

$16,005,000

RumbleOn, Inc.

Follow-On

Joint Book-Running Manager October 2017

$41,625,000

Earthstone Energy, Inc.

Follow-On

Co-Manager October 2017

$4,928,000

Paramount Gold Nevada Corp.

Follow-On

Co-Manager October 2017
ReneSola Ltd.

M&A Advisory

Financial Advisor September 2017

$23,000,000

Ritter Pharmaceuticals, Inc.

Follow-On

Financial Advisor September 2017

$500,000,000

Eldorado Resorts, Inc.

Senior Notes

Financial Advisor September 2017

$13,000,000

Moleculin Biotech, Inc.

ATM Program

Agent September 2017
Cogint, Inc.

M&A Advisory

Financial Advisor August 2017
Vermillion, Inc.

M&A Advisory

Financial Advisor August 2017

$11,526,000

Amtech Systems, Inc.

Follow-On

Sole Manager August 2017

$5,100,000

Netlist, Inc.

Follow-On

Joint Book-Running Manager August 2017

$11,161,000

Lakeland Industries

Follow-On

Joint Book-Running Manager August 2017

$57,455,000

Intec Pharma Ltd.

Follow-On

Lead Manager August 2017

$6,210,000

Eastside Distilling

Follow-On

Joint Book-Running Manager August 2017

$3,000,000

Sphere 3D

PIPE

Financial Advisor August 2017

$7,590,000

FORM Holdings

Follow-On

Sole Manager July 2017

€6,000,000

Neovacs S.A.

PIPE

Sole Placement Agent July 2017

$35,983,000

Apollo Endosurgery, Inc.

Follow-On

Joint Book-Running Manager July 2017

$62,221,000

Ring Energy, Inc.

Follow-On

Co-Manager July 2017

$2,252,000

MoSys, Inc.

Registered Direct

Sole Placement Agent July 2017

$35,420,000

ShotSpotter, Inc.

IPO

Sole Book-Running Manager June 2017

$7,763,000

Air Industries Group

Follow-On

Sole Book-Running Manager June 2017

$4,025,000

Meridian Waste Solutions, Inc.

Follow-On

Joint Book-Running Manager June 2017

$2,631,000

EnSync, Inc.

Follow-On

Sole Book-Running Manager June 2017

$2,683,000

Great Basin Scientific, Inc.

Registered Direct

Sole Placement Agent June 2017

$4,312,000

Viking Therapeutics, Inc.

Registered Direct

Lead Placement Agent June 2017

$40,000,000

Upland Software, Inc

Follow-On

Financial Advisor June 2017

$29,498,000

Asure Software, Inc.

Follow-On

Sole Book-Running Manager June 2017

$10,000,000

root9B IPSA International

has been acquired by

Exiger, LLC

M&A Advisory

Financial Advisor May 2017

$67,045,000

SMART Global Holdings, Inc.

IPO

Co-Manager May 2017

$30,590,000

ASV Holdings, Inc.

IPO

Sole Book-Running Manager May 2017

$141,427,000

MINDBODY, Inc.

Follow-On

Co-Manager May 2017

CAD5,755,000

InMed Pharmaceuticals, Inc.

Follow-On

Co-Manager May 2017

$18,400,000

American Superconductor Corporation

Follow-On

Co-Manager May 2017

$13,000,000

Omaze Holdings

Private Placement

Financial Advisor April 2017

$1,635,000

Dash Radio

Private Placement

Financial Advisor April 2017

$5,000,000

BioPharmX Corporation

Registered Direct

Sole Placement Agent April 2017

$47,250,000

Sorrento Therapeutics, Inc.

Follow-On

Co-Manager April 2017

$1,000,000

Electrical Geodesics

M&A Advisory

Financial Advisor March 2017

$9,288,000

Biocept Inc

Registered Direct

Lead Placement Agent March 2017

$52,500,000

Valeritas Holdings, Inc.

Follow-On

Co-Manager March 2017

$4,500,000

Sphere 3D

Registered Direct

Lead Placement Agent March 2017

CAD14,996,000

TAG Oil Ltd

Follow-On

Co-Manager March 2017

CAD7,501,000

Titan Medical, Inc.

Follow-On

Placement Agent March 2017

$46,000,000

MeetMe, Inc.

Follow-On

Joint Book-Running Manager March 2017

$57,500,000

TG Therapeutics, Inc.

Follow-On

Co-Manager March 2017

$375,000,000

Eldorado Resorts, Inc.

Senior Notes

Financial Advisor March 2017
Vermillion, Inc.

M&A Advisory

Financial Advisor February 2017

$10,000,000

Auris Medical Holding AG

Follow-On

Sole Manager February 2017

$10,004,000

Uni-Pixel, Inc.

Follow-On

Lead Placement Agent February 2017

$5,009,000

Moleculin Biotech, Inc.

Follow-On

Joint Book-Running Manager February 2017

$6,000,000

Real Goods Solar, Inc.

Registered Direct

Sole Placement Agent February 2017

$11,500,000

Real Goods Solar, Inc.

Registered Direct

Sole Placement Agent February 2017

$10,209,000

Advanced Inhalation Therapies Ltd.

PIPE

Placement Agent February 2017

$85,100,000

Horizon Global Corporation

Follow-On

Co-Manager February 2017

$287,500,000

OSI Systems, Inc.

Convertible Senior Notes

Co-Manager February 2017

$100,000,000

Pretium Resources Inc.

Convertible Senior Notes

Co-Manager February 2017
GenVec, Inc.

has been acquired by

Intrexon

M&A Advisory

Financial Advisor January 2017
Mast Therapeutics, Inc

has merged with

Savara Pharmaceuticals

M&A Advisory

Financial Advisor January 2017
The Kebab Shop

has received an investment from

AP Franchised Concepts

M&A Advisory

Financial Advisor January 2017

$51,750,000

Stemline Therapeutics, Inc.

Follow-On

Co-Manager January 2017

$50,400,000

Zynerba Pharmaceuticals, Inc.

Follow-On

Co-Manager January 2017

$1,200,000

Nemus Bioscience, Inc.

PIPE

Sole Placement Agent January 2017

$86,250,000

MagnaChip Semiconductor Corp.

Convertible Senior Notes

Co-Manager January 2017