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Thomas Nguyen

Managing Director, Institutional Sales

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Bio

Mr. Nguyen is a Managing Director, Institutional Sales at ROTH MKM. Before Roth Capital Partners' acquisition in 2023, he joined MKM Partners in 2022 to service institutional accounts nationwide. Previously to MKM Partners, he was the Head of Equities and CEO of CICC US and held equity sales positions at Bank of America, Deutsche Bank, and Merrill Lynch.

Mr. Nguyen received his B.B.A. from Pepperdine University and his M.B.A. in Marketing and Finance from Northwestern University.

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Joined Roth

February 2023

Education

B.B.A. from Pepperdine University; M.B.A. from Northwestern University

Experience

Hewlett Packard; Deutsche Bank; Merrill Lynch; Bank of America Merrill Lynch; China International Capital Corporation