Dave Donohoe, Jr.

Managing Director, Investment Banking



Dave Donohoe is a Managing Director, Investment Banking for Roth Capital Partnerswhere he assists issuers in connection with equity and debt offerings and advises on merger and acquisition transactions.

Mr. Donohoe is also President of Donohoe Advisory Associates LLC, which specializes in advising companies on stock exchange listing matters and related corporate governance issues. Since founding Donohoe Advisory in July 2004, Mr. Donohoe has represented well over 300 companies in listing proceedings before NASDAQ Stock Market, the American Stock Exchange and the New York Stock Exchange. He has also assisted dozens of other issuers and law firms in connection with the structuring of financing and merger and acquisition transactions. He also regularly assists issuer in obtaining listings on national stock exchanges.

Prior to forming Donohoe Advisory, Mr. Donohoe served as Chief Counsel for the Listing Qualifications Department of NASDAQ Stock Market. Over his nine year tenure, Mr. Donohoe successfully worked with hundreds of companies to resolve listing issues related to initial public offerings, mergers, acquisitions, financings, debt conversions and other corporate restructuring transactions. Mr. Donohoe joined NASDAQ in 1995 as Counsel for the Hearings Group and subsequently held several positions of increasing responsibility. From 1996 until his departure in June 2004, he was responsible for overseeing all NASDAQ delisting and initial listing hearings, during which time he personally conducted more than 1,500 hearings and oversaw a docket in excess of 4,000 companies.

Additionally, Mr. Donohoe served as liaison to the NASDAQ Listing and Hearing Review Council, a standing committee made up of members of the business community, where he was responsible for developing and implementing listing standards and related policies.

Mr. Donohoe was employed by two New York Stock Exchange member firms from 1991 until 1995. From 1988 to 1990, he was engaged in the private practice of law. Mr. Donohoe graduated from The University of Texas, Austin in 1985 with a B.A. in Economics and received a J.D. in 1988 from the Columbus School of Law at The Catholic University of America in Washington, D.C.


Joined Roth

January 2007


The University of Texas, The Catholic University of America Law School J.D.


Advisory Associates LLC - 3 years, The Nasdaq Stock Market - 9 years