Roth Capital Partners (Roth) has become aware that there are individuals on WhatsApp and possibly other social media outlets who are falsely impersonating employees or people connected with this firm. Please be aware that any such messages are not authorized by Roth and are apparently being used to perpetrate illegitimate activity. For more information please visit – Here
| Richard Platt is General Counsel at ROTH and joined the firm in that role in 1997. Before Roth Capital Partners, he was an attorney in the legal department of Prudential Securities. Before Prudential Securities, he was an attorney with the Securities and Exchange Commission in Washington, DC. Mr. Platt received his B.A. in Economics from the University of Wisconsin-Madison and his J.D. from the University of Wisconsin Law School. |
April 1997
B.A. from the University of Wisconsin-Madison; J.D. from the University of Wisconsin Law School
Securities and Exchange Commission; Prudential Securities
