ROTH Institutional Sales

Institutional Sales

ROTH’s Institutional sales team works with institutional money managers, mutual funds, banks, registered investment advisors, corporations and insurance companies.

The sales team comprises a unique array of knowledge and expertise in the small and micro cap markets. Many of our sales representatives have diversified backgrounds with experience in corporate finance, research and operations. Our sales team partners with our research team to understand macro and micro trends that drive fundamental changes of the companies that we cover.

We have long-standing relationships with many of the top small-cap portfolio managers around the country. Because we are intensely focused on small cap companies, our sales team seeks to truly understand our investment recommendations and to personally know the management teams of the companies we cover.

For additional information, please contact:

Philip DiNapoli
Director of Trading and Head of Institutional Sales

  • Department Phone: 800-933-6830
  • Department Fax: 949-720-7254
  • Sales/Trading Phone: 800-933-6820
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