Investment Banking

About ROTH Investment Banking

The Investment Banking Group focuses on identifying and financing emerging growth companies as they expand and develop into tomorrow’s market leaders. ROTH provides emerging growth companies with ready access to the capital markets and a wide variety of financial advisory services. By focusing exclusively on emerging growth companies, ROTH has developed an unparalleled understanding of these companies, their entrepreneurial managers and their highly specialized financing needs.

Our experience and capabilities in raising capital for public companies are the hallmarks of the Firm. ROTH has raised over $25 billion for small-cap public companies and completed over 225 merger, acquisition and advisory assignments. Since year 2000, ROTH has been a placement agent for numerous PIPE transactions, raising over $4 billion for our clients. ROTH received top 20 IPO aftermarket performance rankings for six consecutive years from 1994 to 1999.

In 2004, the firm raised over $1.6 billion in capital and achieved a #1 ranking for both the number of PIPE transactions and the total dollars placed. (Source: PlacementTracker)

The Investment Banking Group features:

Investment Banking

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