Patrick J Caufield

Executive Director, Senior Sales Trader



Patrick Caufield is a Executive Director, Senior Sales Trader at ROTH MKM. He has over 30 years of sales trading experience with relationships at some of the largest mutual funds in the country.


Mr. Caufield was most recently at Mizuho Securities, responsible for covering many of the long-only accounts in NYC & Baltimore. Prior to this, he was a Managing Director at Mizuho Securities and Macquarie. Earlier in his career, he held notable senior sales trading positions at Morgan Stanley and First Boston.


Mr. Caufield earned his business degree from Villanova University.


Joined Roth

July 2023


Degree from Villanova University


First Boston, Morgan Stanley, Macquarie, Mizuho Securities