Industrial Growth & Cleantech Investment Banking

Cleantech & Industrial Growth

ROTH’s Industrial Growth and Cleantech banking team assists growth oriented companies achieve their strategic and financial goals. We combine leading capital markets capabilities with deep industrial and cleantech industry knowledge to offer a wide range of strategic advisory and capital raising services, including initial public offerings, follow-on offerings, PIPEs, and convertible debt.


As a relatively nascent industry sector, we define cleantech as those technologies and business models that improve societies’ utilization of natural resources to support global economic growth, while minimizing environmental impacts. Within this broad definition, our Cleantech banking team is particularly focused on those companies with technologies that provide solutions to global energy and environmental challenges.

Our sub-sector focus includes:

  • Demand-side management, including energy efficiency

  • Energy Generation

  • Energy Infrastructure

  • Energy Storage

  • Environment (air, land and water)

  • Recycling/Waste Management

  • Transportation

  • Solar

Industrial Growth

Our Industrial Growth banking team works with companies focused on end-markets where growth is outpacing broader industrial trends and implementing strategies involving a combination of new product development, capacity expansion, productivity programs, and mergers and acquisitions.

Our sub-sector focus includes:

  • Auto parts and equipment

  • Energy infrastructure and equipment

  • Manufacturing and process technologies

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Jesse Pichel
Managing Director

Robert Stephenson
Managing Director

David Farina, CFA
Managing Director

Brian Kremer

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