Investment Banking

Follow-On & Registered Direct

For existing public companies, ROTH’s research and distribution strength provides a valuable platform from which to lead or co-manage underwritten follow-on offerings and registered direct transactions. ROTH’s daily dialogue with small-cap institutional investors provides a continuous pulse on the capital markets and current investing climate. With specialized sector expertise, the ROTH team helps corporate clients to raise funds by accessing the domestic and international markets.

For more information, please contact:

Aaron M. Gurewitz
Managing Director
Head of Equity Capital Markets
949-720-5703
agurewitz@roth.com

IPOs / PIPEs

Investment Banking


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