Investment Banking

Transactions

Our experience and capabilities in raising capital for public companies are the hallmarks of the Firm. ROTH has raised over $15.4 billion for small-cap public companies and completed over 170 merger, acquisition and advisory assignments. Since year 2000, ROTH has been a leading placement agent for the number of PIPE transactions, raising over $3 billion for our clients. ROTH received top 20 IPO aftermarket performance rankings for six consecutive years from 1994 to 1999.

In 2004, the firm raised over $1.6 billion in capital and achieved a #1 ranking for both the number of PIPE transactions and the total dollars placed. (Source: PlacementTracker)

Notes: Placements include common stock, PIPEs and common stock Registered Direct offerings

Rankings exclude companies domiciled in Canada

Transactions by sector

ROTH Capital Partners Recent Transactions

ROTH Investment Banking Transactions
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Investment Banking


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