Our experience and capabilities in raising capital for public companies are the hallmarks of the Firm. ROTH has raised over $15.4 billion for small-cap public companies and completed over 170 merger, acquisition and advisory assignments. Since year 2000, ROTH has been a leading placement agent for the number of PIPE transactions, raising over $3 billion for our clients. ROTH received top 20 IPO aftermarket performance rankings for six consecutive years from 1994 to 1999.
In 2004, the firm raised over $1.6 billion in capital and achieved a #1 ranking for both the number of PIPE transactions and the total dollars placed.
Notes: Placements include common stock, PIPEs and common stock Registered Direct offerings
Rankings exclude companies domiciled in Canada
Transactions by sector
ROTH Capital Partners Recent Transactions
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