ROTH Trading


Our experienced team of market makers and sales traders prides itself on creating liquidity in illiquid markets. We provide timely and efficient execution of transactions in both Listed and NASDAQ issues. Our trading activities include the execution of retail orders, block trades, Rule 144 transactions, and corporate equity repurchases, all of which occur in a fast-paced and volatile marketplace.

For additional information, please contact:

Philip DiNapoli
Director of Trading and Head of Institutional Sales

  • Trading Desk: 800-200-2788
  • Sales Trading: 800-933-6820
  • Department Fax: 949-720-7254
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