Dave Donohoe, Jr.

Managing Director, Investment Banking



David Donohoe is a Managing Director, Investment Banking for ROTH, where he assists issuers in connection with equity and debt offerings and advises on merger and acquisition transactions.

Mr. Donohoe is also President of Donohoe Advisory Associates LLC, which advises companies on stock exchange listing matters and related corporate governance issues. Since founding Donohoe Advisory in July 2004, he has represented over 300 companies in listing proceedings before NASDAQ Stock Market, the American Stock Exchange, and the New York Stock Exchange. He has also assisted dozens of other issuers and law firms in structuring financing and merger and acquisition transactions. He also regularly assists issuers in obtaining listings on national stock exchanges.

Before forming Donohoe Advisory, Mr. Donohoe was a Chief Counsel for the Listing Qualifications Department of the NASDAQ Stock Market. Over his nine-year tenure, he has worked with hundreds of companies to resolve listing issues related to initial public offerings, mergers, acquisitions, financings, debt conversions, and other corporate restructuring transactions. He joined NASDAQ in 1995 as Counsel for the Hearings Group and subsequently held several positions of increasing responsibility. He oversaw all NASDAQ delisting and initial listing hearings from 1996 until June 2004. During that time, he conducted over 1,500 hearings and managed a docket of over 4,000 companies.

Additionally, Mr. Donohoe was a liaison to the NASDAQ Listing and Hearing Review Council, a standing committee of business community members. He was responsible for developing and implementing listing standards and related policies. Previously, he was employed by two New York Stock Exchange member firms from 1991 until 1995. From 1988 to 1990, he was engaged in the private practice of law.

Mr. Donohoe graduated from The University of Texas, Austin, in 1985 with a B.A. in Economics and received a J.D. in 1988 from the Columbus School of Law at The Catholic University of America in Washington, D.C.


Joined Roth

January 2007


B.A. from The University of Texas, Austin; J.D. from the Columbus School of Law at the Catholic University of America


Advisory Associates LLC; The Nasdaq Stock Market