Dave Donohoe, Jr., Managing Director
t: 949-423-4322, e: firstname.lastname@example.org
Mr. Donohoe currently serves as Managing
Director - Investment Banking for ROTH Capital Partners, LLC
where he assists issuers in connection with equity and debt
offerings and advises on merger and acquisition
Mr. Donohoe is also President of Donohoe
Advisory Associates LLC, which specializes in advising
companies on stock exchange listing matters and related
corporate governance issues. Since founding Donohoe Advisory
in July 2004, Mr. Donohoe has represented well over 300
companies in listing proceedings before NASDAQ Stock Market,
the American Stock Exchange and the New York Stock Exchange.
He has also assisted dozens of other issuers and law firms
in connection with the structuring of financing and merger
and acquisition transactions. He also regularly assists
issuer in obtaining listings on national stock exchanges.
Prior to forming Donohoe Advisory, Mr.
Donohoe served as Chief Counsel for the Listing
Qualifications Department of NASDAQ Stock Market. Over his
nine year tenure, Mr. Donohoe successfully worked with
hundreds of companies to resolve listing issues related to
initial public offerings, mergers, acquisitions, financings,
debt conversions and other corporate restructuring
transactions. Mr. Donohoe joined NASDAQ in 1995 as Counsel
for the Hearings Group and subsequently held several
positions of increasing responsibility. From 1996 until his
departure in June 2004, he was responsible for overseeing
all NASDAQ delisting and initial listing hearings, during
which time he personally conducted more than 1,500 hearings
and oversaw a docket in excess of 4,000 companies.
Additionally, Mr. Donohoe served as
liaison to the NASDAQ Listing and Hearing Review Council, a
standing committee made up of members of the business
community, where he was responsible for developing and
implementing listing standards and related policies.
Mr. Donohoe was employed by two New York
Stock Exchange member firms from 1991 until 1995. From 1988
to 1990, he was engaged in the private practice of law. Mr.
Donohoe graduated from The University of Texas, Austin in
1985 with a B.A. in Economics and received a J.D. in 1988
from the Columbus School of Law at The Catholic University
of America in Washington, D.C.