ROTH Capital Partners Acted as Sole Manager for a $9.7 Million Initial Public Offering for NV5 Holdings, Inc. (NASDAQ: NVEEU)


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Transaction Information
On April 2, 2013, NV5 Holdings, Inc. (NASDAQ: NVEEU) closed its Initial Public Offering of 1.61 million units (including the underwriter’s full over-allotment option of 210,000 units) at a public offering price of $6.00 per unit for aggregate gross proceeds of approximately $9.7 million. Each unit is comprised of one share of the Company’s common stock and one five-year warrant to purchase one share of the Company’s common stock at a price of $7.80 per share. The units will trade solely as units until September 27, 2013, after which date the units, shares and warrants may trade separately under the symbols “NVEEU”, “NVEE” and “NVEEW”, respectively. ROTH Capital Partners, LLC acted as sole book-runner for the initial public offering.

This offering was conducted under the Jumpstart Our Business Startups Act of 2012 (the “JOBS Act”). As an emerging growth company, NV5 Holdings, Inc. may take advantage of specified reduced reporting and other requirements that are otherwise applicable generally to public companies. The company can conform to these provisions for up to five years or such earlier time that it is no longer an emerging growth company. (Source: Company Filings and ROTH Capital Partners, April 2013)

Client Information
NV5 Holdings, Inc. is a provider of professional and technical engineering and consulting solutions to public and private sector clients in the infrastructure, construction, real estate and environmental markets. The Company operates 20 offices in California, Colorado, Utah, Florida and New Jersey and is headquartered in Hollywood, Florida. For additional information, please visit the Company's website at

ROTH Capital Partners
ROTH Capital Partners, LLC (ROTH), is a relationship-driven investment bank focused on serving emerging growth companies and their investors. As a full-service investment bank, ROTH provides capital raising, M&A advisory, analytical research, trading, market-making services and corporate access. Headquartered in Newport Beach, CA, ROTH is privately-held and employee owned, and maintains offices throughout the U.S. and Hong Kong. For more information on ROTH, please visit

The material, information and  facts discussed in this announcement other than the information regarding ROTH Capital Partners, LLC ("ROTH") and its affiliates, are from sources believed to be reliable, but are in no way guaranteed to be complete or accurate. This announcement should not be used as a complete analysis of any companies, securities or topics discussed herein. Additional information is available upon request. This is not, however, an offer or solicitation of the securities discussed. Any opinions or estimates in this announcement are subject to change without notice. An investment in any security based on this announcement may involve risks and uncertainties that could cause actual results to differ materially from the forward-looking statements. Additionally, such investments may involve a high degree of risk and may not be suitable for all investors. No part of this announcement may be reproduced in any form without the express written permission of ROTH. Copyright 2013.