Investment Banking


Through ROTH's private placement practice, we have provided capital to emerging growth companies since our inception in 1984. Deep and longstanding ties with premier institutional investors allow ROTH the speed and flexibility that is necessary for quick and seamless transactions. As a result, ROTH has been active in PIPE transactions and has placed its private placements with over 200 institutional investors. With a strict focus on confidentiality and the evolving regulatory environment, ROTH’s experience is unparalleled in helping small-cap companies to quickly and quietly meet their capital needs.

For more information, please contact:

Aaron M. Gurewitz
Managing Director
Head of Equity Capital Markets

IPOs / Follow-On & Registered Direct

Investment Banking

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