ROTH acts as Joint Book-Running Manager for
Unique Fabricating in its $25.7 Million IPO

For more information please contact:

Investment Banking
Paul Zaffaroni
Managing Director
(949) 720-7174
pzaffaroni@roth.com

Jared Schramm
Managing Director
(949) 720-7125
jschramm@roth.com

Gerald L. Mars
Managing Director
(949) 720-7196
gmars@roth.com

Jonathan Alyn
Vice President
(949) 720-7156
jalyn@roth.com

Jacob Frank
Vice President
(949) 720-7135
jfrank@roth.com

Robert Reid
Senior Analyst
(949) 720-7146
rreid@roth.com

Equity Capital Markets
Aaron Gurewitz
Head of Equity
Capital Markets
(949) 720-5703

agurewitz@roth.com

Nazan Akdeniz
Senior Vice President
(949) 720-5740

nakdeniz@roth.com

Lou Ellis
Senior Vice President
(949) 720-5739

lellis@roth.com

Transaction Information

On July 7, 2015, Unique Fabricating, Inc. (NYSE MKT: “UFAB” or the “Company”), a portfolio company of Taglich Private Equity LLC, announced the closing of an initial public offering of 2,702,500 shares of its common stock at a price of $9.50 per share for gross proceeds of approximately $25.7 million, including fully exercising the over-allotment option. The Company will use the net proceeds of the offering to repay the approximate $13.1 million principal amount of their 16% senior subordinated note. In addition, the Company will use proceeds remaining after payment of the 16% senior subordinated note to temporarily reduce borrowings under the revolver portion of their senior secured credit facility.

ROTH Capital Partners acted as joint book-running manager for the offering.

 

About Unique Fabricating, Inc.

Unique Fabricating, Inc. engineers and manufactures components for customers in the automotive and industrial appliance market. The Company's solutions are comprised of multi-material foam, rubber, and plastic components and utilized in noise, vibration and harshness (NVH) management, acoustical management, water and air sealing, decorative and other functional applications. Unique leverages proprietary manufacturing processes including die cutting, thermoforming, compression molding and fusion molding to manufacture a wide range of products including air management products, heating ventilating and air conditioning (HVAC), seals, fender stuffers, air ducts, acoustical insulation, door water shields, gas tank pads, light gaskets, topper pads, mirror gaskets and glove box liners. The Company was founded in 1975 and is headquartered in Auburn Hills, Michigan.  For more information, visit www.uniquefab.com. (Source: Company Press Release | July 7, 2015)

 

About ROTH Capital Partners

ROTH Capital Partners, LLC (ROTH), is a relationship-driven investment bank focused on serving emerging growth companies and their investors. As a full-service investment bank, ROTH provides capital raising, M&A advisory, analytical research, trading, market-making services and corporate access. Headquartered in Newport Beach, CA, ROTH is privately-held and employee owned, and maintains offices throughout the U.S. and Hong Kong. For more information on ROTH, please visit www.roth.com.

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The material, information and  facts discussed in this announcement other than the information regarding ROTH Capital Partners, LLC ("ROTH") and its affiliates, are from sources believed to be reliable, but are in no way guaranteed to be complete or accurate. This announcement should not be used as a complete analysis of any companies, securities or topics discussed herein. Additional information is available upon request. This is not, however, an offer or solicitation of the securities discussed. Any opinions or estimates in this announcement are subject to change without notice. An investment in any security based on this announcement may involve risks and uncertainties that could cause actual results to differ materially from the forward-looking statements. Additionally, such investments may involve a high degree of risk and may not be suitable for all investors. No part of this announcement may be reproduced in any form without the express written permission of ROTH. Copyright 2015.