ROTH Conferences

Press Room

For press inquires please contact: conference@roth.com


2014


November 19, 2014
ROTH Capital Partners

ROTH Capital Partners Acts as Sole Book-Running Manager for Sky Solar Holdings (SKYS) in its $50.8 Million IPO


November 11, 2014
ROTH Capital Partners

ROTH Capital Partners acts as Placement Agent and Lead Investor through ROTH LiquidSpace I, LLC in the $14 Million Private Placement for LiquidSpace


November 10, 2014
Business Wire

ROTH Capital Partners to Host 3rd Annual Software Corporate Access Day in San Francisco, Calif. on November 18, 2014


November 3, 2014
ROTH Capital Partners

ROTH Advises Infantino on its Sale to Blue Box International


October 29, 2014
ROTH Capital Partners

ROTH Capital Partners Announces Appointment of John Chambers as Vice-Chairman


October 27, 2014
ROTH Capital Partners

ROTH Capital Partners Acts as Lead Placement Agent for Cytori Therapeutics, Inc. (CYTX) in its $13.5 Million Registered Direct


October 14, 2014
ROTH Capital Partners

ROTH Capital Partners Acts as Sole Book-Running Manager for Titan Pharmaceuticals, Inc. (TTNP) in its $10.5 Million Follow-On


October 14, 2014
Business Wire

ROTH Capital Partners to Host Solar Symposium at Solar Power International (SPI 14)


Leading Solar Power and Clean Technology Companies to Hold Fire-Side Chats and Investor Meetings


October 13, 2014
Biotechnology Industry Organization

BIO Investor Forum Closing Plenary: How Fragile is the Biotech Rally After Five Positive Years?


October 8, 2014
Biotechnology Industry Organization

John Chambers of ROTH Capital Partners discusses the biotech market with biotechnology journalist Luke Timmerman


October 7, 2014
Business Wire

ROTH Capital Partners Expands Cleantech and Industrial Growth Practice with Addition of Gerry Sweeney, Senior Research Analyst, Environmental Services


October 6, 2014
ROTH Capital Partners

ROTH Capital Partners Acts as Financial Advisor to Trecora Resources in its $73 Million Acquisition of SSI Chusei, Inc.


September 29, 2014
The Wall Street Transcript

Significant Pickup in M&A Activity in the Semiconductor Sector

Featured: Krishna Shankar, Senior Research Analyst


September 25, 2014
The Deal

Fox Head hires investment bank to peddle assets

Featured: Paul Zaffaroni, Managing Director


September 16, 2014
BizBash

Top 100 Events in the United States 2014
Roth Capital Partners Conference | Ranks #6 Business & Financial Industry Event


September 16, 2014
ROTH Capital Partners

ROTH Capital Partners Acts as Financial Advisor to Pyramid Oil in its $370 Million Merger with Yuma Energy, Inc.


September 15, 2014
Oil and Gas Investor

John White Joins ROTH Capital Partners As Senior Research Analyst


September 15, 2014
ROTH Capital Partners

ROTH Capital Partners Serves as an Advisor to Castanea Partners on their Investment in 4moms


September 12, 2014
ROTH Capital Partners

ROTH Capital Partners Expands Energy and Industrial Practice with Addition of Craig Irwin, Senior Research Analyst - Cleantech


September 4, 2014
ROTH Capital Partners

ROTH Capital Partners Acts as Joint Book-Running Manager for Motorcar Parts of America (MPAA) in its $71.8 Million Follow-On


August 19, 2014
Business Wire

ROTH Capital Partners to Host 5th Annual Semiconductor Corporate Access Day in San Francisco, Calif., on September 3, 2014


August 14, 2014
Business Wire

ROTH Capital Partners Expands Resources Practice with Addition of John White, Senior Research Analyst Oil & Gas


July 28, 2014
The San Diego Union-Tribune

Friends form charity to honor late philanthropist

The Duane Roth Legacy Foundation will support causes the former Connect CEO was passion about


July 22, 2014
ROTH Capital Partners

ROTH Capital Partners Acts as Sole Book-Running Manager for a $14.5 Million IPO for Iradimed (IRMD)


July 16, 2014
ROTH Capital Partners

ROTH Capital Partners Acts as Sole Placement Agent for Tonix Pharmaceuticals Holding Corp. in its $7.8 Million Registered Direct


July 14, 2014
BioCentury

Discerning Optimism

Featured: John Chambers, Head of Healthcare Investment Banking, ROTH Capital Partners


July 14, 2014
ROTH Capital Partners

ROTH Capital Partners Acts as Joint Book-Running Manager for IGI Laboratories, Inc. in its $26.7 Million Follow-On


July 9, 2014
ROTH Capital Partners

ROTH Capital Partners Acts as Sole U.S. Placement Agent for Oxford BioMedica plc (LSE:OXB) in its £21.6 Million Financing


July 8, 2014
ROTH Capital Partners

ROTH Capital Partners acts as Co-Manager for Performance Sports Group in its $126.5M U.S. IPO


June 17, 2014
ROTH Capital Partners

ROTH Capital Partners Acts as Placement Agent and Lead Investor through ROTH Gazillion I, LLC in the $11.5 Million Private Placement for Gazillion, Inc.


June 12, 2014
Apparel News

National Jewish Health Fundraiser Ball
Honorees Steinberg, Zaffaroni Help Raise more than $500K
Featured: ROTH Capital Partners, Managing Director Paul Zaffaroni


June 12, 2014
Hart Energy

ROTH RAMPS UP
Roth Capital adds oil and gas to its portfolio for investment banking.


June 11, 2014
Business Wire

ROTH Capital Partners to Host Healthcare Corporate Access Day in London on June 24, 2014


June 9, 2014
Business Wire

ROTH Capital Partners to Host 3rd Annual Resources Corporate Access Day in London on June 23, 2014


June 5, 2014
The Life Sciences Report

Shortage of R&D at Big Pharma Creates Demand for Small Biotech: Joseph Pantginis


June 5, 2014
ROTH Capital Partners

ROTH Capital Partners Acts as Sole Book-Running Manager for Superior Drilling Products, Inc (SDPI) in its $31 Million IPO


May 19, 2014
ROTH Capital Partners

ROTH Capital Partners Acts as Placement Agent in the $16.6 Million Private Placement for Smule, Inc.


May 16, 2014
ROTH Capital Partners

ROTH Capital Partners advises Neon Energy Limited on its Sale of California Assets


April 30, 2014
ROTH Capital Partners

ROTH Capital Partners Acts as Lead Placement Agent for Pharming Group NV (NYSE Euronext: PHARM) in €14.7 Million Financing


April 28, 2014
ROTH Capital Partners

ROTH Serves as Co-Advisor to Coastal.com on its Sale to Essilor International for C$430 million


April 25, 2014
ROTH Capital Partners

ROTH Capital Partners Acts as Sole Book-Running Manager for xG Technology, Inc (XGTI) in its $10 Million Follow-On


April 24, 2014
ROTH Capital Partners

ROTH Capital Partners acts as Sole Book-Running Manager for NTN Buzztime, Inc. (NTN) in its $7.0M Follow-On


April 23, 2014
PV Tech

ROTH Capital Partners adds analyst on increased investor interest in clean tech sector


April 22, 2014
Business Wire

ROTH Capital Partners Expands Cleantech Research Practice with Addition of Min Xu, Senior Research Analyst – Cleantech/Industrial Growth.

ROTH China Solar Tour to be Held in Conjunction with SNEC Power Expo in Shanghai May 18-24, 2014 Solar Power and Clean Technology Companies to Host Booth Tours and Facility Visits With Investors.


April 4, 2014
ROTH Capital Partners

ROTH Capital Partners Acts as Lead Placement Agent for GenVec, Inc. (GNVC) in its $9 Million Registered Direct Financing


April 3, 2014
ROTH Capital Partners

ROTH Capital Partners Acts as Joint Book-Running Manager for ANI Pharmaceuticals, Inc. (ANIP) in its $50 Million Follow-ON


March 21, 2014
ROTH Capital Partners

ROTH Capital Partners Acts as Sole Book-Running Manager for Pacific Energy Development (PED) in its $7.3M Follow-On


March 13, 2014
Equities.com

26th Annual ROTH Conference Digs in for Investors


March 13, 2014
Equities.com

Discussing the JOBS Act's Impact on Capital Flow in the U.S. Market


March 12, 2014
Equities.com

Latest Trends in the Solar Industry: Coverage of 26th Annual ROTH Conference Panel Discussion


March 10, 2014
Equities.com

26th Annual ROTH Conference Opens with Panel Discussion on Affordable Care Act


March 10, 2014
ROTH Capital Partners

ROTH Capital Partners Acts as Sole Book-Running Manager for BioLineRx (BLRX) in its $24.1M Follow-On


March 10, 2014
ROTH Capital Partners

ROTH Capital Partners Acts as Joint Book-Running Manager for Neptune Technologies & Bioressources Inc. (NEPT) in its $28.7 Million Follow-On


March 10, 2014
ROTH Capital Partners

26th Annual ROTH Conference Nasdaq Ad


March 6, 2014
PRWeb

Kenya Commercial Bank and Nairobi Securities Exchange Invited to Participate in 26th Annual ROTH Conference, StratLink Africa, a Leader Among Financial Advisory Companies Coordinating Trip


March 6, 2014
ROTH Capital Partners

ROTH Capital Partners teams up with Challenged Athletes Foundation (CAF) for 3rd Annual ROTH Ride on March 9th, 2014.


March 6, 2014
ROTH Capital Partners

ROTH Capital Partners Acted as Sole Manager for Active Power, Inc. in its $11.5 Million Underwritten Offering


March 3, 2014
Business Wire

ROTH Capital Partners 26th Annual Growth Stock Conference to Be Held March 9-12, 2014


February 13, 2014
ROTH Capital Partners

ROTH Capital Partners Acted as Sole Placement Agent for a $125 Million Series C Offering for Renewable Energy Trust


February 4, 2014
ROTH Capital Partners

ROTH Capital Partners Acts as Sole Book-Running Manager for Tonix Pharmaceuticals Holding Corp. (Nasdaq:TNXP) in its $43.5M Public Offering


January 27, 2014
ROTH Capital Partners

ROTH Capital Partners Acts as Lead Placement Agent for Rexahn Pharmaceuticals, Inc. (RNN) in its $20M Registered Direct


January 9, 2014
ROTH Capital Partners

ROTH Capital Partners Acts as Lead Placement Agent for AmpliPhi BioSciences Corporation (OTCBB: APHB) in its $18M PIPE Financing


January 2, 2014
ROTH Capital Partners

ROTH Capital Partners Acts as sole book-running manager for GigOptix, Inc. (NYSE MKT: GIG) in its $13.6 Million Follow-on


2013


December 5, 2013
ROTH Capital Partners

ROTH Capital Partners to Host Industrial Growth Corporate Access Day and Facility Tour


December 3, 2013
ROTH Capital Partners

ROTH Capital Partners Acts as Sole Book-Running Manager for Attunity Ltd. (NASDAQ CM: ATTU) $19.9 Million Follow-On Offering


November 25, 2013
ROTH Capital Partners

ROTH Capital Partners Advises Skip Hop on its Sale of a Majority Interest to Fireman Capital Partners


November 18, 2013
ROTH Capital Partners

ROTH Capital Partners Acts as Sole Book-Running Manager for QuickLogic Corporation (NASDAQ: QUIK) $25.3 Million Follow-On Offering


November 15, 2013
Business Wire

ROTH Honored by Global M&A Network

ROTH Consumer Investment Banking Team Received Two Awards at the 2013 M&A Atlas Awards


November 14, 2013
Streetwise Reports
Seven Investments on Biotech's Cutting Edge: Joseph Pantginis

November 7, 2013
ROTH Capital Partners

ROTH Capital Partners Acts as Lead Placement Agent for Lion Biotechnologies, Inc. (LBIO) in its $23.3M PIPE Financing


November 5, 2013
ROTH Capital Partners

ROTH Capital Partners acts as Sole Placement Agent for Vapor Corp. (VPCO) in its $10M PIPE Financing


October 30, 2013
ROTH Capital Partners

ROTH Capital Partners Acts as Financial Advisor to Can-Fite BioPharma Ltd (OTCQB: CANFY) in its $6M Public Offering


October 29, 2013
Business Wire

ROTH Capital Partners Launches Online Investment Platform, OpenRound.com


October 24, 2013
PVTECH

SPI 2013: Comedy moments raise a laugh but ROTH brings the sunshine

Featured: ROTH Capital Partners, Managing Director Jesse Pichel


October 23, 2013
ROTH Capital Partners

ROTH Capital Partners Acts as Lead Placement Agent for Pharming Group NV (NYSE Euronext: PHARM) in EUR 12 Million Financing


October 17, 2013
Business Wire

ROTH Capital Partners to Host Solar Symposium at Solar Power International (SPI 13)

Leading Solar Power and Clean Technology Companies to Hold Fire-Side Chats and Investor Meetings


October 16, 2013
ROTH Capital Partners

ROTH Capital Partners acted as Joint Book-Running Manager for Lannett Company, Inc. (LCI) in its $116.2 Million Follow-On


September 26, 2013
ROTH Capital Partners

ROTH Capital Partners Acts as Sole Book-Running Manager in Pioneer Power Solutions $8.9 Million Follow-On Offering


September 17, 2013
ROTH Capital Partners

ROTH Capital Partners Acted as Sole Placement Agent for a $70 Million Offering for ReneSola Ltd


September 13, 2013
Globes

Ceva and the cure for Nokia envy


September 10, 2013
ROTH Capital Partners

ROTH Capital Partners acts as Co-Lead Placement Agent for Retrophin, Inc. in its $25M PIPE financing


August 28, 2013
The Globe and Mail

Krispy Kreme stock looks tastier the second time around.

Featured: ROTH Capital Partners, Senior Research Analyst, Anton Brenner.


August 22, 2013
ROTH Capital Partners

ROTH Capital Partners Acts as Lead Placement Agent in $13.1 Million Private Placement for OCZ


August 21, 2013
ROTH Capital Partners

ROTH Capital Partners Acts as Sole Book-Running Manager in Pixelworks, Inc. $10.6 million Follow-On


August 20, 2013
ROTH Capital Partners

ROTH Capital Partners Acts as Sole Book-Running Manager for Tonix Pharmaceuticals Holding Corp. in its $11.4M Public Offering


August 19, 2013
ROTH Capital Partners

ROTH Capital Partners advised Incipio on the Acquisition and Acted as Placement Agent in arranging a Senior Credit Facility


August 19, 2013
ROTH Capital Partners

ROTH Capital Partners Acts as Sole Book-Running Manager for RMG Networks Holding Corporation (RMGN) $42.9M Follow-On


August 16, 2013
ROTH Capital Partners

ROTH Capital Partners Acts as Co-Lead Manager for
Power Solutions International (PSIX) $70.2M Follow-On


August 15, 2013
Business Wire

ROTH Capital Partners and Mom365 Announce Release of 2013 Trends and Truths in the New Mother Market (Report)


August 12, 2013
BioCentury

A disciplined crowd

Featured: John Chambers, Head of Healthcare Investment Banking, ROTH Capital Partners


August 5, 2013
SOASTA

SOASTA Raises $30 Million For Global Expansion


August 5, 2013
ROTH Capital Partners

Reflecting on a brother’s well-lived life

Duane Roth remembered as an engaged mentor, business visionary


July 30, 2013
ROTH Capital Partners

ROTH Capital Partners Acts as Book-Running Manager for TG Therapeutics, Inc. in its $40.3M Public Offering


July 30, 2013
ROTH Capital Partners

ROTH Capital Partners Acts as Financial Advisor to Thermogenesis Corp. in its merger with TotipotentRX Corporation


July 9, 2013
ROTH Capital Partners

ROTH Capital Partners Acts as Sole Placement Agent for Tengion, Inc. (OTCQB: TNGN) in its $33.6 Million Financing


July 1, 2013
BioCentury

Window watching

Featured: John Chambers, Head of Healthcare Investment Banking, ROTH Capital Partners


June 25, 2013
Business Wire

ROTH Capital Partners Expands Cleantech and Industrial Growth Banking Practice with Addition of Jesse Pichel, Managing Director, Investment Banking


June 6, 2013
ROTH Capital Partners

ROTH Capital Partners acted as Sole Placement Agent for a $9.25 Million PIPE for Real Goods Solar (NASDAQ: RSOL)


May 20, 2013
ROTH Capital Partners

ROTH Capital Partners Acted as Lead Manager for a $26 Million Follow-On Offering for MoSys Inc. (NASDAQ: MOSY)


May 17, 2013
ROTH Capital Partners

ROTH Capital Partners Acted as Sole Book-Running Manager for a $6.9 Million Follow-On Offering for Hydrogenics Corp. (NASDAQ: HYGS)


May 14, 2013
Business Wire

ROTH Capital Partners to Sponsor the Second Annual Marcum LLP MicroCap Conference


May 8, 2013
ROTH Capital Partners

ROTH Capital Partners Acted as Co-Lead Placement Agent for Celator Pharmaceuticals, Inc. in its $32.5 Million Financing


April 29, 2013
ROTH Capital Partners

ROTH Capital Partners to host Global Mining Corporate Access Day in London on May 22, 2013


April 22, 2013
ROTH Capital Partners

ROTH Capital Partners Acted as Sole Manager for a $9.7 Million Initial Public Offering for NV5 Holdings, Inc. (NASDAQ: NVEEU)


April 16, 2013
ROTH Capital Partners

The Consumer Investment Banking Team at ROTH Capital Partners Completes Eight Assignments Year-to-Date; Highlights Active Start to 2013


April 5, 2013
ROTH Capital Partners
ROTH Capital Partners Acted as Sole Manager for a $15.1 Million Secondary Offering for Cimatron, Ltd. (NasdaqCM:CIMT)

April 2, 2013
ROTH Capital Partners
ROTH Serves as Joint Book-Running Manager on Coastal.com (Nasdaq:COA) (TSX:COA) $20.7 Million Public Offering

April 1, 2013
BioCentury
Looking for ‘growthier’

Featured: John Chambers, Head of Healthcare Investment Banking, ROTH Capital Partners


March 22, 2013
Thomson Reuters
ROTH Capital Partners 25th Annual Growth Stock Conference news and interviews.

Login or create a free account to view


March 13, 2013
Business Wire
ROTH Capital Partners 25th Annual Growth Stock Conference to Be Held March 17-20, 2013

March 6, 2013
Business Wire
ROTH Capital Partners Teams Up with Challenged Athletes Foundation for 2nd Annual ROTH Ride, March 17th, 2013

March 2, 2013
ROTH Capital Partners
ROTH Serves as Co-Lead Manager on Limoneira $38.3 Million Public Offering

March 1, 2013
Business Wire
Roth Capital Partners 25th Annual Growth Stock Conference to Be Held March 17-20, 2013

February 27, 2013
ROTH Capital Partners
ROTH Capital Partners Acts as Sole Placement Agent for Retrophin, Inc. (RTRX) in its $9.1 Million Financing

February 21, 2013
ROTH Capital Partners
ROTH Capital Partners 25th Annual Growth Stock Conference to Be Held March 17-20, 2013

January 28, 2013
ROTH Capital Partners
ROTH Capital Partners Advises Heelys on its Sale to Sequential Brands Group

January 23, 2013
ROTH Capital Partners
ROTH Capital Partners Acts as Lead Placement Agent for Pharming Group NV (NYSE Euronext: PHARM) in EUR 16.35 Million Financing

January 14, 2013
BioCentury
2013 Financial Markets Preview – Darwin’s Delight

Featured: John Chambers, Head of Healthcare Investment Banking, ROTH Capital Partners


January 9, 2013
Sagient Research
PlacementTracker Publishes PIPE Market League Tables

Roth Capital Partners, LLC was ranked as the number one most active investment bank in the U.S. PIPE market during 2012.


January 7, 2013
BioCentury
Buyside View XXI – Sunny Side Up

Featured: John Chambers, Head of Healthcare Investment Banking, ROTH Capital Partners


2012


December 4, 2012
ROTH Capital Partners
ROTH Capital Partners Advises Navarre (Nasdaq:NAVR) on its Acquisition of SpeedFC

November 28, 2012
ROTH Capital Partners
ROTH Capital Partners Acts as Joint Lead Manager for Prospect Global Resources, Inc. (NASDAQ: PGRX) in its $26 Million Public Offering

November 26, 2012
Medsider
Is the Medical Device Tax Justifiable? Revealing Report Shows Otherwise

November 13, 2012
Business Wire
ROTH Capital Partners Named North America Boutique M&A Investment Bank of the Year by Global M&A Network

October 17, 2012
ROTH Capital Partners
ROTH Capital Partners Acts as Sole Book-Running Manager for Aeterna Zentaris Inc. (NASDAQ: AEZS) (TSX:AZS) in its $16.5 Million Financing

October 11, 2012
ROTH Capital Partners
ROTH Capital Partners Acts as Sole Placement Agent for Tengion, Inc. (OTCQB: TNGN) in its $15 Million Financing

October 8, 2012
BioWorld Insight
Capital Flows Freely into Biotech Driven by Market Performance

Featured: ROTH Capital Partners, Managing Director, John Chambers


October 1, 2012
Bio Century
4Q Financial Markets Preview - Bellwether’s ball

Featured: ROTH Capital Partners, Managing Director, John Chambers


September 20, 2012
CONNECT
Innovation 101: Technology and Innovation in the Medical Device Industry

September 17, 2012
ROTH Capital Partners
ROTH Capital Partners Issues Report on the Impact of the Affordable Care Act on the Medical Device Industry

September 13, 2012
ROTH Capital Partners
ROTH Advises Macadamia Natural Oil on its Investment from Star Avenue Capital

September 12, 2012
ROTH Capital Partners
ROTH Capital Partners Acts as Sole Placement Agent for Catalyst Pharmaceutical Partners, Inc. (NASDAQ: CPRX) in its $6 Million Registered Direct Financing

September 10, 2012
ROTH Capital Partners
CONNECT to host Washington D.C. briefing on medical device innovation

September 6, 2012
Financial Post
Conacher joins ROTH Capital Partners

September 6, 2012
Business Wire
ROTH Capital Partners Announces Appointment of Lionel Conacher as Vice Chairman

September 3, 2012
Orange County Business Journal
Cleantech Shakeout — A Public Market Perspective

August 21, 2012
Business Wire
ROTH Capital Partners to Host Semiconductor Corporate Access Day in San Francisco, CA on September 5, 2012

August 8, 2012
ROTH Capital Partners
ROTH Capital Partners Acts as Exclusive Advisor in the Sale of 1st Auto Transport Directory, Inc.

July 19, 2012
ROTH Capital Partners
ROTH Capital Partners Acts as Joint Book-Running Manager for Prospect Global Resources, Inc. (NASDAQ: PGRX) in its $40 Million Public Offering

July 16, 2012
Malakye.com
SDSI Board grows with Joe Schimmelpfennig Managing Director at ROTH Capital Partners

July 10, 2012
Business Wire
ROTH Capital Partners Expands Its Consumer Practice with Research Coverage of the Active Lifestyle Industry

July 9, 2012
ROTH Capital Partners
ROTH Capital Partners Acts as Sole Book-Running Manager for CPI Aerostructures
(NYSE: CVU) in Its $18 Million Public Offering

July 2, 2012
ROTH Capital Partners
ROTH Capital Partners Acts as Joint Book-Running Manager for Coronado Biosciences, Inc. (NASDAQ: CNDO) in its $28.8 Million Public Offering

June 18, 2012
BioWorld
Industry Continues to Grow But Challenges Stay the Same.

Featured: ROTH Capital Partners, Managing Director and Head of Healthcare Investment Banking, John Chambers.


June 7, 2012
Orange County Business Journal
New Head of Tech for Roth Capital

June 6, 2012
Business Wire
ROTH Capital Partners Announces Appointment of Richard deNey as Managing Director and Head of Technology Investment Banking

May 23, 2012
PR Newswire
ROTH has raised over $2.8 Billion for its healthcare clients in over 100 transactions since 2010.

May 17, 2012
Business Wire
ROTH Capital Partners and Mom365 Publish 2012 Trends and Truths in the New Mother Market Report

Featured: ROTH Capital Partners, Managing Director, Joe Schimmelpfennig and Senior Research Analyst, Elizabeth Pierce, CFA.


May 3, 2012
ROTH Capital Partners
ROTH Capital Partners Acts as Sole Placement Agent for Lucas Energy, Inc. (NYSE Amex: LEI) in Its $5.9 Million Public Offering

April 26, 2012
Business Wire
ROTH Capital Partners to Host Emerging Global Mining Corporate Access Day in London on May 23, 2012

April 18, 2012
Business Wire
Robert (Bert) Hazlett Joins ROTH Capital Partners’ Healthcare Research Team

April 17, 2012
ROTH Capital Partners
ROTH Capital Partners Acts as Sole Book-Running Manager for Galena BioPharma (Nasdaq: GALE) in Its $14.6 Million Underwritten Public Offering

April 4, 2012
SNL Financial
Investment bankers expecting increased small-deal flow from JOBS Act

March 29, 2012
ROTH Capital Partners
ROTH Capital Partners Acts as Sole Manager for Plug Power, Inc. (PLUG) in Its $17.2 Million Follow-On Offering.

March 29, 2012
ROTH Capital Partners
ROTH Capital Partners Acts as Sole Book-Running Manager for Amerigon Incorporated (NASDAQ-GS: ARGN) in Its $80.7 Million Follow-On Offering

March 29, 2012
ROTH Capital Partners
Inaugural ROTH Ride was Held March 11, 2012.
ROTH Capital Partners

March 17, 2012
ROTH Capital Partners
Recent Legislative and Regulatory Initiatives Focused on Capital Formation and Job Creation.

For panel video please contact conference@roth.com

ROTH Capital Partners

March 16, 2012
Market Watch
Solar’s cruel twist for California power firms

Featured: ROTH Capital Partners, Senior Research Analyst Philip Shen

ROTH Capital Partners

March 16, 2012
Market Watch
Medical device merger boom here: analyst ROTH Capital Partners

March 14, 2012
Market Watch
Walton loves to get emotional about stock ROTH Capital Partners

March 12, 2012
Globes
The Israeli companies in IBM's sights ROTH Capital Partners

March 7, 2012
Business Wire
ROTH Capital Partners Expands Cleantech, Industrials and Resources Practice with Addition of Senior Research Analyst Michael Legg

March 5, 2012
Business Wire
ROTH Capital Partners Expands Healthcare Practice with Addition of Senior Biotech Analyst Yale Jen, Ph.D.

March 1, 2012
ROTH Capital Partners
ROTH Capital Partners Acts as Sole Placement Agent for BioLineRx Ltd. in $15.0 Million Financing

February 28, 2012
Business Wire
ROTH Capital Partners 24th Annual Growth Stock Conference to Feature Cleantech, Industrials and Resources Track with More Than 75 Representative Companies.

February 22, 2012
Business Wire
ROTH Capital Partners to Feature 130 Healthcare Companies at 24th Annual Growth Stock Conference March 11-14, 2012

February 16, 2012
Business Wire
ROTH Capital Partners to Feature China Track at 24th Annual Growth Stock Conference March 11–14, 2012

February 14, 2012
Business Wire
ROTH Capital Partners 24th Annual Growth Stock Conference to Be Held March 11–14, 2012

January 24, 2012
SNL Financial
Latest Maiden Lane II sale reflects growing investor interest in nonagency MBS

January 18, 2012
BioWorld Today
2011 Fundraising Tops 2010, Despite Macro, Venture Woes

Featured: ROTH Capital Partners, Managing Director John Chambers


January 18, 2012
Business Wire
ROTH Capital Partners to Co-Sponsor Bank Director’s 2012 Acquire or Be Acquired Conference

January 12, 2012
ROTH Capital Partners
Talon Therapeutics, Inc. Announces $11 Million Financing ROTH Capital Partners Acts as Financial Advisor to Special Committee of the Board of Directors

January 5, 2012
ROTH Capital Partners
ROTH Capital Partners Acts as Sole Placement Agent for Pharming Group NV (NYSE Euronext: PHARM) in EUR 8.4 Million Financing

January 2, 2012
BioCentury
2012 Financial Markets Preview: Living Creatively

Featured: ROTH Capital Partners, Managing Director John Chambers


2011


December 14, 2011
ROTH Capital Partners
ROTH Capital Partners Issues White Paper on Bank M&A Trends

December 7, 2011
Business Wire
ROTH Capital Partners Honored at 2011 Americas M&A Atlas Awards

December 5, 2011
Business Wire
ROTH Capital Partners to Host Technology, Media & Telecommunications (TMT) Corporate Access Day on December 14, 2011 in London, U.K.

November 22, 2011
Business Wire
ROTH Capital Partners to Co-Sponsor the 2011 Stem Cell Meeting on the Mesa on Nov. 29 – Dec. 1, 2011

November 4, 2011
China Daily
A shift in the PE paradigm

Featured: Byron Roth, Chairman & CEO


October 31, 2011
ROTH Capital Partners
ROTH Capital Partners Acts as a Placement Agent for Coffee Holding Co. (JVA) in its $11.2 Million Registered Direct Offerings

October 25, 2011
Business Wire
ROTH Capital Partners Analyst Receives Top Ranking in The Financial Times and StarMine Awards of 2011 for Asia

Featured: ROTH Capital Partners, Senior Research Analyst Adam Krejcik


October 20, 2011
Market Wire
2011 Stem Cell Meeting on the Mesa's Investor and Partnering Forum Announces Plenary Sessions and Speakers, Including CIRM's "Disease Team" Presentations

October 13, 2011
Business Wire
ROTH to Co-Host "ROTH Capital - ChinaVenture Investment Conference"

September 29, 2011
Alliance Regenerative Medicine
The Alliance for Regenerative Medicine Reveals Initial Group of Presenting Companies at the 2011 Stem Cell Meeting on the Mesa’s Investor and Partnering Forum

September 28, 2011
ROTH Capital Partners
ROTH Capital Partners Acts as Advisor for
Sensus LLC on Sale of its Assets to Synergy Flavors, Inc.

September 12, 2011
ROTH Capital Partners
ROTH Capital Partners Acts as Sole Placement Agent for Peregrine Pharmaceuticals (NASDAQ: PPHM) in its Registered Direct Financing of Approximately $7 Million

September 9, 2011
ROTH Capital Partners
ROTH Capital Partners Investment Banker Brian Kremer to Present at the Annual CleanTech OC Conference on September 12, 2011

September 7, 2011
Medcity
AtriCure: Is now the time for a strategic acquirer to step up?

Featured: ROTH Capital Partners, Senior Research Analyst Matt Dolan


August 16, 2011
ROTH Capital Partners
ROTH Capital Partners Acts as Joint Book-Running Manager for CytRx Corporation (NASDAQ: CYTR) in its $20.4 Million Follow-On Financing

July 19, 2011
SNL Financial
Can double-dip strategy jump-start bank M&A?

Featured: ROTH Capital Partners, Senior Research Analyst Ed Timmons


July 11, 2011
ROTH Capital Partners
ROTH Capital Partners Acts as Sole Book-Running Manager for Clean Diesel Technologies, Inc. (NASDAQ: CDTI) in its $11.8 Million Public Offering

July 8, 2011
ROTH Capital Partners
ROTH Capital Partners acts as Sole Book-Running Manager for $24 Million Follow-On Offering for ECOtality, Inc. (ECTY)

July 6, 2011
The New York Times
A Wave of Chinese Money Gives a Lift to Companies Struggling in Tough Times

June 28, 2011
avcj.com
Harbin Electric MBO nears finish, despite critics.

Featured: ROTH Capital Partners Co-Director of Research & Senior Research Analyst Mark Tobin


June 27, 2011
Business Wire
ROTH Capital Further Expands its Financial Institutions Group

Dave King and Chris York join as Research Analysts to Cover Banks and Specialty Finance Companies


June 16, 2011
ROTH Capital Partners
ROTH Capital Partners Advises ZAGG (NASDAQ: ZAGG) on its Acquisition of iFrogz

June 16, 2011
ROTH Capital Partners
Asset Management Veterans Frank Hurst and Richard Gadbois join EAM Investors in Senior Roles

June 13, 2011
ROTH Capital Partners
ROTH Capital Partners Completes $15 Million Private Placement for CAS Medical Systems, Inc. (Nasdaq:CASM)

June 1, 2011
ROTH Capital Partners
ROTH Capital Partners Acts as the Sole Book-Running Manager of $9 Million Offering of Pixelworks, Inc. (NASDAQ:PXLW)

May 18, 2011
CBN
Market Close Observation: A Trend for China Companies Going Public in the U.S. Heats Up Again

Featured Interview with Byron Roth, Chairman & CEO


May 17, 2011
ROTH Capital Partners
ROTH Capital Partners analyst wins top ranking in wall street journal survey

Featured: ROTH Capital Partners, Senior Research Analyst Anton Brenner


May 4, 2011
ROTH Capital Partners
ROTH Capital Partners Acts as Sole U.S. Placement Agent for Neptune Technologies & Bioressources (NASDAQ: NEPT) in its C$12.4 Million Financing

May 4, 2011
Business Wire
Edward D. Timmons Joins ROTH Capital Partners as Senior Research Analyst

May 2, 2011
ROTH Capital Partners
ROTH Capital Partners Acts as Sole Placement Agent for Mad Catz Interactive in its $12.2 Million PIPE

April 25, 2011
ROTH Capital Partners
ROTH Capital Partners Acts as Sole Book-Running Manager for RXi Pharmaceuticals (Nasdaq: RXII) in its $12 Million Public Offering

April 18, 2011
Business Wire
ROTH Expands Research Coverage of Chinese CleanTech Sector

April 12, 2011
ROTH Capital Partners
ROTH Capital Partners Acts as a Placement Agent for Poynt Corporation (PYN.V) in its $15.5 Million PIPE

April 4, 2011
Business Wire
ROTH Capital Partners to Co-Host ROTH ChinaVenture Investment Conference in Shanghai, April 27-28

March 31, 2011
Business Wire
ROTH Capital Partners and Our365 Publish 2011 Trends and Truths in the New Mother Market Report

March 28, 2011
ROTH Capital Partners
ROTH Capital Partners Advises BornFree Holdings on its Sale to Summer Infant (NASDAQ: SUMR)

March 28, 2011
Business Wire
ROTH Capital Partners to Host 6th Annual Investor Tour in China

March 21, 2011
Los Angeles Business Journal
Tough Times Force Vernon T-Shirt Maker to Fold

Featured: ROTH Capital Partners Director Paul Zaffaroni


March 16, 2011
Xconomy
Growth in TV Access, Capabilities, Driving Demand for MaxLinear’s Technologies

March 15, 2011
SNL Financial
144As no longer a pipe dream for Roth Capital

March 15, 2011
Xconomy
European Automakers Begin to Adopt Maxwell’s Ultracapacitor Technology

Featured: ROTH Capital Partners President Ted Roth


March 15, 2011
Business Wire
ROTH Capital Announces Expansion of its Healthcare Research Practice

March 13, 2011
Orange County Business Journal
Better Economy, Wall Street Gains Point to Record Attendance at Roth

March 9, 2011
ROTH Capital Partners
ROTH Capital Partners Advises English Laundry on its Sale of a Majority Interest to Bluestar Alliance

March 8, 2011
Business Wire
100 Chinese Companies to Be Featured at ROTH Capital Partners 23rd Annual OC Growth Stock Conference March 13-16, 2011

March 2, 2011
ROTH Capital Partners
ROTH Capital Partners Acts as Sole Book-Running Manager for Palatin Technologies (AMEX: PTN) in its $23 Million Public Offering

February 28, 2011
Business Wire
Over 135 Healthcare Companies to Present at Roth Capital Partners 23rd Annual OC Growth Stock Conference March 13-16, 2011

February 24, 2011
ROTH Capital Partners
ROTH Capital Partners Acts as Sole Manager for Vermillion, Inc. (VRML) in its $21.8 Million Public Offering

February 16, 2011
ROTH Capital Partners
ROTH Capital Partners Acts as Sole Book-Running Manager for Marina Biotech (NASDAQ: MRNA) in its $5.1 Million Public Offering

February 11, 2011
ROTH Capital Partners
ROTH Capital Partners Completes $20 Million Initial Public Offering for Trunkbow International (TBOW)

February 8, 2011
Business Wire
ROTH Capital Partners to Host 23rd Annual OC Growth Stock Conference March 13-16, 2011

January 27, 2011
ROTH Capital Partners
ROTH Capital Partners Acts as Sole Placement Agent for Inovio Pharmaceuticals (AMEX: INO) in its $24.3 Million Registered Direct

January 26, 2011
Reuters
Qualcomm raises outlook as mobile chip sales jump

Featured: ROTH Capital Partners Senior Research Analyst Arnab Chanda


January 26, 2011
Reuters
UPDATE 2-Intel wins EU approval for McAfee deal

Featured: ROTH Capital Partners Senior Research Analyst Arnab Chanda


January 24, 2011
ROTH Capital Partners
ROTH Capital Partners Completes $17 Million Public Offering for Glu Mobile Inc (GLUU)

January 4, 2011
ROTH Capital Partners
ROTH Capital Partners Advises O.N.E. on Receiving an Investment from PepsiCo and Catterton Partners

January 3, 2011
ROTH Capital Partners
ROTH Capital Partners Completes $29 Million Public Offering for Lannett Company, Inc. (AMEX:LCI)

ROTH


Transactions // Privacy Policy // Conditions of Use // Initial Margin Disclosure Statement // Business Continuity Disclosure // Best Execution Reports // Contact ROTH // Locations
Annual Notice of Important Policies and Disclosures
Copyright ©2014 ROTH Capital Partners, LLC/Member FINRA/SIPC