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$25,000,000

Assertio Holdings Inc.

ATM Program

Sole Agent December 2021

$1,246,000,000

Solid Power Inc

M&A Advisory

Financial Advisor December 2021

$180,000,000

Perion Net

Follow-On

Co-Manager December 2021

$115,000,000

Roth CH Acquisition V Co.

IPO

Sole Book-Running Manager December 2021

$16,004,000

Creative Medical Technology Holdings, Inc.

Follow-On

Sole Manager December 2021

$345,000,000

Battery Future Acquisition Corp.

IPO

Co-Manager December 2021

$15,000,000

Biofrontera, Inc.

PIPE

Placement Agent December 2021
Pedego

has received an investment from

M&A Advisory

Financial Advisor December 2021 View Details

$165,000,000

Revelstone Capital Acquisition Corp.

IPO

Joint Book-Running Manager December 2021 View Details

$35,881,000

Genenta Science

IPO

Sole Book-Running Manager December 2021

$201,250,000

Veritone

Convertible Senior Notes

Co-Manager November 2021

$100,000,000

Greenbox POS

Convertible Debt

Financial Advisor November 2021

AUD $5,400,000

Thomson Resources

PIPE

Sole Agent November 2021

$402,500,000

Cryoport, Inc.

Convertible Senior Notes

Co-Manager November 2021

$35,200,000

Journey Medical Corporation

IPO

Co-Manager November 2021

$23,000,000

Great Panther Mining

Follow-On

Co-Manager November 2021

Cenntro Automotive Group

Fairness Opinion

Financial Advisor November 2021

$230,000,000

Northern Oil & Gas Inc.

Follow-On

Co-Manager November 2021

$23,000,000

Biorestorative Therapies, Inc.

Follow-On

Sole Manager November 2021

$125,000,000

Compass Therapeutics, Inc.

Follow-On

Co-Manager November 2021

$126,500,000

Merus NV

Follow-On

Co-Manager November 2021

$43,750,000

FATHOM HOLDINGS, INC

Follow-On

Joint Book-Running Manager November 2021

$89,700,000

Cadre Holdings, Inc.

IPO

Co-Manager November 2021 View Details

$18,000,000

Biofrontera, Inc.

IPO

Joint Book-Running Manager November 2021 View Details

$287,500,000

Impinj, inc.

Convertible Senior Notes

Co-Manager November 2021

$25,000,000

Sunworks

ATM Program

Sole Agent October 2021

$85,387,500

Clarus Corp.

Follow-On

Joint Book-Running Manager October 2021 View Details

$115,000,000

SportsMap Tech Acquisition Corp.

IPO

Joint Book-Running Manager October 2021

$25,300,000

HighPeak Energy, Inc.

Follow-On

Sole Book-Running Manager October 2021

$5,079,000

Myomo, Inc.

Warrant Exchange

Financial Advisor October 2021

$65,554,000

Rezolute, Inc.

Follow-On

Co-Manager October 2021

$7,000,000

Pedevco Corp.

Registered Direct

Joint-Placement Agent October 2021
GP Strategies

has sold its EtaPRO business to

Toshiba

M&A Advisory

Financial Advisor October 2021

$200,000,000

Electrameccanica

ATM Program

Agent September 2021

$86,250,000

aTyr Pharma, Inc.

Follow-On

Financial Advisor September 2021
Luxfer Holdings PLC

M&A Advisory

Financial Advisor September 2021

$600,000,000

Riot Blockchain

ATM Program

Agent September 2021

$300,000,000

Rice Acquisition Corp.

PIPE

Placement Agent September 2021

$127,875,000

Argo Blockchain

IPO

Co-Manager September 2021

$115,000,000

Roth CH Acquisition IV Co.

IPO

Joint Book-Running Manager August 2021

$1,677,000,000

Volta Inc.

M&A Advisory

Financial Advisor August 2021

$414,000,000

Azure Power

Convertible Senior Notes

Co-Manager August 2021

$17,905,500

Sharps Compliance, Inc

Follow-On

August 2021

$16,653,000

RenovoRx Inc.

IPO

Sole Book-Running Manager August 2021

$3,788,000

Creative Medical Technology Holdings, Inc.

PIPE

Sole Placement Agent August 2021

$12,214,000

TransAct Technologies

Follow-On

Sole Book-Running Manager August 2021 View Details

$174,800,000

Green Plains

Follow-On

Co-Manager August 2021

$150,000,000

Reservoir Media

PIPE

Placement Agent July 2021

$2,000,000

Bosonic

Convertible Notes

Placement Agent July 2021

$40,000,000

Better Choice Company Inc.

Follow-On

Lead Manager July 2021

$349,631,100

F45 Training Holdings Inc.

IPO

Co-Manager July 2021 View Details

$430,970,000

Shoals Technologies Group

Follow-On

Co-Manager July 2021

$80,000,000

Chavant

IPO

Joint Book-Running Manager July 2021

$324,300,000

Chargepoint

Follow-On

Co-Manager July 2021

$1,980,000

RegeneRx Biopharmaceuticals, Inc.

PIPE

Sole Placement Agent July 2021

$59,500,000

Electrameccanica

ATM Program

Agent July 2021

$69,000,000

Workhorse Group Inc.

Convertible Debt

Financial Advisor July 2021

$56,925,000

Kura Sushi USA, Inc.

Follow-On

Co-Manager July 2021 View Details

$45,000,000

Immunic Therapeutics

Equity Follow-On

Co-Manager July 2021 View Details

$25,000,000

Unicycive Therapeutics, Inc.

IPO

Sole Manager July 2021 View Details

$1,168,000

Falconstor

Follow-On

Sole Manager July 2021

$50,000,000

Riley Exploration Permian

Equity Follow-On

Lead Manager July 2021 View Details

$44,400,000

QualTek Services

Private Placement

Placement Agent June 2021

CAD $28,751,000

Alexco Resources

Follow-On

Co-Manager June 2021

$59,363,000

Nouveau Monde Graphite Inc

Follow-On

Co-Manager June 2021

$54,600,000

Lakeshore Acquisition

IPO

Joint Book-Running Manager June 2021

$217,120,000

PLBY Group, Inc

Follow-On

Co-Manager June 2021

$143,750,000

RAPT Therapeutics

Equity Follow-On

Co-Manager June 2021 View Details

$3,328,000

Falconstor

Equity Follow-On

Sole Manager June 2021

$137,500,000

Torchlight Energy Resources

ATM Program

Sole Agent June 2021 View Details

$1,949,804,000

Torchlight Energy Resources

has merged with

M&A Advisory

Financial Advisor June 2021 View Details

$65,000,000

US Hybrid

was acquired by

M&A Advisory

Financial Advisor June 2021 View Details

$100,625,000

Northern Oil & Gas

Follow-On

Co-Manager June 2021 View Details

$39,099,000

KemPharm, Inc.

Warrant Exchange

Financial Advisor June 2021 View Details

$461,963,000

Celsius Holdings Inc.

Follow-On

Co-Manager June 2021 View Details

$96,000,000

Cambium Networks Corp.

Follow-On

Co-Manager June 2021

$215,000,000

Zeta Global Holdings Corp.

IPO

Co-Manager June 2021

$57,513,000

Inspired Entertainment

Follow-On

Co-Manager May 2021

$19,320,000

IPower

IPO

Book-Running Manager May 2021

$331,500,000

Inspired Entertainment

Convertible Debt

Co-Manager May 2021

$9,300,000

Monaker Group, Inc.

Follow-On

Financial Advisor May 2021

$35,000,000

IM Cannabis

Follow-On

Co-Lead Placement Agent May 2021

$27,600,000

Vivos Therapeutics

Follow-On

Sole Book-Running Manager May 2021

$575,000,000

Sunnova

Convertible Debt

Co-Manager May 2021

$67,500,000

Onion Global

IPO

Co-Manager May 2021

$1,505,000,000

Lion Electric

has merged with

Northern Genesis

M&A Advisory

Financial Advisor May 2021

$17,250,000

Adomani

PIPE

Sole Placement Agent May 2021

$129,375,000

DMC Global Inc.

Follow-On

Co-Manager May 2021

$7,882,000

Reed's Inc.

Registered Direct

Sole Placement Agent May 2021

$400,000,000

Carriage Services, Inc.

Senior Notes

Co-Manager May 2021

$3,300,000

Eastside Distilling, Inc.

Convertible Notes

Sole Placement Agent April 2021

$28,920,000

Nano One Materials Corp.

Follow-On

Co-Manager April 2021

$257,920,000

FTC Solar

IPO

Co-Manager April 2021

$1,500,000

Giga-tronics Incorporated

PIPE

Sole Placement Agent April 2021

$695,750,000

Bally's Corporation

Follow-On

Co-Manager April 2021

$18,000,000

VirTra

Registered Direct

Lead Placement Agent April 2021 View Details

$28,408,000

Vascular Biogenics Ltd.

Follow-On

Co-Manager April 2021

$100,000,000

Ocugen, Inc.

Registered Direct

Financial Advisor April 2021
iLending Direct

was acquired by

JC Flowers & Co.

M&A Advisory

Financial Advisor April 2021 View Details

$100,400,000

Humanigen, Inc

Follow-On

Co-Manager April 2021

$115,000,000

Roth CH Acquisition III Co.

IPO

Joint Book-Running Manager March 2021

$250,000,000

Pure Cycle Technologies

PIPE

Placement Agent March 2021

$51,750,000

Sunworks

M&A Advisory

Financial Advisor March 2021

$131,600,000

Nuvve Holdings Corp.

has merged with

Newborn Acquisition Corp.

M&A Advisory

Financial Advisor March 2021

AUD $5,010,000

Thompson Resources

Follow-On

Sole Placement Agent March 2021

$993,313,000

Array Technologies

Follow-On

Co-Manager March 2021

$90,000,000

Gold Royalty Corp

IPO

Co-Manager March 2021

$172,499,934

NV5 Global, Inc.

Follow-On

Joint Book-Running Manager March 2021 View Details

$14,547,498

Cyclacel Pharmaceuticals, Inc.

Follow-On

Co-Manager March 2021 View Details

$293,144,754

Vizio

IPO

Co-Manager March 2021

$39,970,000

TFF Pharmaceuticals, Inc.

Follow-On

Sole Book-Running Manager March 2021 View Details

$51,750,000

Sunworks, Inc

has acquired

Solcius

M&A Advisory

Financial Advisor March 2021
StemoniX, Inc.

has merged with

Cancer Genetics, Inc.

M&A Advisory

Financial Advisor March 2021 View Details

$65,220,000

Smith Micro Software, Inc.

Follow-On

Joint Book-Running Manager March 2021 View Details

$60,062,500

Rimini Street, Inc.

Follow-On

Financial Advisor March 2021

$385,250,000

Renewable Energy Group, Inc.

Follow-On

Co-Manager March 2021

$115,000,000

AMMO, Inc.

Follow-On

Joint Book-Running Manager March 2021 View Details

$56,495,000

Marker Therapeutics Inc.

Follow-On

Co-Manager March 2021 View Details

$40,000,000

KushCo Holdings, Inc.

Registered Direct

Financial Advisor March 2021

CAD $60,000,000

Flow Water

Private Placement

Placement Agent March 2021

$78,487,500

Digi International

Follow-On

Co-Manager March 2021

$80,500,000

A-Mark Precious Metals

Follow-On

Joint Book-Running Manager March 2021 View Details

$161,920,000

Ameresco Inc.

Follow-On

Co-Manager March 2021
Aeva Technologies

M&A Advisory

Financial Advisor March 2021

$86,250,000

Agrify Corporation

Follow-On

Co-Manager February 2021

$65,587,000

OptimizeRX

Follow-On

Financial Advisor February 2021

$150,000,000

Ideanomics

ATM Program

Sole Agent February 2021 View Details

$100,000,000

Electrameccanica

ATM Program

Agent February 2021

$140,156,000

Northern Oil & Gas

Follow-On

Co-Manager February 2021 View Details
Playboy Enterprises

M&A Advisor

Financial Advisor February 2021 View Details

$10,710,000

United States Antimony

Registered Direct

Sole Agent February 2021

$31,500,000

McEwen Mining Inc.

Registered Direct

Lead Placement Agent February 2021

$15,237,000

Ur-Energy Inc.

Follow-On

Co-Manager February 2021

$27,600,000

Torchlight Energy Resources, Inc.

Follow-On

Sole Manager February 2021 View Details

$381,000,000

SiTime Corporation

Follow-On

Co-Manager February 2021

$65,587,500

OptimizeRx Corporation

Follow-On

Financial Advisor February 2021

$77,969,996

Moleculin Biotech, Inc.

Follow-On

Co-Manager February 2021 View Details

$222,525,000

KalVista Pharmaceuticals, Inc.

Follow-On

Co-Manager February 2021 View Details

$4,462,500

InMed Pharmaceuticals, Inc.

PIPE

Sole Placement Agent February 2021 View Details

$27,197,500

GT Biopharma, Inc.

Follow-On

Joint Book-Running Manager February 2021 View Details

$74,500,000

Applied Genetic Technologies Corporation

Follow-On

Co-Manager February 2021

$14,287,000

United States Antimony

Registered Direct

Sole Agent February 2021

$303,039,669

Tengasco, Inc.

has merged with

Riley Permian

M&A Advisory

Financial Advisor February 2021 View Details

$50,000,000

Sunworks, Inc.

ATM Program

Sole Agent February 2021

$14,732,396

SPI Energy

Registered Direct

Lead Placement Agent February 2021

$28,780,000

PowerFleet, Inc.

Follow-On

Co-Manager February 2021

$50,000,000

Playboy Enterprises

Private Placement

Lead Placement Agent February 2021 View Details

$25,000,000

Phunware, Inc.

Follow-On

Joint Book-Running Manager February 2021 View Details

$201,280,000

Green Plains Inc.

Follow-On

Co-Manager February 2021

$30,000,000

Esports Entertainment Group, Inc.

Follow-On

Financial Advisor February 2021 View Details

$100,912,500

CuriosityStream Inc.

Follow-On

Co-Manager February 2021 View Details

$13,000,560

Bio-Path Holdings, Inc.

Registered Direct

Sole Placement Agent February 2021 View Details

$14,012,000

Assertio Holdings, Inc.

Registered Direct

Sole Placement Agent February 2021 View Details

$34,300,000

Assertio Holdings, Inc.

Registered Direct

Sole Placement Agent February 2021 View Details

$2,093,000,000

Plug power inc.

Follow-On

Co-Manager January 2021

$254,610,000

Blink Charging Co.

Follow-On

Co-Manager January 2021

$44,025,000

KemPharm

Warrant Exchange

Sole Placement Agent January 2021 View Details

$74,500,000

Applied Genetic Technologies

Follow-On

Co-Manager January 2021 View Details

AUD $20,625,000

Lake Resources

PIPE

Sole Agent January 2021

$25,000,000

Avino Silver & Gold Mines Ltd

ATM Program

Agent January 2021
Torchlight Energy Resources, Inc.

M&A Advisory

Financial Advisor January 2021

$75,600,000

Syros Pharmaceuticals, Inc.

Follow-On

Co-Manager January 2021 View Details

$137,999,986

Merus N.V.

Follow-On

Co-Manager January 2021 View Details

$52,431,223

KemPharm, Inc.

Follow-On

Sole Manager January 2021 View Details

$115,000,000

Wireless Advanced Vehicle Electrification

was acquired by

Ideanomics

M&A Advisory

Financial Advisor January 2021

$135,000,000

Village Farms International, Inc.

Registered Direct

Placement Agent January 2021 View Details

$500,000,000

Talos Energy, Inc.

Senior Notes

Co-Manager January 2021

$40,000,000

ReneSola

Registered Direct

Financial Advisor January 2021

$250,000,000

ReneSola

Follow-On

Financial Advisor January 2021

$2,093,000,000

Plug Power, Inc.

Follow-On

Co-Manager January 2021

$65,992,750

Perion Network Ltd.

Follow-On

Co-Manager January 2021

$28,895,878

Montauk Renewables, Inc.

IPO

Sole Manager January 2021

CAD $59,100,000

Kits Eyecare Ltd.

IPO

Co-Manager January 2021

$345,000,000

Hennessy Acquisition IV

IPO

Co-Manager January 2021

$114,999,968

Harpoon Therapeutics, Inc.

Follow-On

Co-Manager January 2021 View Details

$350,000,000

Gevo, Inc

Registered Direct

Financial Advisor January 2021

$172,500,000

Growth Capital Acquisition Corp

IPO

Co-Manager January 2021

$180,000,000

Environmental Impact Acquisition Corp

IPO

Financial Advisor January 2021

$21,476,250

Crown Electrokinetics

Follow-On

Sole Book-Running Manager January 2021

$12,000,002

Clearside Biomedical, Inc.οΎ 

Registered Direct

Sole Placement Agent January 2021 View Details

$254,610,000

Blink Charging Co.

Follow-On

Co-Manager January 2021

$15,023,000

Applied DNA Sciences, Inc.

Registered Direct

Sole Placement Agent January 2021 View Details

$500,000,000

Alarm.com Holdings, Inc.

Convertible Senior Notes

Co-Manager January 2021

$62,100,000

Agrify

IPO

Joint Book-Running Manager January 2021 View Details