About ROTH

About ROTH

ROTH is an investment banking firm dedicated to the small-cap public market and is headquartered in Newport Beach, CA.

ROTH is a privately owned firm that has built a culture of success and innovation. Our approach is driven by our current principals, who are not only the owners of the business but most of whom have been with us for more than 20 years. Our goal has always been to service the needs of small-cap public companies better than anyone else.

ROTH's exclusive focus is to offer our clients a full spectrum of investment banking services:

  • Capital Raising

  • Merger and Acquisitions

  • Research Coverage

  • Sales, Trading and Market Making

  • Corporate Access & Conferences

  • Corporate Services

Our research is the foundation of our firm and key to our understanding of the small-cap sector. This research, when combined with our seasoned institutional sales team and our highly visible investor conferences, creates an unparalleled institutional sponsorship platform for growth companies.

Our experience and capabilities in raising capital and providing advisory services for companies are the strengths of the firm.

Since 1992:

  • Raised over $45 billion for small-cap public and private companies

  • Completed approximately 300 merger, acquisition and advisory assignments

About ROTH


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