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$3,788,000

Creative Medical Technology Holdings, Inc.

PIPE

Sole Placement Agent August 2021

$12,214,000

TransAct Technologies

Follow-On

Sole Book-Running Manager August 2021

$174,800,000

Green Plains

Follow-On

Co-Manager August 2021

$40,000,000

Better Choice Company Inc.

Follow-On

Lead Manager July 2021

$349,631,100

F45 Training Holdings Inc.

IPO

Co-Manager July 2021

$430,970,000

Shoals Technologies Group

Follow-On

Co-Manager July 2021

$80,000,000

Chavant

IPO

Joint Book-Running Manager July 2021

$324,300,000

Chargepoint

Follow-On

Co-Manager July 2021

$1,980,000

RegeneRx Biopharmaceuticals, Inc.

PIPE

Sole Placement Agent July 2021

$59,500,000

Electrameccanica

ATM Program

Co-Placement Agent July 2021

$69,000,000

Workhorse Group Inc.

Convertible Debt

Financial Advisor July 2021

$56,925,000

Kura Sushi USA, Inc.

Follow-On

Co-Manager July 2021

$45,000,000

Immunic Therapeutics

Equity Follow-On

Co-Manager July 2021

$25,000,000

Unicycive Therapeutics, Inc.

IPO

Sole Manager July 2021

$1,168,000

Falconstor

Follow-On

Sole Manager July 2021

$50,000,000

Riley Exploration Permian

Equity Follow-On

Lead Manager July 2021

$54,600,000

Lakeshore Acquisition

IPO

Joint Book-Running Manager June 2021

$217,120,000

PLBY Group, Inc

Follow-On

Co-Manager June 2021

$143,750,000

RAPT Therapeutics

Equity Follow-On

Co-Manager June 2021

$3,328,000

Falconstor

Equity Follow-On

Sole Manager June 2021

$137,500,000

Torchlight Energy Resources

ATM Program

Sole Placement Agent June 2021

$1,949,804,000

Torchlight Energy Resources

has merged with

M&A Advisory

Financial Advisor June 2021

$65,000,000

US Hybrid

was acquired by

M&A Advisory

Financial Advisor June 2021

$100,625,000

Northern Oil & Gas

Follow-On

Co-Manager June 2021

$39,099,000

KemPharm, Inc.

Warrant Exchange

Financial Advisor June 2021

$461,963,000

Celsius Holdings Inc.

Follow-On

Co-Manager June 2021

$96,000,000

Cambium Networks Corp.

Follow-On

Co-Manager June 2021

$215,000,000

Zeta Global Holdings Corp.

IPO

Co-Manager June 2021

$575,000,000

Sunnova

Convertible Debt

Co-Manager May 2021

$67,500,000

Onion Global

IPO

Co-Manager May 2021

$1,505,000,000

Lion Electric

has merged with

Northern Genesis

M&A Advisory

Financial Advisor May 2021

$17,250,000

Adomani

PIPE

Sole Placement Agent May 2021

$129,375,000

DMC Global Inc.

Follow-On

Co-Manager May 2021

$7,882,000

Reed's Inc.

Registered Direct

Sole Placement Agent May 2021

$400,000,000

Carriage Services, Inc.

Senior Notes

Co-Manager May 2021

$28,920,000

Nano One Materials Corp.

Follow-On

Co-Manager April 2021

$257,920,000

FTC Solar

IPO

Co-Manager April 2021

$1,500,000

Giga-tronics Incorporated

PIPE

Sole Placement Agent April 2021

$695,750,000

Bally's Corporation

Follow-On

Co-Manager April 2021

$18,000,000

VirTra

Registered Direct

Lead Placement Agent April 2021

$28,408,000

Vascular Biogenics Ltd.

Follow-On

Co-Manager April 2021

$100,000,000

Ocugen, Inc.

Registered Direct

Financial Advisor April 2021
iLending Direct

was acquired by

JC Flowers & Co.

M&A Advisory

Financial Advisor April 2021

$100,400,000

Humanigen, Inc

Follow-On

Co-Manager April 2021

$51,750,000

Sunworks

M&A Advisory

Financial Advisor March 2021

$131,600,000

Nuvve Holdings Corp.

has merged with

Newborn Acquisition Corp.

M&A Advisory

Financial Advisor March 2021

AUD5,010,000

Thompson Resources

Follow-On

Sole Placement Agent March 2021

$993,313,000

Array Technologies

Follow-On

Co-Manager March 2021

$90,000,000

Gold Royalty Corp

IPO

Co-Manager March 2021

$172,499,934

NV5 Global, Inc.

Follow-On

Joint Book-Running Manager March 2021

$14,547,498

Cyclacel Pharmaceuticals, Inc.

Follow-On

Co-Manager March 2021

$293,144,754

Vizio

IPO

Co-Manager March 2021

$39,970,000

TFF Pharmaceuticals, Inc.

Follow-On

Sole Book-Running Manager March 2021

$51,750,000

Sunworks, Inc

has acquired

Solcius

M&A Advisory

Financial Advisor March 2021
StemoniX, Inc.

has merged with

Cancer Genetics, Inc.

M&A Advisory

Financial Advisor March 2021

$65,220,000

Smith Micro Software, Inc.

Follow-On

Joint Book-Running Manager March 2021

$60,062,500

Rimini Street, Inc.

Follow-On

Financial Advisor March 2021

$385,250,000

Renewable Energy Group, Inc.

Follow-On

Co-Manager March 2021

$115,000,000

AMMO, Inc.

Follow-On

Joint Book-Running Manager March 2021

$56,495,000

Marker Therapeutics Inc.

Follow-On

Co-Manager March 2021

$40,000,000

KushCo Holdings, Inc.

Registered Direct

Financial Advisor March 2021

CAD 60,000,000

Flow Water

Private Placement

Placement Agent March 2021

$78,487,500

Digi International

Follow-On

Co-Manager March 2021

$80,500,000

A-Mark Precious Metals

Follow-On

Joint Book-Running Manager March 2021

$161,920,000

Ameresco Inc.

Follow-On

Co-Manager March 2021
Aeva Technologies

M&A Advisory

Financial Advisor March 2021

$150,000,000

Ideanomics

ATM Program

Lead Placement Agent February 2021

$100,000,000

Electrameccanica

ATM Program

Co-Placement Agent February 2021

$140,156,000

Northern Oil & Gas

Follow-On

Co-Manager February 2021
Playboy Enterprises

M&A Advisor

Financial Advisor February 2021

$10,710,000

United States Antimony

Follow-On

Sole Agent February 2021

$31,500,000

McEwen Mining Inc.

Registered Direct

Lead Placement Agent February 2021

$15,237,000

Ur-Energy Inc.

Follow-On

Co-Manager February 2021

$27,600,000

Torchlight Energy Resources, Inc.

Follow-On

Sole Manager February 2021

$381,000,000

SiTime Corporation

Follow-On

Co-Manager February 2021

$65,587,500

OptimizeRx Corporation

Follow-On

Financial Advisor February 2021

$57,960,469

New Age Beverages

Private Placement

Lead Placement Agent February 2021

$77,969,996

Moleculin Biotech, Inc.

Follow-On

Co-Manager February 2021

$222,525,000

KalVista Pharmaceuticals, Inc.

Follow-On

Co-Manager February 2021

$4,462,500

InMed Pharmaceuticals, Inc.

PIPE

Sole Placement Agent February 2021

$27,197,500

GT Biopharma, Inc.

Follow-On

Joint Book-Running Manager February 2021

$74,500,000

Applied Genetic Technologies Corporation

Follow-On

Co-Manager February 2021

$303,039,669

Tengasco, Inc.

has merged with

Riley Permian

M&A Advisory

Financial Advisor February 2021

$50,000,000

Sunworks, Inc.

ATM Program

Sole Placement Agent February 2021

$14,732,396

SPI Energy

Registered Direct

Lead Placement Agent February 2021

$28,780,000

PowerFleet, Inc.

Follow-On

Co-Manager February 2021

$50,000,000

Playboy Enterprises

Private Placement

Lead Placement Agent February 2021

$25,000,000

Phunware, Inc.

Follow-On

Joint Book-Running Manager February 2021

$201,280,000

Green Plains Inc.

Follow-On

Co-Manager February 2021

$30,000,000

Esports Entertainment Group, Inc.

Follow-On

Financial Advisor February 2021

$100,912,500

CuriosityStream Inc.

Follow-On

Co-Manager February 2021

$13,000,560

Bio-Path Holdings, Inc.

Registered Direct

Sole Placement Agent February 2021

$14,012,000

Assertio Holdings, Inc.

Registered Direct

Sole Placement Agent February 2021

$34,300,000

Assertio Holdings, Inc.

Registered Direct

Sole Placement Agent February 2021

$44,025,000

KemPharm

Warrant Exchange

Sole Placement Agent January 2021

$74,500,000

Applied Genetic Technologies

Follow-On

Co-Manager January 2021

AUS20,630,000

Lake Resources

Private Placement

Sole Agent January 2021

$25,000,000

Avino Silver & Gold Mines Ltd

ATM Program

Metals & Mining January 2021
Torchlight Energy Resources, Inc.

M&A Advisory

Financial Advisor January 2021

$75,600,000

Syros Pharmaceuticals, Inc.

Follow-On

Co-Manager January 2021

$137,999,986

Merus N.V.

Follow-On

Co-Manager January 2021

$52,431,223

KemPharm, Inc.

Follow-On

Sole Manager January 2021

$115,000,000

Wireless Advanced Vehicle Electrification

was acquired by

Ideanomics

M&A Advisory

Financial Advisor January 2021

$135,000,000

Village Farms International, Inc.

Registered Direct

Placement Agent January 2021

$500,000,000

Talos Energy, Inc.

Senior Notes

Co-Manager January 2021

$40,000,000

ReneSola

Registered Direct

Financial Advisor January 2021

$250,000,000

ReneSola

Follow-On

Financial Advisor January 2021

$2,093,000,000

Plug Power, Inc.

Follow-On

Co-Manager January 2021

$65,992,750

Perion Network Ltd.

Follow-On

Co-Manager January 2021

$28,895,878

Montauk Renewables, Inc.

IPO

Sole Manager January 2021

CAD 59,100,000

Kits Eyecare Ltd.

IPO

Co-Manager January 2021

$345,000,000

Hennessy Acquisition IV

IPO

Co-Manager January 2021

$114,999,968

Harpoon Therapeutics, Inc.

Follow-On

Co-Manager January 2021

$350,000,000

Gevo, Inc

Registered Direct

Financial Advisor January 2021

$172,500,000

Growth Capital Acquisition Corp

IPO

Co-Manager January 2021

$180,000,000

Environmental Impact Acquisition Corp

IPO

Financial Advisor January 2021

$21,476,250

Crown Electrokinetics

Follow-On

Sole Book-Running Manager January 2021

$12,000,002

Clearside Biomedical, Inc.οΎ 

Registered Direct

Sole Placement Agent January 2021

$254,610,000

Blink Charging Co.

Follow-On

Co-Manager January 2021

$15,023,000

Applied DNA Sciences, Inc.

Registered Direct

Sole Placement Agent January 2021

$500,000,000

Alarm.com Holdings, Inc.

Convertible Senior Notes

Co-Manager January 2021

$62,100,000

Agrify

IPO

Joint Book-Running Manager January 2021