Roth Capital Partners (Roth) has become aware that there are individuals on WhatsApp and possibly other social media outlets who are falsely impersonating employees or people connected with this firm. Please be aware that any such messages are not authorized by Roth and are apparently being used to perpetrate illegitimate activity. For more information please visit – Here
$200,000,000
ATM Program
Sole Agent February 2026$250,000,000
Registered Direct
Financial Advisor January 2026$200,000,000
ATM Program
Agent December 2025$100,000,000
ATM Program
Agent SEPTEMBER 2025$52,850,000
ATM Program
Agent June 2025$47,800,000
ATM Program
Agent November 2024$25,000,000
ATM Program
Sole Agent May 2024$12,300,000
Follow-On
Lead Placement Agent March 2024$146,434,600
Follow-On
Co-Manager March 2024
has been acquired by
Capital Markets Advisor
January 2024
Direct Listing
Financial Advisor September 2023$230,000,000
IPO
Co-Manager July 2023
M&A Advisory
$4,000,000
Follow-On
Sole Placement Agent May 2023$20,000,000
ATM Program
Sole Agent February 2023$13,163,500
Follow-On
Sole Manager September 2022
has been acquired by
Capital Markets Advisor
May 2022$5,000,000
Follow-On
Financial Advisor May 2022$11,250,000
Private Placement
Financial Advisor May 2022$11,100,000
Registered Direct
Lead Placement Agent February 2022
M&A Advisory
$40,000,000
Follow-On
Lead Manager July 2021$217,120,000
Follow-On
Co-Manager June 2021$331,500,000
Convertible Debt
Co-Manager May 2021$7,882,000
Registered Direct
Sole Placement Agent May 2021$400,000,000
Senior Notes
Co-Manager May 2021$3,300,000
Convertible Notes
Sole Placement Agent April 2021$695,750,000
Follow-On
Co-Manager April 2021$40,000,000
Registered Direct
Financial Advisor March 2021CAD $60,000,000
Private Placement
Placement Agent March 2021$58,000,000
Private Placement
Sole Placement Agent February 2021$86,250,000
Follow-On
Co-Manager February 2021$172,500,000
IPO
Co-Manager January 2021CAD $59,100,000
IPO
Co-Manager January 2021
M&A Advisory
$12,075,000
Follow-On
Sole Book-Running Manager November 2020$1,996,400,000
Follow-On
Co-Manager October 2020$110,400,000
IPO
Co-Manager October 2020$67,045,000
IPO
Co-Manager September 2020$23,500,000
Follow-On
Financial Advisor August 2020
M&A Advisory
$258,749,948
Follow-On
Co-Manager July 2020
M&A Advisory
$88,000,000
Follow-On
Co-Manager May 2020$5,750,000
Follow-On
Sole Manager April 2020
has sold its wetsuit brand Xcel to
M&A Advisory
$250,000,000
Follow-On
Co-Manager January 2020$8,050,000
Follow-On
Sole Manager October 2019$14,700,000
September 2019
M&A Advisory
has merged with
M&A Advisory
$46,690,000
IPO
Lead Manager August 2019
Private Placement
Financial Advisor July 2019
M&A Advisory
AUD $75,000,000
IPO
Lead Manager June 2019$36,000,000
IPO
Joint Book-Running Manager June 2019$11,000,000
Follow-On
Sole Manager June 2019$103,500,000
Follow-On
Joint Book-Running Manager May 2019$109,650,000
IPO
Co-Manager April 2019$16,241,000
Follow-On
Sole Manager February 2019$43,407,000
Follow-On
Co-Manager January 2019
has received an investment from
M&A Advisory
$9,232,000
Follow-On
Sole Book-Running Manager November 2018$42,180,000
Follow-On
Joint Book-Running Manager October 2018$475,000,000
Convertible Senior Notes
Co-Manager October 2018$117,013,000
Follow-On
Co-Manager September 2018$185,006,000
Follow-On
Co-Manager August 2018$175,950,000
IPO
Lead Manager July 2018$30,000,000
Private Placement
Placement Agent June 2018$32,000,000
Private Placement
Financial Advisor June 2018$64,400,000
IPO
Sole Book-Running Manager June 2018$6,000,000
Private Placement
Lead Placement Agent June 2018$69,000,000
Follow-On
Lead Manager June 2018
